Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10351 | Heartwood Funds, Llc CRD 136940 | New York, NY | Investment Adviser · Small ($100M–$1B) | $318M | 3 | 3 | 2 | 03/12/2026 | ☆ |
| 10352 | Macquarie Capital Partners, Llc CRD 293250 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $318M | 1 | 1 | 80 | 06/26/2026 | ☆ |
| 10353 | Wealth Pro Advisors, Inc. CRD 169266 | Sarasota, FL | Insurance-Affiliated · Small ($100M–$1B) | $317M | 212 | 407 | 6 | 03/19/2026 | ☆ |
| 10354 | Goode Partners Llc CRD 161816 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $317M | 7 | 7 | 7 | 04/30/2026 | ☆ |
| 10355 | Family Wealth Planning Partners Llc CRD 323656 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $317M | 1,466 | 1,366 | 8 | 05/22/2026 | ☆ |
| 10356 | Bca Private Wealth, Inc. CRD 140913 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $317M | 383 | 1,367 | 5 | 02/18/2026 | ☆ |
| 10357 | Tsp Advisors, Llc CRD 281758 | Mercer Island, WA | Private Fund Manager · Small ($100M–$1B) | $317M | 3 | 3 | 12 | 03/26/2026 | ☆ |
| 10358 | Bison Creek Wealth Management Llc CRD 314991 | Institutional / Pension Advisor · Small ($100M–$1B) | $317M | 78 | 159 | 1 | 03/31/2026 | ☆ | |
| 10359 | Redwood Wealth Management Group, Llc CRD 281741 | Medford, NJ | Insurance-Affiliated · Small ($100M–$1B) | $317M | 424 | 1,158 | 4 | 03/24/2026 | ☆ |
| 10360 | N CRD 139417 | Wealth Manager · Small ($100M–$1B) | $317M | 173 | 329 | 14 | 03/27/2025 | ☆ | |
| 10361 | Mendel Money Management Inc CRD 105974 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $317M | 211 | 631 | 7 | 09/02/2026 | ☆ |
| 10362 | Blue Barn Wealth, Llc CRD 107202 | Orem, UT | Wealth Manager · Small ($100M–$1B) | $317M | 233 | 681 | 9 | 02/17/2026 | ☆ |
| 10363 | Swisher Financial Concepts, Inc. CRD 121384 | Westerville, OH | Insurance-Affiliated · Small ($100M–$1B) | $317M | 640 | 1,455 | 8 | 03/12/2026 | ☆ |
| 10364 | First Financial Group Corporation CRD 134006 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $317M | 378 | 1,026 | 4 | 05/28/2026 | ☆ |
| 10365 | Councilor Wealth Llc CRD 170858 | Bethesda, MD | Wealth Manager · Small ($100M–$1B) | $317M | 197 | 395 | 13 | 06/01/2026 | ☆ |
| 10366 | Dkm Wealth Management, Inc. CRD 316778 | Stockton, CA | Wealth Manager · Small ($100M–$1B) | $317M | 180 | 502 | 3 | 02/27/2026 | ☆ |
| 10367 | Caro Investors Management, Llc CRD 332085 | Chevy Chase, MD | Private Fund Manager · Small ($100M–$1B) | $317M | 2 | 2 | 6 | 03/30/2026 | ☆ |
| 10368 | The Mustico Financial Group, Inc. CRD 125763 | Elmira, NY | Wealth Manager · Small ($100M–$1B) | $317M | 460 | 466 | 4 | 01/20/2026 | ☆ |
| 10369 | Duet Advisory Services Llc CRD 283584 | Bingham Farms, MI | Wealth Manager · Small ($100M–$1B) | $316M | 283 | 778 | 7 | 03/12/2026 | ☆ |
| 10370 | Salvus Wealth Management, Llc CRD 171986 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $316M | 195 | 847 | 7 | 06/03/2026 | ☆ |
| 10371 | Oca Ventures, Llc CRD 161160 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $316M | 7 | 7 | 15 | 04/07/2026 | ☆ |
| 10372 | Ferguson Johnson Wealth Management, Inc. CRD 109232 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $316M | 198 | 575 | 4 | 09/02/2026 | ☆ |
| 10373 | Harvest Management, L.L.C. CRD 124477 | New York, NY | Investment Adviser · Small ($100M–$1B) | $316M | 5 | 5 | 7 | 03/27/2026 | ☆ |
| 10374 | Wealthcollab Llc CRD 269840 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $316M | 68 | 414 | 1 | 03/31/2026 | ☆ |
| 10375 | First Oak Wealth Management, Llc CRD 288316 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $316M | 154 | 442 | 3 | 08/26/2026 | ☆ |
| 10376 | Tenon Financial Llc CRD 305581 | Metuchen, NJ | Wealth Manager · Small ($100M–$1B) | $316M | 100 | 460 | 3 | 01/07/2026 | ☆ |
| 10377 | Wealth Analytics Partners, Llc CRD 140115 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $316M | 184 | 494 | 6 | 06/29/2026 | ☆ |
| 10378 | Gibert Wealth Management, Llc CRD 341458 | Charlotte, NC | Insurance-Affiliated · Small ($100M–$1B) | $316M | 116 | 274 | 2 | 07/24/2026 | ☆ |
| 10379 | Pacifica Partners Inc CRD 148834 | Surrey | Wealth Manager · Small ($100M–$1B) | $316M | 580 | 1,447 | 10 | 01/22/2026 | ☆ |
| 10380 | Matthew 25 Management Corp CRD 104566 | Ambler, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $316M | 1 | 1 | 1 | 03/09/2026 | ☆ |
| 10381 | Proactive Wealth Strategies, Llc CRD 318872 | Marietta, GA | Wealth Manager · Small ($100M–$1B) | $316M | 442 | 1,200 | 4 | 07/09/2026 | ☆ |
| 10382 | Total Solutions Enterprise Llc CRD 318036 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $316M | 215 | 696 | 8 | 08/04/2026 | ☆ |
| 10383 | Kenora Financial, Llc CRD 123524 | Des Plaines, IL | Wealth Manager · Small ($100M–$1B) | $316M | 191 | 100 | 7 | 07/29/2026 | ☆ |
| 10384 | Advaita Capital Llc CRD 325205 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $316M | 13 | 13 | 3 | 09/24/2026 | ☆ |
| 10385 | Peirce Park Group Inc. CRD 118655 | West Chester, PA | Investment Adviser · Small ($100M–$1B) | $316M | 5 | 5 | 6 | 05/15/2026 | ☆ |
| 10386 | 4 D Advisors, Llc CRD 315045 | Redondo Beach, CA | Private Fund Manager · Small ($100M–$1B) | $316M | 1 | 1 | 3 | 03/31/2026 | ☆ |
| 10387 | Garrison Point Capital, Llc CRD 165590 | San Francisco, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $316M | 16 | 31 | 4 | 05/26/2026 | ☆ |
| 10388 | Pegasus Capital Advisors, L.P. CRD 157094 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $315M | 15 | 15 | 14 | 09/28/2026 | ☆ |
| 10389 | Cdm Financial Counseling Services, Inc. CRD 126295 | Norwich, CT | Wealth Manager · Small ($100M–$1B) | $315M | 302 | 593 | 2 | 01/19/2026 | ☆ |
| 10390 | Accelerate Investment Advisors Llc CRD 325859 | Aliso Viejo, CA | Insurance-Affiliated · Small ($100M–$1B) | $315M | 1,076 | 905 | 40 | 09/03/2026 | ☆ |
| 10391 | Camarda Financial Advisors , Llc CRD 113784 | Fleming Island, FL | Wealth Manager · Small ($100M–$1B) | $315M | 286 | 928 | 17 | 07/10/2026 | ☆ |
| 10392 | Walker Asset Management, Llc CRD 284951 | Wealth Manager · Small ($100M–$1B) | $315M | 195 | 422 | 4 | 03/31/2026 | ☆ | |
| 10393 | Cornerstone Select Advisors, Llc CRD 144044 | St. Louis, MO | Insurance-Affiliated · Small ($100M–$1B) | $315M | 344 | 790 | 4 | 04/02/2026 | ☆ |
| 10394 | Lincoln Energy Holdings Llc CRD 333026 | Englewood, CO | Private Fund Manager · Small ($100M–$1B) | $315M | 4 | 4 | 12 | 05/07/2026 | ☆ |
| 10395 | Aurelius Family Office, Llc CRD 323016 | Bedford, NH | Multi-Family Office · Small ($100M–$1B) | $315M | 167 | 167 | 8 | 09/30/2026 | ☆ |
| 10396 | N CRD 104638 | Wealth Manager · Small ($100M–$1B) | $315M | 109 | 214 | 5 | 03/19/2025 | ☆ | |
| 10397 | Marcellus Investment Managers Private Limited CRD 317251 | Mumbai, Maharashtra | Wealth Manager · Small ($100M–$1B) | $315M | 2,415 | 2,415 | 69 | 06/17/2026 | ☆ |
| 10398 | N CRD 131525 | Wealth Manager · Small ($100M–$1B) | $315M | 166 | 592 | 5 | 02/11/2025 | ☆ | |
| 10399 | Bonner & Smith, Llc CRD 114287 | Lubbock, TX | Wealth Manager · Small ($100M–$1B) | $315M | 300 | 1,044 | 3 | 03/05/2026 | ☆ |
| 10400 | Ninepointtwo Capital Llc CRD 297270 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $315M | 25 | 45 | 2 | 02/26/2026 | ☆ |