Wealthmd Corporation
- Regulatory AUM
- $251M
- Discretionary
- $251M
- Clients
- 1,061
- Avg AUM / client
- $236K
- Accounts
- 1,593
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,031 | $187M | 74.5% |
| High net worth individuals | 30 | $63.9M | 25.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Bellarmine University Tax Deferred Annuity Plan Bellarmine University | 2024 | |
| Bellarmine University Defined Contribution Plan Bellarmine University | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Philip Parrish Sallee | Chief Investment Officer & Secretary | Jun 2006 (20y) | 75% or more | |
| Haines, Nicole, Tice | Chief Compliance Officer & President | Jun 2013 (13y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Bellarmine University Tax Deferred Annuity Plan | Bellarmine University | 437 | $30.2M | 01/01/2024 |
| Bellarmine University Defined Contribution Plan | Bellarmine University | 465 | $104M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $197M (79% of AUM) Mar 2026
- Tiaa Cref Individual & Institutional Services, Llc $50.3M (20% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗