AUMdb

Alpha Wealth Management And Planning Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 163917 · SEC file 801-108554 · Novato, CA · www.linkedin.com
☆ Save with Pro ADV data as of Jul 21, 2026
Regulatory AUM
$320M
Discretionary
$310M
Clients
480
Avg AUM / client
$666K
Accounts
1,417
Employees
8

AUM over time

$0 $356M
May 2012 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 21, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 232 $84.1M 26.3%
High net worth individuals 241 $217M 67.8%
Pension and profit sharing plans 2 $12.4M 3.87%
Charitable organizations 1 $5.9M 1.86%
Corporations and other businesses 4 $449K 0.14%

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Andrei Nicolai Jigalin Managing Member & Chief Compliance Officer CFP Jun 2012 (14y) 50% – 75%
Matthew Jones Fannin Managing Member/Principal Jul 2012 (14y) 50% – 75%
Penny Chin Bacharach Registered representative CFP Mar 2015 (11y)
Robert Jackson Atkins Registered representative Apr 2015 (11y)
William Carl Bomar Registered representative Apr 2016 (10y)
Keith A Wheeler Registered representative Aug 2020 (6y)
Jasin Scott Carlen Registered representative Nov 2023 (3y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1010 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.

View current Form ADV (SEC/IAPD) ↗