Swiss Usadvisors Ltd.
- Regulatory AUM
- $250M
- Discretionary
- $250M
- Clients
- 100
- Avg AUM / client
- $2.5M
- Accounts
- 100
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 25, 2026
Asset allocation (SMA assets by investment type)
as of Feb 25, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 100 | $250M | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cotting, Max, Nmn | Ceo | Dec 2004 (22y) | ≈ 7.5% – 25% via Aquila & Co. Ag | |
| Hansalik, Roland, Nmn | Chief Executive Officer, Chief Compliance Officer | Sep 2011 (15y) | 75% or more |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aquila & Co. Ag | Owner | Sep 2011 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cotting, Max, Nmn: 75% – 100% of Aquila & Co. Ag × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO COMPLY WITH AN ARBITRATION AWARD. THE ARBITRATION AWARD WAS LATER VACATED BY THE SUPERIOR COURT OF CALIFORNIA. Status: Final Sanction Detail: SUSPENSION FROM 7/15/2010 TO 2/23/2011. Summary: THIS MATTER INVOLVED AN ARBITRATION DISPUTE BETWEEN WELLS FARGO ADVISORS LLC AND MR. HANSALIK IN CONNECTION WITH THE PAYMENT OF AN INSTALLMENT OBLIGATION. THIS ARBITRATION AWARD WAS LATER VACATED BY A COURT IN CALIFORNIA AS A RESULT OF THE FAILURE TO SERVE PROCESS ON MR. HANSALIK. MR. HANSALIK'S FINRA REGISTRATION WAS SUSPENDED FOR THE INDICATED PERIOD.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗