Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11601 | Windward Wealth Strategies, Inc. CRD 175126 | Oshkosh, WI | Wealth Manager · Small ($100M–$1B) | $251M | 397 | 397 | 3 | 03/06/2026 | ☆ |
| 11602 | Graham Capital Wealth Management, Llc CRD 281772 | Washington, DC | Wealth Manager · Small ($100M–$1B) | $251M | 710 | 1,251 | 8 | 02/10/2026 | ☆ |
| 11603 | Merced Capital, L.P. CRD 137228 | Minnetonka, MN | Private Fund Manager · Small ($100M–$1B) | $251M | 7 | 7 | 5 | 03/25/2026 | ☆ |
| 11604 | Cassia Capital Partners Llc CRD 159911 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $251M | 186 | 573 | 5 | 02/13/2026 | ☆ |
| 11605 | Mariaca Wealth Management, Llc CRD 164001 | Wellington, FL | Wealth Manager · Small ($100M–$1B) | $251M | 288 | 686 | 6 | 03/11/2026 | ☆ |
| 11606 | Peterson Wealth Management, Llc CRD 285415 | Sparks, NV | Wealth Manager · Small ($100M–$1B) | $251M | 1,144 | 1,145 | 7 | 05/12/2026 | ☆ |
| 11607 | Checks & Balances, Inc. CRD 112145 | Atlanta, GA | Multi-Family Office · Small ($100M–$1B) | $251M | 21 | 28 | 1 | 01/08/2026 | ☆ |
| 11608 | Team Financial Group, Llc CRD 309411 | Temecula, CA | Wealth Manager · Small ($100M–$1B) | $251M | 366 | 793 | 7 | 06/02/2026 | ☆ |
| 11609 | Windle Wealth, Llc CRD 285653 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $251M | 399 | 1,022 | 3 | 03/30/2026 | ☆ |
| 11610 | Hmm Group Llc CRD 289044 | Indian Wells, CA | Wealth Manager · Small ($100M–$1B) | $251M | 251 | 622 | 3 | 01/28/2026 | ☆ |
| 11611 | Karlov Street Capital, Llc CRD 288910 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $251M | 30 | 30 | 4 | 03/25/2026 | ☆ |
| 11612 | Seek First Inc. CRD 312546 | Campbell, CA | Wealth Manager · Small ($100M–$1B) | $251M | 86 | 511 | 6 | 05/26/2026 | ☆ |
| 11613 | Ac Investment Management, Llc CRD 140443 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $251M | 4 | 4 | 8 | 03/31/2026 | ☆ |
| 11614 | Teton Advisors, Llc CRD 105963 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $251M | 3 | 3 | 5 | 03/30/2026 | ☆ |
| 11615 | Blodgett Wealth Advisors, Llc CRD 316838 | Wealth Manager · Small ($100M–$1B) | $251M | 114 | 104 | 3 | 05/25/2026 | ☆ | |
| 11616 | Bios Capital Management, Lp CRD 298955 | Fort Worth, TX | Private Fund Manager · Small ($100M–$1B) | $251M | 24 | 24 | 8 | 03/30/2026 | ☆ |
| 11617 | The Rudd Company, Llc CRD 289276 | Fort Worth, TX | Insurance-Affiliated · Small ($100M–$1B) | $251M | 204 | 697 | 6 | 03/30/2026 | ☆ |
| 11618 | Liberty Forge Llc CRD 343208 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $251M | 198 | 358 | 9 | 08/25/2026 | ☆ |
| 11619 | Titan Fund Management, Llc CRD 290562 | Albuquerque, NM | Private Fund Manager · Small ($100M–$1B) | $251M | 4 | 4 | 28 | 05/11/2026 | ☆ |
| 11620 | Deane Retirement Strategies, Inc. CRD 127096 | New Orleans, LA | Wealth Manager · Small ($100M–$1B) | $251M | 137 | 327 | 5 | 03/23/2026 | ☆ |
| 11621 | Ds2 Capital Llc CRD 340706 | Private Fund Manager · Small ($100M–$1B) | $251M | 1 | 1 | 7 | 07/20/2026 | ☆ | |
| 11622 | The Stone Creek Group, Llc CRD 182512 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $251M | 92 | 274 | 5 | 09/15/2026 | ☆ |
| 11623 | Wealthmd Corporation CRD 140498 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $251M | 1,061 | 1,593 | 4 | 03/30/2026 | ☆ |
| 11624 | Amara Financial, Llc CRD 308290 | San Francisco, CA | Insurance-Affiliated · Small ($100M–$1B) | $250M | 144 | 618 | 3 | 05/22/2026 | ☆ |
| 11625 | Legend Capital Advisors Llc CRD 336029 | Private Fund Manager · Small ($100M–$1B) | $250M | 114 | 114 | 3 | 07/27/2026 | ☆ | |
| 11626 | Recurring Capital Management Company, Llc CRD 285114 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $250M | 9 | 9 | 6 | 08/26/2026 | ☆ |
| 11627 | Mwa Investments, Llc CRD 156685 | White Stone, VA | Wealth Manager · Small ($100M–$1B) | $250M | 38 | 41 | 1 | 03/16/2026 | ☆ |
| 11628 | Lig Capital Management, Llc CRD 130489 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $250M | 416 | 820 | 4 | 07/06/2026 | ☆ |
| 11629 | Farley Capital L.P. CRD 157747 | Private Fund Manager · Small ($100M–$1B) | $250M | 3 | 3 | 4 | 03/27/2026 | ☆ | |
| 11630 | Fisher & Wiens Wealth Management, Llc CRD 286079 | Danville, CA | Wealth Manager · Small ($100M–$1B) | $250M | 300 | 560 | 1 | 03/04/2026 | ☆ |
| 11631 | Mokan Wealth Management Inc CRD 328005 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $250M | 173 | 704 | 4 | 10/01/2026 | ☆ |
| 11632 | Main Street Investment Advisors, Llc CRD 146036 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $250M | 144 | 144 | 3 | 01/20/2026 | ☆ |
| 11633 | Maven Equity Partners, Llc CRD 304461 | Larkspur, CA | Private Fund Manager · Small ($100M–$1B) | $250M | 9 | 9 | 3 | 03/26/2026 | ☆ |
| 11634 | Cogent Private Wealth, Inc. CRD 319092 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $250M | 110 | 264 | 8 | 03/24/2026 | ☆ |
| 11635 | Journey Beyond Wealth, Llc CRD 290367 | Roswell, GA | Wealth Manager · Small ($100M–$1B) | $250M | 109 | 412 | 6 | 02/06/2026 | ☆ |
| 11636 | Tritonpoint Capital, Llc CRD 336417 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $250M | 276 | 376 | 3 | 08/31/2026 | ☆ |
| 11637 | The Ehrlich Group Llc CRD 325595 | Laguna Niguel, CA | Wealth Manager · Small ($100M–$1B) | $250M | 207 | 682 | 5 | 01/28/2026 | ☆ |
| 11638 | Altura Wealth Advisors Inc. CRD 309501 | Santa Clara, CA | Wealth Manager · Small ($100M–$1B) | $250M | 448 | 1,027 | 12 | 03/27/2026 | ☆ |
| 11639 | Beadell A D Investment Counsel Inc CRD 106946 | Mequon, WI | Wealth Manager · Small ($100M–$1B) | $250M | 96 | 130 | 2 | 02/18/2026 | ☆ |
| 11640 | Bison Capital Advisors, Llc CRD 306471 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $250M | 163 | 522 | 4 | 05/09/2025 | ☆ |
| 11641 | Firstrust Llc CRD 111800 | Daytona Beach, FL | Wealth Manager · Small ($100M–$1B) | $250M | 128 | 128 | 6 | 09/03/2026 | ☆ |
| 11642 | Investology Inc. CRD 130408 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $250M | 450 | 450 | 5 | 09/16/2026 | ☆ |
| 11643 | Kutumb Investments Llc CRD 342420 | Palm Beach Gardens, FL | Investment Adviser · Small ($100M–$1B) | $250M | 2 | 2 | 3 | 09/21/2026 | ☆ |
| 11644 | Qso Capital Management Llc CRD 340892 | Fort Lauderdale, FL | Private Fund Manager · Small ($100M–$1B) | $250M | 5 | 5 | 3 | 07/24/2026 | ☆ |
| 11645 | Swiss Usadvisors Ltd. CRD 158706 | Zurich | Wealth Manager · Small ($100M–$1B) | $250M | 100 | 100 | 4 | 02/25/2026 | ☆ |
| 11646 | Wd Rutherford Llc CRD 167545 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $250M | 65 | 126 | 4 | 02/09/2026 | ☆ |
| 11647 | Dean Wealth Partners, Llc CRD 298237 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $250M | 192 | 682 | 4 | 02/23/2026 | ☆ |
| 11648 | Oxenfree Capital Llc CRD 327105 | Melbourne, FL | Wealth Manager · Small ($100M–$1B) | $250M | 950 | 1,983 | 8 | 06/22/2026 | ☆ |
| 11649 | Tidecrest Wealth Management, Llc CRD 332422 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $250M | 101 | 388 | 3 | 03/04/2026 | ☆ |
| 11650 | Braun Bostich & Associates Inc. CRD 288336 | Canonsburg, PA | Wealth Manager · Small ($100M–$1B) | $250M | 269 | 972 | 7 | 04/07/2026 | ☆ |