Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11651 | Vandalia Wealth Management Incorporated CRD 340089 | Charleston, WV | Wealth Manager · Small ($100M–$1B) | $250M | 469 | 469 | 22 | 07/10/2026 | ☆ |
| 11652 | Processus Wealth & Capital Management, Llc CRD 155306 | Wealth Manager · Small ($100M–$1B) | $250M | 57 | 233 | 2 | 01/26/2026 | ☆ | |
| 11653 | Summit Wealth Management Group, Inc. CRD 170029 | Camarillo, CA | Wealth Manager · Small ($100M–$1B) | $250M | 386 | 681 | 6 | 10/01/2026 | ☆ |
| 11654 | Calabasas Advisory Group, Llc CRD 288224 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $250M | 488 | 1,104 | 2 | 02/10/2026 | ☆ |
| 11655 | Northill Aims, Llc CRD 339338 | Richardson, TX | Insurance-Affiliated · Small ($100M–$1B) | $249M | 120 | 528 | 2 | 05/04/2026 | ☆ |
| 11656 | Chancellor Financial Group Lp CRD 159563 | Wilkes Barre, PA | Wealth Manager · Small ($100M–$1B) | $249M | 1,298 | 1,303 | 9 | 03/16/2026 | ☆ |
| 11657 | N CRD 167955 | Wealth Manager · Small ($100M–$1B) | $249M | 264 | 787 | 3 | 03/12/2025 | ☆ | |
| 11658 | Prairie Rivers Investments, Llc CRD 288153 | Robinson, IL | Wealth Manager · Small ($100M–$1B) | $249M | 293 | 876 | 5 | 03/30/2026 | ☆ |
| 11659 | E. Batoff & Co., Inc. CRD 124815 | Tampa, FL | Multi-Family Office · Small ($100M–$1B) | $249M | 9 | 33 | 1 | 03/30/2026 | ☆ |
| 11660 | Guided Capital Wealth Management, Llc CRD 310056 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $249M | 162 | 592 | 5 | 09/18/2026 | ☆ |
| 11661 | Bolton Partners Investment Consulting Group, Inc. CRD 104684 | Towson, MD | Institutional / Pension Advisor · Small ($100M–$1B) | $249M | 9 | 9 | 11 | 03/28/2026 | ☆ |
| 11662 | Emergent Wealth Advisors, Llc CRD 174845 | Williamsville, NY | Wealth Manager · Small ($100M–$1B) | $249M | 370 | 963 | 3 | 01/27/2026 | ☆ |
| 11663 | N CRD 145988 | Institutional / Pension Advisor · Small ($100M–$1B) | $249M | 27 | 27 | 1 | 11/21/2025 | ☆ | |
| 11664 | Saf Advisors Llc CRD 284283 | Private Fund Manager · Small ($100M–$1B) | $249M | 14 | 14 | 10 | 05/06/2026 | ☆ | |
| 11665 | Galliott Capital Advisors, Llc CRD 313094 | Beverly Hills, CA | Investment Adviser · Small ($100M–$1B) | $249M | 113 | 113 | 6 | 03/31/2026 | ☆ |
| 11666 | Buckhorn Resources, Lp CRD 226647 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $249M | 7 | 7 | 11 | 05/18/2026 | ☆ |
| 11667 | Forest Hill Capital, Llc CRD 129667 | Little Rock, AR | Multi-Family Office · Small ($100M–$1B) | $249M | 5 | 5 | 4 | 04/03/2026 | ☆ |
| 11668 | Evergreen Wealth Management, Llc CRD 174090 | Williamston, MI | Insurance-Affiliated · Small ($100M–$1B) | $249M | 706 | 1,512 | 8 | 03/20/2026 | ☆ |
| 11669 | Lakewood Asset Management, Llc CRD 174887 | Naperville, IL | Wealth Manager · Small ($100M–$1B) | $249M | 156 | 365 | 5 | 08/25/2026 | ☆ |
| 11670 | Michael Brady & Co., Llc CRD 130093 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $249M | 218 | 614 | 2 | 02/10/2026 | ☆ |
| 11671 | Cassedy Financial Group, Inc. CRD 111446 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $248M | 186 | 459 | 4 | 03/31/2026 | ☆ |
| 11672 | Tribeca Financial, Llc CRD 113245 | Mesa, AZ | Insurance-Affiliated · Small ($100M–$1B) | $248M | 248 | 574 | 6 | 03/17/2026 | ☆ |
| 11673 | Dwd Portfolio Solutions, Inc. CRD 121435 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $248M | 316 | 779 | 6 | 03/18/2026 | ☆ |
| 11674 | The Clifford Group Llc CRD 318897 | Wayland, MA | Wealth Manager · Small ($100M–$1B) | $248M | 261 | 921 | 6 | 09/21/2026 | ☆ |
| 11675 | Atwater Wealth Management, Inc. CRD 172749 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $248M | 98 | 322 | 3 | 09/30/2026 | ☆ |
| 11676 | Luedtke & Associates Llc CRD 337424 | Wealth Manager · Small ($100M–$1B) | $248M | 482 | 1,320 | 6 | 08/27/2026 | ☆ | |
| 11677 | Mlp3, Llc CRD 296314 | Linwood, NJ | Wealth Manager · Small ($100M–$1B) | $248M | 146 | 328 | 5 | 03/03/2026 | ☆ |
| 11678 | Rosenwald Capital Management, Inc. CRD 290118 | Redondo Beach, CA | Private Fund Manager · Small ($100M–$1B) | $248M | 3 | 3 | 6 | 06/29/2026 | ☆ |
| 11679 | Aacp Investments, Llc CRD 314568 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $248M | 4 | 4 | 12 | 06/09/2026 | ☆ |
| 11680 | Cedar Point Capital Partners, Llc CRD 317532 | Cedar Rapids, IA | Wealth Manager · Small ($100M–$1B) | $248M | 300 | 969 | 7 | 03/02/2026 | ☆ |
| 11681 | Gramercy Strategic Capital Llc CRD 315875 | Wealth Manager · Small ($100M–$1B) | $248M | 36 | 82 | 1 | 03/17/2026 | ☆ | |
| 11682 | Aegis Wealth Group, Llc CRD 222515 | Midvale, UT | Wealth Manager · Small ($100M–$1B) | $248M | 803 | 1,932 | 20 | 07/22/2026 | ☆ |
| 11683 | N CRD 139775 | Wealth Manager · Small ($100M–$1B) | $248M | 93 | 396 | 2 | 03/31/2026 | ☆ | |
| 11684 | Focus Wealth Advisors, Llc CRD 165425 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $248M | 115 | 384 | 1 | 03/23/2026 | ☆ |
| 11685 | Cove Capital Management Inc. CRD 284649 | Brentwood, TN | Private Fund Manager · Small ($100M–$1B) | $248M | 1 | 1 | 3 | 03/26/2026 | ☆ |
| 11686 | Nova Wealth Management, Inc. CRD 169450 | Bonita Springs, FL | Insurance-Affiliated · Small ($100M–$1B) | $248M | 268 | 739 | 7 | 03/30/2026 | ☆ |
| 11687 | Propel Bio Management, Llc CRD 322858 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $247M | 5 | 5 | 7 | 03/23/2026 | ☆ |
| 11688 | Wealth Intelligence, Llc CRD 333253 | Columbus, GA | Wealth Manager · Small ($100M–$1B) | $247M | 228 | 414 | 5 | 09/06/2026 | ☆ |
| 11689 | Keystone Financial Group, Inc. CRD 129301 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $247M | 289 | 630 | 7 | 09/11/2026 | ☆ |
| 11690 | Kral Financial Advisors, Llc CRD 138959 | Wealth Manager · Small ($100M–$1B) | $247M | 55 | 377 | 1 | 03/21/2026 | ☆ | |
| 11691 | Sr Alternative Credit, Llc CRD 319478 | Darien, CT | Private Fund Manager · Small ($100M–$1B) | $247M | 17 | 17 | 9 | 04/23/2026 | ☆ |
| 11692 | Amplius Asset Management, Llc CRD 334991 | Blue Bell, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $247M | 1 | 1 | 12 | 09/24/2026 | ☆ |
| 11693 | Bpp Wealth Solutions, Llc CRD 166962 | Basking Ridge, NJ | Wealth Manager · Small ($100M–$1B) | $247M | 113 | 459 | 6 | 03/09/2026 | ☆ |
| 11694 | Blueline Advisors Llc CRD 164642 | Exeter, NH | Wealth Manager · Small ($100M–$1B) | $247M | 148 | 510 | 3 | 03/11/2026 | ☆ |
| 11695 | Washington Growth Strategies Llc CRD 171774 | Washington, DC | Wealth Manager · Small ($100M–$1B) | $247M | 40 | 119 | 1 | 02/09/2026 | ☆ |
| 11696 | Anchor Bay Capital, Inc. CRD 116913 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $247M | 190 | 191 | 6 | 03/23/2026 | ☆ |
| 11697 | Fillmore Capital Partners, Llc CRD 139256 | Powell, OH | Private Fund Manager · Small ($100M–$1B) | $247M | 1 | 1 | 22 | 03/26/2026 | ☆ |
| 11698 | Agp Franklin, Llc CRD 331699 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $247M | 456 | 733 | 7 | 04/07/2026 | ☆ |
| 11699 | Baum Capital Partners Management, Llc CRD 288225 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $247M | 2 | 2 | 10 | 03/24/2026 | ☆ |
| 11700 | Intervest Ltd CRD 104614 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $247M | 175 | 339 | 5 | 03/31/2026 | ☆ |