Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10551 | Morton Wealth Advisors CRD 142912 | Danvers, MA | Wealth Manager · Small ($100M–$1B) | $306M | 180 | 433 | 2 | 03/03/2026 | ☆ |
| 10552 | Victoria Capital Management, Inc. CRD 107665 | Charleston, SC | Investment Adviser · Small ($100M–$1B) | $306M | 47 | 89 | 3 | 03/26/2026 | ☆ |
| 10553 | Keeler Thomas Management Llc CRD 109522 | Orem, UT | Insurance-Affiliated · Small ($100M–$1B) | $306M | 132 | 440 | 12 | 03/20/2026 | ☆ |
| 10554 | Rockwall Wealth Management Inc CRD 339856 | Rockwall, TX | Wealth Manager · Small ($100M–$1B) | $305M | 612 | 1,273 | 4 | 06/15/2026 | ☆ |
| 10555 | Stableford Capital Llc CRD 173383 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $305M | 92 | 254 | 4 | 07/10/2026 | ☆ |
| 10556 | Nextbio Capital Management Lp CRD 332920 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $305M | 8 | 8 | 6 | 07/07/2026 | ☆ |
| 10557 | Clarus Wealth Advisors, Llc CRD 281160 | Peoria, AZ | Insurance-Affiliated · Small ($100M–$1B) | $305M | 503 | 953 | 13 | 04/07/2026 | ☆ |
| 10558 | Retirement Capital Strategies, Inc. CRD 139009 | San Jose, CA | Wealth Manager · Small ($100M–$1B) | $305M | 263 | 627 | 6 | 04/21/2026 | ☆ |
| 10559 | Kachkovsky & Fisher, Inc. CRD 117811 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $305M | 457 | 442 | 6 | 03/24/2026 | ☆ |
| 10560 | Paradigm Funds Advisor Llc CRD 136481 | Albany, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $305M | 3 | 3 | 12 | 03/30/2026 | ☆ |
| 10561 | Old Slip Registered Investment Advisors, Llc CRD 297976 | New York, NY | Institutional / Pension Advisor · Small ($100M–$1B) | $305M | 30 | 26 | 3 | 02/12/2026 | ☆ |
| 10562 | Integrity Wealth Llc CRD 330809 | Eugene, OR | Wealth Manager · Small ($100M–$1B) | $305M | 245 | 831 | 6 | 08/07/2026 | ☆ |
| 10563 | Tsp Investment Advisers, L.L.C. CRD 333815 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $305M | 3 | 3 | 10 | 03/02/2026 | ☆ |
| 10564 | Yon Drake & Associates Inc CRD 111491 | Columbia, SC | Endowment & Foundation Advisor · Small ($100M–$1B) | $305M | 6 | 2 | 03/30/2026 | ☆ | |
| 10565 | Emc Capital Advisors, Llc CRD 169296 | Bannockburn, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $305M | 1 | 1 | 5 | 03/06/2026 | ☆ |
| 10566 | Broadview Wealth Partners, Llc CRD 335028 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $305M | 310 | 949 | 7 | 09/30/2026 | ☆ |
| 10567 | Black Cypress Capital Management, Llc CRD 151100 | Wealth Manager · Small ($100M–$1B) | $305M | 68 | 154 | 4 | 03/25/2026 | ☆ | |
| 10568 | Future Finances Inc CRD 105190 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $305M | 288 | 691 | 4 | 04/10/2026 | ☆ |
| 10569 | Logica Capital Advisers, Llc CRD 168906 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $305M | 5 | 11 | 9 | 05/15/2026 | ☆ |
| 10570 | Sims Investment Management Llc CRD 169491 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $305M | 522 | 1,686 | 12 | 08/13/2026 | ☆ |
| 10571 | Hergenroeder Financial Advisors, Inc. CRD 121278 | Timonium, MD | Wealth Manager · Small ($100M–$1B) | $305M | 421 | 624 | 6 | 02/04/2026 | ☆ |
| 10572 | Northwest Wealth Advisors, Llc CRD 327641 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $304M | 691 | 1,642 | 10 | 08/28/2026 | ☆ |
| 10573 | Nautilus Advisors Llc CRD 154169 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $304M | 188 | 607 | 3 | 02/25/2026 | ☆ |
| 10574 | Vestment Financial Llc CRD 168771 | Chanhassen, MN | Insurance-Affiliated · Small ($100M–$1B) | $304M | 478 | 2,679 | 20 | 09/02/2026 | ☆ |
| 10575 | Northern Capital Retirement Services, Inc. CRD 163327 | Spokane, WA | Institutional / Pension Advisor · Small ($100M–$1B) | $304M | 21 | 21 | 11 | 03/10/2026 | ☆ |
| 10576 | N CRD 226599 | Wealth Manager · Small ($100M–$1B) | $304M | 146 | 1,091 | 6 | 03/30/2025 | ☆ | |
| 10577 | Oakwood Capital, Inc. CRD 112399 | St. Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $304M | 616 | 1,051 | 20 | 05/12/2026 | ☆ |
| 10578 | N CRD 143421 | Wealth Manager · Small ($100M–$1B) | $304M | 953 | 2,758 | 10 | 08/20/2025 | ☆ | |
| 10579 | Codex Capital Asset Management, L.L.C. CRD 309373 | Multi-Family Office · Small ($100M–$1B) | $304M | 18 | 19 | 1 | 02/17/2026 | ☆ | |
| 10580 | Professional Financial Management, Inc. CRD 118117 | Bozeman, MT | Wealth Manager · Small ($100M–$1B) | $304M | 163 | 692 | 2 | 03/15/2026 | ☆ |
| 10581 | Thryve Wealth Management Llc CRD 335920 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $304M | 84 | 445 | 9 | 04/15/2026 | ☆ |
| 10582 | Coltrane Asset Management, L.P. CRD 165131 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $304M | 6 | 6 | 5 | 03/27/2026 | ☆ |
| 10583 | Provider Financial, Inc. CRD 168964 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $304M | 505 | 735 | 3 | 02/07/2026 | ☆ |
| 10584 | Signature Resources Capital Management, Llc CRD 144069 | Newport Beach, CA | Wealth Manager · Small ($100M–$1B) | $304M | 378 | 891 | 15 | 03/27/2026 | ☆ |
| 10585 | Thrive Retirement Specialists L.L.C. CRD 310289 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $304M | 70 | 411 | 2 | 03/22/2026 | ☆ |
| 10586 | Gbc Investment Group Llc CRD 308511 | Investment Adviser · Small ($100M–$1B) | $304M | 23 | 84 | 2 | 01/28/2026 | ☆ | |
| 10587 | Key Group Management, Inc. CRD 146054 | Fountain Hills, AZ | Wealth Manager · Small ($100M–$1B) | $304M | 337 | 337 | 5 | 05/18/2026 | ☆ |
| 10588 | Brightwater Advisory, Llc CRD 169806 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $304M | 285 | 718 | 5 | 03/16/2026 | ☆ |
| 10589 | Guilbault Capital Llc CRD 331160 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $304M | 138 | 654 | 3 | 03/12/2026 | ☆ |
| 10590 | Ceera Investments, Llc CRD 135179 | Wealth Manager · Small ($100M–$1B) | $304M | 187 | 458 | 6 | 03/28/2026 | ☆ | |
| 10591 | Siddhi Capital, Llc CRD 314493 | Meridian, ID | Private Fund Manager · Small ($100M–$1B) | $304M | 11 | 11 | 13 | 09/17/2026 | ☆ |
| 10592 | Asia Pacific Financial Management Group, Inc. CRD 32338 | Hagatna | Insurance-Affiliated · Small ($100M–$1B) | $304M | 1,490 | 1,490 | 9 | 09/24/2026 | ☆ |
| 10593 | Penney Financial, Llc CRD 282084 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $304M | 110 | 465 | 3 | 09/24/2026 | ☆ |
| 10594 | American Trust Investment Advisors, Llc CRD 114439 | Lebanon, NH | Endowment & Foundation Advisor · Small ($100M–$1B) | $303M | 116 | 193 | 4 | 09/02/2026 | ☆ |
| 10595 | Campbell Capital Management Inc CRD 106130 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $303M | 265 | 265 | 3 | 03/10/2026 | ☆ |
| 10596 | Integrated Financial Solutions, Inc. CRD 112038 | Reston, VA | Insurance-Affiliated · Small ($100M–$1B) | $303M | 237 | 338 | 1 | 02/09/2026 | ☆ |
| 10597 | Beckerman Institutional, Llc CRD 142480 | Ocean Grove, NJ | Insurance-Affiliated · Small ($100M–$1B) | $303M | 217 | 650 | 6 | 03/18/2026 | ☆ |
| 10598 | Mission Value Partners, Llc CRD 153704 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $303M | 3 | 4 | 4 | 07/20/2026 | ☆ |
| 10599 | The Operators Fund Investment Management, L.P. CRD 340501 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $303M | 1 | 1 | 4 | 07/31/2026 | ☆ |
| 10600 | Clientfirst Wealth Management, Llc CRD 120286 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $303M | 54 | 105 | 4 | 05/27/2026 | ☆ |