Navigate 401 K, Llc
- Regulatory AUM
- $318M
- Discretionary
- $318M
- Clients
- 80
- Avg AUM / client
- $4.0M
- Accounts
- 80
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 80 | $318M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Integration Innovation, Inc. 401(k) And Profit Sharing Plan Integration Innovation, Inc. D/B/A I3 | 2024 | |
| Virtex Enterprises 401(k) Plan Virtex Enterprises Lp | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Caleb Ryan Hopkins | Managing Member / Cco | CFP CFA | Jul 2020 (6y) | 25% – 50% |
| Christopher Nagel Hussar | Managing Member | Jul 2020 (6y) | 25% – 50% | |
| Justin Ross Ladden | Managing Member | May 2024 (2y) | 25% – 50% | |
| Sean Joseph Forbes | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Integration Innovation, Inc. 401(k) And Profit Sharing Plan | Integration Innovation, Inc. D/B/A I3 | 787 | $98.3M | 01/01/2024 |
| Virtex Enterprises 401(k) Plan | Virtex Enterprises Lp | 576 | $26.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Investments $151M (47% of AUM) Apr 2026
- Principal Financial $61.6M (19% of AUM) Apr 2026
- The Vanguard Group, Inc. $38.8M (12% of AUM) Apr 2026
- Transamerica Trust Company $26.1M (10% of AUM) Oct 2025
- Voya Financial $11.3M (15% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗