Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10451 | Cravens & Company Advisors, Llc CRD 130071 | Cookeville, TN | Wealth Manager · Small ($100M–$1B) | $311M | 227 | 541 | 6 | 05/14/2026 | ☆ |
| 10452 | Investment Professionals, Llc CRD 282495 | Waunakee, WI | Insurance-Affiliated · Small ($100M–$1B) | $311M | 137 | 137 | 4 | 03/10/2026 | ☆ |
| 10453 | N CRD 108916 | Wealth Manager · Small ($100M–$1B) | $311M | 101 | 328 | 2 | 03/26/2025 | ☆ | |
| 10454 | Malaga Cove Capital, Llc CRD 146959 | Palos Verdes Estates, CA | Wealth Manager · Small ($100M–$1B) | $311M | 228 | 462 | 4 | 02/13/2026 | ☆ |
| 10455 | Mission Financial Group, Llc CRD 311876 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $311M | 376 | 1,068 | 6 | 05/13/2026 | ☆ |
| 10456 | Spring Mountain Capital, Lp CRD 119126 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $311M | 5 | 7 | 17 | 04/21/2026 | ☆ |
| 10457 | Level Ventures Management Llc CRD 323733 | Sunny Isles Beach, FL | Private Fund Manager · Small ($100M–$1B) | $311M | 12 | 12 | 7 | 06/29/2026 | ☆ |
| 10458 | Trp Capital Advisors Vi, Llc CRD 329787 | Birmingham, MI | Private Fund Manager · Small ($100M–$1B) | $311M | 6 | 6 | 11 | 03/31/2026 | ☆ |
| 10459 | Waypoint Capital Partners Advisors, Llc CRD 333573 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $311M | 10 | 10 | 7 | 06/12/2026 | ☆ |
| 10460 | Constellation Capital Management Llc CRD 161275 | Private Fund Manager · Small ($100M–$1B) | $311M | 3 | 3 | 3 | 03/27/2026 | ☆ | |
| 10461 | Prospect Hill Growth Partners, L.P. CRD 171462 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $311M | 6 | 6 | 8 | 03/26/2026 | ☆ |
| 10462 | N CRD 123091 | Wealth Manager · Small ($100M–$1B) | $311M | 227 | 957 | 6 | 03/18/2025 | ☆ | |
| 10463 | Two Point Capital Management, Inc. CRD 131816 | Pittsford, NY | Wealth Manager · Small ($100M–$1B) | $311M | 106 | 217 | 6 | 03/10/2026 | ☆ |
| 10464 | Excel Wealth Management, Llc CRD 299602 | Manchester, CT | Insurance-Affiliated · Small ($100M–$1B) | $310M | 326 | 332 | 9 | 03/16/2026 | ☆ |
| 10465 | General Equity Holdings Lp CRD 287823 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $310M | 3 | 3 | 3 | 03/24/2026 | ☆ |
| 10466 | Guardian Investment Management, Llc CRD 104935 | Tiburon, CA | Wealth Manager · Small ($100M–$1B) | $310M | 53 | 127 | 0 | 03/06/2026 | ☆ |
| 10467 | O15 Capital Partners, Llc CRD 328464 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $310M | 2 | 2 | 9 | 03/23/2026 | ☆ |
| 10468 | Kensington Investment Counsel, Llc CRD 108012 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $310M | 115 | 293 | 4 | 03/31/2026 | ☆ |
| 10469 | Ptm Wealth Management, Llc CRD 308944 | North Wales, PA | Wealth Manager · Small ($100M–$1B) | $310M | 164 | 804 | 7 | 03/17/2026 | ☆ |
| 10470 | Invicta Advisors Llc CRD 298868 | Oakmont, PA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $310M | 1,163 | 1,163 | 44 | 03/30/2026 | ☆ |
| 10471 | Hudson Advisor Services, Inc. CRD 107769 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $310M | 286 | 585 | 6 | 04/17/2026 | ☆ |
| 10472 | Thoma Capital Management Llc CRD 120139 | Towson, MD | Wealth Manager · Small ($100M–$1B) | $310M | 287 | 1,030 | 10 | 08/19/2026 | ☆ |
| 10473 | H. C. Denison Co. CRD 1628 | Sheboygan, WI | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $310M | 343 | 889 | 4 | 03/23/2026 | ☆ |
| 10474 | American Wealth Management, Inc. CRD 25536 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $310M | 565 | 1,105 | 10 | 09/03/2026 | ☆ |
| 10475 | Mfa Wealth Services CRD 169013 | Thousand Oaks, CA | Insurance-Affiliated · Small ($100M–$1B) | $310M | 224 | 698 | 3 | 07/23/2026 | ☆ |
| 10476 | Nri Wealth Management, Llc CRD 162234 | Santa Clara, CA | Insurance-Affiliated · Small ($100M–$1B) | $310M | 290 | 888 | 2 | 03/31/2026 | ☆ |
| 10477 | Bill Opp Fixed Income Advisory Service, Llc CRD 150087 | Investment Adviser · Small ($100M–$1B) | $310M | 2 | 3 | 1 | 01/30/2026 | ☆ | |
| 10478 | Omega Wealth Management Llc CRD 132580 | Arlington, VA | Wealth Manager · Small ($100M–$1B) | $310M | 152 | 121 | 7 | 03/20/2026 | ☆ |
| 10479 | Windward Private Wealth Management Inc. CRD 113761 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $310M | 235 | 949 | 9 | 03/27/2026 | ☆ |
| 10480 | Storr Capital, Llc CRD 324212 | West Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $310M | 4 | 4 | 8 | 01/16/2026 | ☆ |
| 10481 | Savant Partners, Llc CRD 312567 | San Mateo, CA | Private Fund Manager · Small ($100M–$1B) | $310M | 11 | 11 | 4 | 04/01/2026 | ☆ |
| 10482 | Trunorth Financial Services, Inc. CRD 111308 | Chambersburg, PA | Wealth Manager · Small ($100M–$1B) | $309M | 445 | 1,252 | 6 | 03/23/2026 | ☆ |
| 10483 | Beacon Financial Strategies Corp. CRD 132987 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $309M | 141 | 560 | 7 | 02/11/2026 | ☆ |
| 10484 | Acm Advisors, Llc CRD 282022 | Jackson, WY | Private Fund Manager · Small ($100M–$1B) | $309M | 6 | 6 | 3 | 03/30/2026 | ☆ |
| 10485 | Prospect Capital Advisors, Llc CRD 119531 | Sausalito, CA | Private Fund Manager · Small ($100M–$1B) | $309M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 10486 | The American Institute For Advanced Investment Management, Llp CRD 165183 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $309M | 246 | 452 | 2 | 02/21/2026 | ☆ |
| 10487 | Broad Reach Retail Partners Llc CRD 340702 | Millersville, MD | Private Fund Manager · Small ($100M–$1B) | $309M | 29 | 29 | 18 | 07/24/2026 | ☆ |
| 10488 | Milestone Asset Management Group, Llc CRD 282896 | Avon, CT | Wealth Manager · Small ($100M–$1B) | $309M | 214 | 716 | 7 | 09/08/2026 | ☆ |
| 10489 | Meriwether Wealth & Planning, Llc CRD 310713 | Minden, LA | Wealth Manager · Small ($100M–$1B) | $309M | 607 | 1,381 | 8 | 03/19/2026 | ☆ |
| 10490 | Samjo Management, Llc CRD 326808 | New York, NY | Investment Adviser · Small ($100M–$1B) | $309M | 187 | 189 | 3 | 03/23/2026 | ☆ |
| 10491 | Synergy Financial Partners, Llc CRD 305287 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $309M | 526 | 1,152 | 5 | 03/27/2026 | ☆ |
| 10492 | New Perspectives, Inc. CRD 113925 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $309M | 423 | 1,145 | 8 | 08/04/2026 | ☆ |
| 10493 | Chronometer Partners Lp CRD 339929 | Pittsburgh, PA | Institutional / Pension Advisor · Small ($100M–$1B) | $308M | 1 | 2 | 10 | 09/23/2026 | ☆ |
| 10494 | Finivi Inc. CRD 292329 | Westborough, MA | Insurance-Affiliated · Small ($100M–$1B) | $308M | 683 | 1,293 | 10 | 07/08/2026 | ☆ |
| 10495 | Beacon Wealthcare Llc CRD 312556 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $308M | 908 | 908 | 6 | 01/20/2026 | ☆ |
| 10496 | Merit Financial Partners Llc CRD 141359 | Maspeth, NY | Wealth Manager · Small ($100M–$1B) | $308M | 197 | 564 | 5 | 03/09/2026 | ☆ |
| 10497 | Carriage Services Investment Advisors, Inc. CRD 164325 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $308M | 1 | 124 | 4 | 03/27/2026 | ☆ |
| 10498 | Covington & Associates, Inc. CRD 113357 | Westfield, NJ | Wealth Manager · Small ($100M–$1B) | $308M | 45 | 164 | 3 | 03/24/2026 | ☆ |
| 10499 | Broadway Wealth Solutions, Inc. CRD 291753 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $308M | 906 | 1,254 | 11 | 08/13/2026 | ☆ |
| 10500 | Tkg Advisors, Llc CRD 168156 | Valparaiso, IN | Wealth Manager · Small ($100M–$1B) | $308M | 321 | 885 | 8 | 07/24/2026 | ☆ |