Mariaca Wealth Management, Llc
- Regulatory AUM
- $251M
- Discretionary
- $251M
- Clients
- 288
- Avg AUM / client
- $872K
- Accounts
- 686
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 236 | $80.2M | 32.0% |
| High net worth individuals | 49 | $145M | 57.9% |
| Charitable organizations | 3 | $25.4M | 10.1% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mariaca, Andrea, Lynn | Member | Apr 2009 (17y) | 25% – 50% | |
| Sergio Arturo Mariaca | Managing Member/Chief Compliance Officer | CFP | Apr 2009 (17y) | 50% – 75% |
| Dana Marie Perez | Registered representative | CFP | Aug 2013 (13y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 893 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Alerus Financial $37.7M (19% of AUM) Mar 2023
- Charles Schwab & Co. $24.4M (10% of AUM) Mar 2026
- Teachers Insurance And Annuity Assoc Of America $6.7M (3% of AUM) Mar 2026
- Spectrum Employee Benefits $1.6M (1% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗