Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10301 | Sentinel Advisory Group, Llc CRD 338121 | Middleton, WI | Wealth Manager · Small ($100M–$1B) | $321M | 381 | 1,089 | 10 | 03/02/2026 | ☆ |
| 10302 | Awm Financial Services Inc. CRD 144351 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $321M | 209 | 2,700 | 19 | 03/20/2026 | ☆ |
| 10303 | Tradewell Securities, Llc CRD 332473 | Fort Wayne, IN | Wealth Manager · Small ($100M–$1B) | $320M | 441 | 1,147 | 9 | 09/30/2026 | ☆ |
| 10304 | 1 North Wealth Services, Llc CRD 115948 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $320M | 222 | 662 | 5 | 09/24/2026 | ☆ |
| 10305 | Wsc & Company, Llc CRD 289138 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $320M | 4 | 4 | 6 | 05/07/2026 | ☆ |
| 10306 | Robasciotti & Associates , Inc. CRD 151411 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $320M | 4 | 5 | 17 | 07/07/2026 | ☆ | |
| 10307 | Elevate Wealth Management, Llc CRD 336710 | Sheridan, WY | Wealth Manager · Small ($100M–$1B) | $320M | 291 | 638 | 5 | 05/14/2026 | ☆ |
| 10308 | Alhambra Investment Management Llc CRD 138537 | Palmetto Bay, FL | Wealth Manager · Small ($100M–$1B) | $320M | 202 | 533 | 5 | 06/24/2026 | ☆ |
| 10309 | Wynn Capital Llc CRD 281291 | Augusta, GA | Wealth Manager · Small ($100M–$1B) | $320M | 301 | 832 | 4 | 04/22/2026 | ☆ |
| 10310 | Sawyer & Co Inc CRD 112849 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $320M | 226 | 232 | 4 | 09/28/2026 | ☆ |
| 10311 | Vista Finance, Llc CRD 312082 | Clayton, MO | Wealth Manager · Small ($100M–$1B) | $320M | 98 | 453 | 5 | 03/27/2026 | ☆ |
| 10312 | Secura Financial, Llc CRD 137324 | Orange, CA | Wealth Manager · Small ($100M–$1B) | $320M | 681 | 1,242 | 9 | 07/24/2026 | ☆ |
| 10313 | Lantern Wealth Advisors, Llc CRD 147420 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $320M | 188 | 398 | 26 | 08/18/2026 | ☆ |
| 10314 | Kaname Capital, L.P. CRD 300565 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $320M | 2 | 2 | 5 | 04/20/2026 | ☆ |
| 10315 | Alpha Wealth Management And Planning Llc CRD 163917 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $320M | 480 | 1,417 | 8 | 08/03/2026 | ☆ |
| 10316 | Atomic Invest Llc CRD 313255 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $320M | 10,563 | 10,563 | 21 | 08/06/2026 | ☆ |
| 10317 | Wealthview Capital, Llc CRD 149476 | Jackson, MS | Wealth Manager · Small ($100M–$1B) | $319M | 193 | 545 | 9 | 06/09/2026 | ☆ |
| 10318 | Arroyo Investment Group, Llc CRD 130243 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $319M | 337 | 995 | 8 | 06/22/2026 | ☆ |
| 10319 | Optivest, Inc. CRD 137070 | San Juan Capistrano, CA | Wealth Manager · Small ($100M–$1B) | $319M | 108 | 422 | 4 | 03/30/2026 | ☆ |
| 10320 | Hamilton Square Partners Management, Lp CRD 338881 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $319M | 6 | 6 | 5 | 09/30/2026 | ☆ |
| 10321 | Theory Financial Llc CRD 304084 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $319M | 252 | 676 | 3 | 03/04/2026 | ☆ |
| 10322 | Duell Financial Strategies, Llc CRD 140283 | Appleton, WI | Insurance-Affiliated · Small ($100M–$1B) | $319M | 616 | 1,583 | 4 | 09/03/2026 | ☆ |
| 10323 | Promontory Financial Planning, Llc CRD 153666 | Farmington, UT | Insurance-Affiliated · Small ($100M–$1B) | $319M | 570 | 570 | 12 | 02/20/2026 | ☆ |
| 10324 | Remedium Capital Partners, Llc CRD 340302 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $319M | 1 | 1 | 1 | 08/20/2026 | ☆ |
| 10325 | N CRD 281616 | Wealth Manager · Small ($100M–$1B) | $319M | 187 | 821 | 5 | 06/11/2025 | ☆ | |
| 10326 | Valuewealth Services, Llc CRD 304049 | Annapolis, MD | Insurance-Affiliated · Small ($100M–$1B) | $319M | 420 | 1,144 | 4 | 09/18/2026 | ☆ |
| 10327 | Antoine Williams & Associates Wealth Management, Llc CRD 312253 | Shelburne, VT | Wealth Manager · Small ($100M–$1B) | $319M | 324 | 993 | 3 | 06/23/2026 | ☆ |
| 10328 | Breen Wealth Management, Llc CRD 286513 | Petaluma, CA | Wealth Manager · Small ($100M–$1B) | $319M | 178 | 626 | 3 | 07/07/2026 | ☆ |
| 10329 | Phillip B. White Co., Inc. CRD 300623 | San Luis Obispo, CA | Wealth Manager · Small ($100M–$1B) | $319M | 246 | 587 | 2 | 03/31/2026 | ☆ |
| 10330 | Investments & Financial Planning, Llc CRD 164333 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $319M | 751 | 1,780 | 6 | 02/27/2026 | ☆ |
| 10331 | Goldentree Asset Management Credit Advisor Llc CRD 288841 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $319M | 1 | 1 | 320 | 04/23/2026 | ☆ |
| 10332 | General Partner, Inc. CRD 302070 | Endowment & Foundation Advisor · Small ($100M–$1B) | $318M | 4 | 4 | 1 | 01/20/2026 | ☆ | |
| 10333 | Jbr Co. Financial Management Inc. CRD 117600 | Ardmore, OK | Wealth Manager · Small ($100M–$1B) | $318M | 717 | 1,400 | 5 | 04/06/2026 | ☆ |
| 10334 | Plagens & Taylor Wealth Management, Llc CRD 335178 | San Angelo, TX | Wealth Manager · Small ($100M–$1B) | $318M | 389 | 389 | 6 | 03/26/2026 | ☆ |
| 10335 | Impact Investors, Inc. CRD 289028 | Insurance-Affiliated · Small ($100M–$1B) | $318M | 240 | 769 | 9 | 08/05/2026 | ☆ | |
| 10336 | Model Wealth , Inc. CRD 299798 | Wealth Manager · Small ($100M–$1B) | $318M | 159 | 622 | 5 | 05/05/2026 | ☆ | |
| 10337 | Tribune Investment Group Lp CRD 329330 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $318M | 3 | 3 | 4 | 09/11/2026 | ☆ |
| 10338 | Bayforest Capital Limited CRD 312969 | London | Private Fund Manager · Small ($100M–$1B) | $318M | 6 | 3 | 20 | 06/15/2026 | ☆ |
| 10339 | Openair Financial, Llc CRD 300362 | Southlake, TX | Wealth Manager · Small ($100M–$1B) | $318M | 860 | 1,212 | 7 | 08/26/2026 | ☆ |
| 10340 | Catherine Avery Investment Management Llc CRD 144946 | Longboat Key, FL | Investment Adviser · Small ($100M–$1B) | $318M | 80 | 754 | 4 | 04/24/2026 | ☆ |
| 10341 | Carlson Financial, Inc. CRD 335831 | Canby, OR | Wealth Manager · Small ($100M–$1B) | $318M | 834 | 1,884 | 8 | 04/08/2026 | ☆ |
| 10342 | Tower View Wealth Management Llc CRD 108739 | Wealth Manager · Small ($100M–$1B) | $318M | 209 | 209 | 6 | 03/30/2026 | ☆ | |
| 10343 | N CRD 318747 | Wealth Manager · Small ($100M–$1B) | $318M | 260 | 260 | 3 | 02/26/2026 | ☆ | |
| 10344 | Navigate 401 K, Llc CRD 309466 | Birmingham, AL | Insurance-Affiliated · Small ($100M–$1B) | $318M | 80 | 80 | 4 | 04/27/2026 | ☆ |
| 10345 | Three Cord True Wealth Management, Llc CRD 307480 | Beaver, PA | Insurance-Affiliated · Small ($100M–$1B) | $318M | 584 | 1,004 | 9 | 05/15/2026 | ☆ |
| 10346 | Linda S. Lubitz, Cfp®, Pa CRD 108648 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $318M | 183 | 782 | 6 | 09/23/2026 | ☆ |
| 10347 | Twin Securities, Inc. CRD 158318 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $318M | 5 | 5 | 5 | 03/31/2026 | ☆ |
| 10348 | Deltroit Asset Management (Us) Llc CRD 334438 | Private Fund Manager · Small ($100M–$1B) | $318M | 3 | 3 | 1 | 03/31/2026 | ☆ | |
| 10349 | Legacy Financial Advisors Corporation CRD 115384 | Bloomington, MN | Insurance-Affiliated · Small ($100M–$1B) | $318M | 245 | 948 | 6 | 02/11/2026 | ☆ |
| 10350 | N CRD 158866 | Private Fund Manager · Small ($100M–$1B) | $318M | 4 | 4 | 3 | 03/30/2026 | ☆ |