Dunbar Associates, Llc
- Regulatory AUM
- $307M
- Discretionary
- $241M
- Clients
- 308
- Avg AUM / client
- $998K
- Accounts
- 312
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 103 | $31.5M | 10.2% |
| High net worth individuals | 101 | $96.5M | 31.4% |
| Pension and profit sharing plans | 98 | $146M | 47.3% |
| Corporations and other businesses | 6 | $34.0M | 11.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Professional Group Plans, Inc. 401(k) Plan Professional Group Plans, Inc. | 2024 | |
| Professional Group Plans, Inc. Defined Benefit Pension Plan Professional Group Plans, Inc. | 2024 | |
| Ex Nihilo Capital 401(k) Plan Ex Nihilo Capital | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michele Kristine Dunbar | Managing Member / Managing Partner | Sep 2022 (4y) | 75% or more | |
| Robert George Dunbar | Managing Partner | Sep 2022 (4y) | 10% – 25% | |
| Keith Cuomo | Director Of Wealth Management / Chief Compliance Officer | Feb 2023 (4y) | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Professional Group Plans, Inc. 401(k) Plan | Professional Group Plans, Inc. | 114 | $32.1M | 01/01/2024 |
| Professional Group Plans, Inc. Defined Benefit Pension Plan | Professional Group Plans, Inc. | 80 | $13.4M | 01/01/2024 |
| Ex Nihilo Capital 401(k) Plan | Ex Nihilo Capital | 516 | $1.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $135M (44% of AUM) Mar 2026
- Empower Trust Co $39.3M (13% of AUM) Mar 2026
- Empower Financial Services, Inc. $34.5M (13% of AUM) Mar 2025
- Principal Securities, Inc. $19.3M (9% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗