Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10501 | S Squared Technology, Llc CRD 124441 | Private Fund Manager · Small ($100M–$1B) | $308M | 1 | 1 | 4 | 03/31/2026 | ☆ | |
| 10502 | Battle Investment Group, Llc CRD 283292 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $308M | 3 | 3 | 6 | 04/30/2026 | ☆ |
| 10503 | Allsquare Wealth Management, Llc CRD 153591 | Albany, NY | Insurance-Affiliated · Small ($100M–$1B) | $308M | 436 | 835 | 5 | 05/15/2026 | ☆ |
| 10504 | Yim Investment Management, Llc CRD 136984 | Honolulu, HI | Insurance-Affiliated · Small ($100M–$1B) | $308M | 523 | 1,595 | 7 | 03/25/2026 | ☆ |
| 10505 | Marathon Wealth Advisors, Llc CRD 338006 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $308M | 118 | 656 | 6 | 08/25/2026 | ☆ |
| 10506 | Generations Wealth, Llc CRD 173352 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $308M | 79 | 360 | 10 | 03/30/2026 | ☆ |
| 10507 | Gentry Private Wealth, Llc CRD 323208 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $308M | 257 | 800 | 8 | 04/30/2026 | ☆ |
| 10508 | Grove Mountain Partners, Llc CRD 322303 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $308M | 4 | 4 | 7 | 05/15/2026 | ☆ |
| 10509 | Compass Wealth Management, Llc CRD 156482 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $308M | 171 | 773 | 4 | 02/10/2026 | ☆ |
| 10510 | Holland Advisory Services, Inc. CRD 136302 | Ormond Beach, FL | Wealth Manager · Small ($100M–$1B) | $308M | 527 | 1,060 | 17 | 08/05/2026 | ☆ |
| 10511 | Doma Perpetual Capital Management Llc CRD 321046 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $308M | 3 | 3 | 3 | 09/08/2026 | ☆ |
| 10512 | N CRD 154644 | Institutional / Pension Advisor · Small ($100M–$1B) | $308M | 269 | 406 | 5 | 03/19/2025 | ☆ | |
| 10513 | Prepared Retirement Institute Llc CRD 309663 | Montgomeryville, PA | Wealth Manager · Small ($100M–$1B) | $308M | 259 | 818 | 11 | 05/01/2026 | ☆ |
| 10514 | Dunbar Associates, Llc CRD 323134 | Monroe, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $307M | 308 | 312 | 3 | 08/05/2026 | ☆ |
| 10515 | Commons Capital, Llc CRD 165738 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $307M | 226 | 728 | 6 | 08/31/2026 | ☆ |
| 10516 | Eastbay Asset Management, Llc CRD 166947 | Private Fund Manager · Small ($100M–$1B) | $307M | 4 | 4 | 4 | 03/27/2026 | ☆ | |
| 10517 | Copley Investment Management, Llc CRD 118014 | Wealth Manager · Small ($100M–$1B) | $307M | 553 | 1,074 | 1 | 03/11/2026 | ☆ | |
| 10518 | Symphony Technology Group, Llc CRD 160676 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $307M | 7 | 7 | 88 | 09/09/2026 | ☆ |
| 10519 | Silverpeak Real Estate Partners L.P. CRD 156018 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $307M | 21 | 21 | 31 | 03/31/2026 | ☆ |
| 10520 | Kevin M. Gibney And Company, Llc CRD 151879 | Iselin, NJ | Wealth Manager · Small ($100M–$1B) | $307M | 108 | 725 | 2 | 03/30/2026 | ☆ |
| 10521 | N10 Assets, Llc. CRD 342185 | Greenwich, CT | Wealth Manager · Small ($100M–$1B) | $307M | 101 | 101 | 5 | 08/21/2026 | ☆ |
| 10522 | N CRD 120253 | Wealth Manager · Small ($100M–$1B) | $307M | 356 | 360 | 8 | 02/06/2025 | ☆ | |
| 10523 | Spectra Investment Management, Llc CRD 288145 | Stuart, FL | Wealth Manager · Small ($100M–$1B) | $307M | 49 | 133 | 3 | 03/23/2026 | ☆ |
| 10524 | Fenway Partners, Llc CRD 160630 | Westerly, RI | Private Fund Manager · Small ($100M–$1B) | $307M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 10525 | One Wealth Capital Management, Llc CRD 331395 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $307M | 261 | 548 | 6 | 09/24/2026 | ☆ |
| 10526 | Craft & Sage Wealth, Llc CRD 323565 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $307M | 531 | 1,408 | 11 | 08/18/2026 | ☆ |
| 10527 | Oxford Square Management, Llc CRD 127888 | Greenwich, CT | Investment Adviser · Small ($100M–$1B) | $307M | 1 | 1 | 23 | 03/27/2026 | ☆ |
| 10528 | Ekanta Wealth Advisors Llc CRD 282031 | Coconut Grove, FL | Investment Adviser · Small ($100M–$1B) | $307M | 52 | 52 | 7 | 03/23/2026 | ☆ |
| 10529 | Gfg Wealth, Llc CRD 331977 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $307M | 315 | 315 | 11 | 09/30/2026 | ☆ |
| 10530 | Heritage Asset Advisors Ltd., Llp CRD 144125 | Wealth Manager · Small ($100M–$1B) | $307M | 391 | 759 | 5 | 03/30/2026 | ☆ | |
| 10531 | Bexil Advisers Llc CRD 154387 | Walpole, NH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $307M | 1 | 1 | 10 | 02/17/2026 | ☆ |
| 10532 | N CRD 143013 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $307M | 2 | 2 | 14 | 03/06/2025 | ☆ | |
| 10533 | Blue Sky Capital Consultants Group, Inc. CRD 329575 | Poway, CA | Wealth Manager · Small ($100M–$1B) | $306M | 506 | 1,412 | 7 | 08/14/2026 | ☆ |
| 10534 | Bison Capital Group, Llc CRD 315170 | Edmond, OK | Private Fund Manager · Small ($100M–$1B) | $306M | 31 | 31 | 6 | 05/13/2026 | ☆ |
| 10535 | Mcallister Capital Management Corporation CRD 115613 | Jackson, MS | Wealth Manager · Small ($100M–$1B) | $306M | 210 | 210 | 3 | 01/12/2026 | ☆ |
| 10536 | Mcg Advisors Llc CRD 342252 | Rye, NH | Wealth Manager · Small ($100M–$1B) | $306M | 238 | 660 | 6 | 08/13/2026 | ☆ |
| 10537 | Fidelis Im, Llc CRD 162985 | Medford, OR | Wealth Manager · Small ($100M–$1B) | $306M | 275 | 596 | 3 | 03/27/2026 | ☆ |
| 10538 | Marnell Management Llc CRD 284918 | Farmington Hills, MI | Private Fund Manager · Small ($100M–$1B) | $306M | 3 | 3 | 2 | 07/02/2026 | ☆ |
| 10539 | Oneamerica Securities, Inc. CRD 4173 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $306M | 2,300 | 2,300 | 340 | 07/28/2026 | ☆ |
| 10540 | Hancock Whitney Investment Services Inc. CRD 40637 | New Orleans, LA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $306M | 912 | 912 | 49 | 03/23/2026 | ☆ |
| 10541 | Tavira Financial Limited CRD 299666 | London, England | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $306M | 8 | 8 | 56 | 06/25/2026 | ☆ |
| 10542 | Hendershott Wealth Management, Llc CRD 170839 | Fishers, IN | Wealth Manager · Small ($100M–$1B) | $306M | 158 | 602 | 9 | 02/27/2026 | ☆ |
| 10543 | Finer Wealth Management, Inc. CRD 129987 | Salem, MA | Wealth Manager · Small ($100M–$1B) | $306M | 277 | 777 | 7 | 07/02/2026 | ☆ |
| 10544 | Mountaineer Partners Management, Llc CRD 163089 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $306M | 4 | 5 | 4 | 03/31/2026 | ☆ |
| 10545 | Sound Capital Solutions Llc CRD 311034 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $306M | 2 | 2 | 5 | 09/23/2026 | ☆ | |
| 10546 | Winans International CRD 107125 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $306M | 276 | 512 | 4 | 02/26/2026 | ☆ |
| 10547 | Varra Wealth Management Llc CRD 324044 | Louisville, CO | Wealth Manager · Small ($100M–$1B) | $306M | 525 | 1,208 | 8 | 05/22/2026 | ☆ |
| 10548 | Joel Adams And Associates Inc. CRD 319379 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $306M | 284 | 1,452 | 3 | 02/26/2026 | ☆ |
| 10549 | Lwealth, Llc CRD 152253 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $306M | 363 | 1,190 | 5 | 04/14/2026 | ☆ |
| 10550 | Adalta Capital Management Llc CRD 283771 | New York, NY | Wealth Manager · Small ($100M–$1B) | $306M | 74 | 193 | 3 | 03/31/2026 | ☆ |