Oxford Square Management, Llc
- Regulatory AUM
- $307M
- Discretionary
- $307M
- Clients
- 1
- Avg AUM / client
- $307M
- Accounts
- 1
- Employees
- 23
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Business development companies | 1 | $307M | 100.0% |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cohen, Jonathan, Harris | Ceo | Jul 2003 (23y) | ≈ 37.5% – 75% via Oxford Funds, Llc | |
| Rosenthal, Saul, Barak | Coo And President | Jul 2003 (23y) | ≈ 18.75% – 50% via Oxford Funds, Llc | |
| Royce, Charles, Morgan | Member | Jul 2011 (15y) | 10% – 25% | |
| Cummins, Gerald, Richard | Chief Compliance Officer | Jun 2015 (11y) | Less than 5% | |
| Rubin, Bruce, Lawrence | Chief Financial Officer | Aug 2015 (11y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Oxford Funds, Llc | Managing Member | Jul 2003 | A | 75% or more |
| Royce Family Fund, Inc. | Member | Jul 2015 | A | 10% – 25% |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cohen, Jonathan, Harris: 50% – 75% of Oxford Funds, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Rosenthal, Saul, Barak: 25% – 50% of Oxford Funds, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗