Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10251 | Putterman, Dean Eliot CRD 111779 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $324M | 53 | 55 | 2 | 03/12/2026 | ☆ |
| 10252 | Dhh Advisors, Llc CRD 169687 | Princeton, NJ | Wealth Manager · Small ($100M–$1B) | $324M | 48 | 267 | 3 | 03/25/2026 | ☆ |
| 10253 | Light Arc Capital Management Llc CRD 339985 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $324M | 4 | 4 | 6 | 06/02/2026 | ☆ |
| 10254 | Vista Investment Management, Llc CRD 116068 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $324M | 189 | 544 | 4 | 03/31/2026 | ☆ |
| 10255 | Kennicott Capital Management Llc CRD 128947 | Wealth Manager · Small ($100M–$1B) | $324M | 55 | 197 | 2 | 07/17/2026 | ☆ | |
| 10256 | Galaxy Investment Management, Llc CRD 281589 | Uniondale, NY | Private Fund Manager · Small ($100M–$1B) | $324M | 5 | 5 | 7 | 03/25/2026 | ☆ |
| 10257 | Torque Asset Management Llc CRD 335621 | Private Fund Manager · Small ($100M–$1B) | $324M | 2 | 2 | 3 | 03/30/2026 | ☆ | |
| 10258 | Smith W B & Co Inc CRD 105917 | Investment Adviser · Small ($100M–$1B) | $324M | 8 | 8 | 1 | 03/24/2026 | ☆ | |
| 10259 | Cresalta Investment Management, Inc. CRD 339872 | Greenwood Village, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $323M | 3 | 128 | 5 | 06/26/2026 | ☆ |
| 10260 | Johnson Wealth Management, Llc CRD 123105 | Grand Forks, ND | Wealth Manager · Small ($100M–$1B) | $323M | 169 | 596 | 2 | 07/29/2026 | ☆ |
| 10261 | 1248 Partners, Llc CRD 325304 | Kansas City, MO | Private Fund Manager · Small ($100M–$1B) | $323M | 7 | 7 | 4 | 06/30/2026 | ☆ |
| 10262 | Choice Wealth Advisors Llc CRD 297745 | Waterville, ME | Wealth Manager · Small ($100M–$1B) | $323M | 602 | 1,247 | 4 | 02/13/2026 | ☆ |
| 10263 | Brown Financial Advisors, Llc CRD 147056 | Milford, OH | Wealth Manager · Small ($100M–$1B) | $323M | 613 | 1,573 | 3 | 04/29/2026 | ☆ |
| 10264 | Aull & Monroe Investment Management Corp CRD 104830 | Mobile, AL | Wealth Manager · Small ($100M–$1B) | $323M | 190 | 417 | 5 | 03/23/2026 | ☆ |
| 10265 | Pacific Sun Financial Corp CRD 284286 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $323M | 381 | 933 | 4 | 09/29/2026 | ☆ |
| 10266 | Lauer Capital Management Ltd CRD 109660 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $323M | 90 | 92 | 3 | 03/30/2026 | ☆ |
| 10267 | Next Level Wealth Planning, Llc CRD 327644 | Meridian, ID | Wealth Manager · Small ($100M–$1B) | $323M | 572 | 1,510 | 5 | 03/05/2026 | ☆ |
| 10268 | Oriental Bank CRD 312982 | San Juan, PR | Bank · Small ($100M–$1B) | $323M | 2 | 2 | 9 | 03/27/2026 | ☆ |
| 10269 | Fortune Financial Advisors, Llc CRD 145799 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $323M | 206 | 610 | 6 | 03/18/2026 | ☆ |
| 10270 | Carswell Investments, Llc CRD 158205 | East Syracuse, NY | Wealth Manager · Small ($100M–$1B) | $322M | 175 | 587 | 2 | 03/24/2026 | ☆ |
| 10271 | Vistamark Investments Llc CRD 335309 | Hinsdale, IL | Investment Adviser · Small ($100M–$1B) | $322M | 45 | 98 | 4 | 07/15/2026 | ☆ |
| 10272 | Rbs Wealth Management, Llc CRD 336536 | Alto, MI | Wealth Manager · Small ($100M–$1B) | $322M | 472 | 1,315 | 6 | 03/24/2026 | ☆ |
| 10273 | Forte Asset Management, Llc CRD 132969 | Wealth Manager · Small ($100M–$1B) | $322M | 64 | 155 | 2 | 09/30/2026 | ☆ | |
| 10274 | Osceola Capital Management, Llc CRD 301565 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $322M | 3 | 3 | 9 | 03/26/2026 | ☆ |
| 10275 | Kapstone Financial Advisors Llc CRD 318885 | Lebanon, OH | Wealth Manager · Small ($100M–$1B) | $322M | 508 | 1,086 | 5 | 06/18/2026 | ☆ |
| 10276 | Gordonmd Global Investments Lp CRD 316751 | Beverly Hills, CA | Private Fund Manager · Small ($100M–$1B) | $322M | 7 | 7 | 7 | 03/26/2026 | ☆ |
| 10277 | Envision Financial Transparency, Llc CRD 297713 | Insurance-Affiliated · Small ($100M–$1B) | $322M | 235 | 501 | 16 | 07/23/2026 | ☆ | |
| 10278 | Reik & Co., Llc CRD 142414 | Wealth Manager · Small ($100M–$1B) | $322M | 60 | 105 | 5 | 03/16/2026 | ☆ | |
| 10279 | M4 A3 Llc CRD 336172 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $322M | 65 | 356 | 6 | 03/31/2026 | ☆ |
| 10280 | Nicholson Wealth Management Group, Llc CRD 327001 | Charleston, SC | Wealth Manager · Small ($100M–$1B) | $322M | 205 | 543 | 4 | 06/02/2026 | ☆ |
| 10281 | Shum Financial Group, Inc. CRD 285426 | Alameda, CA | Wealth Manager · Small ($100M–$1B) | $322M | 330 | 990 | 4 | 02/23/2026 | ☆ |
| 10282 | Stewardship Advisory Group, Llc CRD 165710 | Clermont, FL | Insurance-Affiliated · Small ($100M–$1B) | $322M | 536 | 536 | 17 | 07/01/2026 | ☆ |
| 10283 | Nelson Securities,Inc. CRD 14377 | Spokane, WA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 2,003 | 2,006 | 15 | 09/05/2026 | ☆ |
| 10284 | N CRD 105182 | Wealth Manager · Small ($100M–$1B) | $322M | 213 | 426 | 5 | 03/24/2025 | ☆ | |
| 10285 | Truenorth Financial Services, Llc CRD 118273 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $322M | 179 | 580 | 7 | 03/18/2026 | ☆ |
| 10286 | Emerson Equity Llc CRD 130032 | San Mateo, CA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 620 | 682 | 343 | 09/10/2026 | ☆ |
| 10287 | B.B. Graham & Company, Inc. CRD 41533 | Orange, CA | Insurance-Affiliated · Small ($100M–$1B) | $322M | 427 | 427 | 32 | 03/23/2026 | ☆ |
| 10288 | Hf Advisory Group, Llc CRD 309051 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $322M | 460 | 1,301 | 6 | 03/10/2026 | ☆ |
| 10289 | Ig4 Capital Advisors Us Llc CRD 316972 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $321M | 13 | 13 | 4 | 09/08/2026 | ☆ |
| 10290 | Price Capital Management, Inc. CRD 157871 | Private Fund Manager · Small ($100M–$1B) | $321M | 5 | 5 | 4 | 03/04/2026 | ☆ | |
| 10291 | Asset Preservation Group Inc CRD 108150 | Grapevine, TX | Wealth Manager · Small ($100M–$1B) | $321M | 330 | 1,179 | 4 | 03/25/2026 | ☆ |
| 10292 | Advisors Financial, Inc. CRD 144837 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $321M | 225 | 723 | 7 | 06/30/2026 | ☆ |
| 10293 | Strategic Financial Partners, Ltd CRD 148858 | Insurance-Affiliated · Small ($100M–$1B) | $321M | 360 | 902 | 7 | 03/13/2026 | ☆ | |
| 10294 | Minerva Advisors Llc CRD 161408 | Bala Cynwyd, PA | Private Fund Manager · Small ($100M–$1B) | $321M | 7 | 7 | 4 | 03/27/2026 | ☆ |
| 10295 | Toomey Investment Management, Inc CRD 127346 | Wallingford, CT | Insurance-Affiliated · Small ($100M–$1B) | $321M | 1,302 | 871 | 3 | 01/27/2026 | ☆ |
| 10296 | Founder Family Financial, Llc CRD 171978 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $321M | 123 | 302 | 3 | 08/27/2026 | ☆ |
| 10297 | Meadowbrook Advisors Group, Llc CRD 337223 | Wealth Manager · Small ($100M–$1B) | $321M | 142 | 454 | 4 | 03/20/2026 | ☆ | |
| 10298 | Off The Chain Capital, Llc CRD 309867 | Private Fund Manager · Small ($100M–$1B) | $321M | 2 | 2 | 5 | 03/17/2026 | ☆ | |
| 10299 | Meros Investment Management, Lp CRD 305152 | Dallas, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $321M | 4 | 4 | 10 | 07/06/2026 | ☆ |
| 10300 | Hw Capital Llc CRD 298731 | Santa Monica, CA | Multi-Family Office · Small ($100M–$1B) | $321M | 6 | 29 | 2 | 03/30/2026 | ☆ |