Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10201 | Weitzel Financial Services, Inc. CRD 27346 | Dubuque, IA | Insurance-Affiliated · Small ($100M–$1B) | $328M | 1,134 | 1,134 | 4 | 09/24/2026 | ☆ |
| 10202 | Shore Point Advisors, Llc CRD 296848 | Brielle, NJ | Wealth Manager · Small ($100M–$1B) | $328M | 668 | 1,612 | 5 | 07/30/2026 | ☆ |
| 10203 | Fukoku Life International (America) Inc. CRD 284662 | New York, NY | Investment Adviser · Small ($100M–$1B) | $328M | 2 | 2 | 6 | 04/27/2026 | ☆ |
| 10204 | Hudson Capital Advisory, Inc. CRD 304163 | Buffalo, NY | Wealth Manager · Small ($100M–$1B) | $328M | 244 | 603 | 5 | 03/26/2026 | ☆ |
| 10205 | Financial Decisions, Llc CRD 107755 | New York, NY | Wealth Manager · Small ($100M–$1B) | $328M | 152 | 512 | 8 | 08/17/2026 | ☆ |
| 10206 | Cimarron Wealth Management, Inc. CRD 299627 | Montrose, CO | Wealth Manager · Small ($100M–$1B) | $327M | 572 | 574 | 14 | 05/13/2026 | ☆ |
| 10207 | Rye Brook Capital, Llc CRD 288517 | Greenwich, CT | Investment Adviser · Small ($100M–$1B) | $327M | 20 | 20 | 1 | 02/03/2026 | ☆ |
| 10208 | N CRD 168805 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $327M | 11 | 5 | 6 | 03/27/2025 | ☆ | |
| 10209 | Level 5 Capital Partners, Llc CRD 304140 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $327M | 25 | 25 | 11 | 05/19/2026 | ☆ |
| 10210 | Latko Wealth Management, Ltd. CRD 282423 | Frankfort, IL | Wealth Manager · Small ($100M–$1B) | $327M | 499 | 1,134 | 7 | 09/29/2026 | ☆ |
| 10211 | Greenwood Family Advisors Llc CRD 304820 | Miami, FL | Multi-Family Office · Small ($100M–$1B) | $327M | 16 | 120 | 3 | 02/09/2026 | ☆ |
| 10212 | Pointone Family Office, Llc CRD 338563 | Manhattan Beach, CA | Insurance-Affiliated · Small ($100M–$1B) | $327M | 25 | 227 | 4 | 04/10/2026 | ☆ |
| 10213 | Octavia Investments Llc CRD 167721 | Wealth Manager · Small ($100M–$1B) | $327M | 73 | 294 | 1 | 02/05/2026 | ☆ | |
| 10214 | Vinci Partners Usa Llc CRD 162399 | New York, NY | Investment Adviser · Small ($100M–$1B) | $327M | 73 | 73 | 14 | 03/31/2026 | ☆ |
| 10215 | Ardent Capital Management, Inc. CRD 108264 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $327M | 113 | 305 | 5 | 07/29/2026 | ☆ |
| 10216 | Wilkerson Advisory Group Llc CRD 334668 | Columbia, MO | Wealth Manager · Small ($100M–$1B) | $327M | 582 | 1,697 | 10 | 09/18/2026 | ☆ |
| 10217 | Mpwm Advisory Solutions Llc CRD 169885 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $327M | 589 | 1,173 | 20 | 03/30/2026 | ☆ |
| 10218 | N CRD 172980 | Wealth Manager · Small ($100M–$1B) | $327M | 322 | 925 | 8 | 04/30/2025 | ☆ | |
| 10219 | Avondale Wealth Management Llc CRD 152590 | West Lake Hills, TX | Wealth Manager · Small ($100M–$1B) | $327M | 201 | 610 | 7 | 09/17/2026 | ☆ |
| 10220 | Mfg Partners Llc CRD 330388 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $327M | 19 | 19 | 8 | 06/08/2026 | ☆ |
| 10221 | Vpwm Advisors, Llc CRD 167886 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $327M | 1,223 | 1,715 | 17 | 06/25/2026 | ☆ |
| 10222 | Law & Associates Inc CRD 105350 | Glen Echo, MD | Insurance-Affiliated · Small ($100M–$1B) | $327M | 319 | 1,658 | 6 | 04/16/2026 | ☆ |
| 10223 | N CRD 311097 | Wealth Manager · Small ($100M–$1B) | $327M | 260 | 636 | 5 | 04/21/2025 | ☆ | |
| 10224 | Pl Capital Advisors, Llc CRD 162083 | Naples, FL | Private Fund Manager · Small ($100M–$1B) | $327M | 7 | 7 | 8 | 05/05/2026 | ☆ |
| 10225 | Community Development Fund Advisors, Llc CRD 281617 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $326M | 1 | 1 | 2 | 05/20/2026 | ☆ | |
| 10226 | Purefi Wealth, Llc CRD 328459 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $326M | 98 | 98 | 10 | 03/24/2026 | ☆ |
| 10227 | Base Wealth Management Llc CRD 321991 | Lakewood Ranch, FL | Insurance-Affiliated · Small ($100M–$1B) | $326M | 862 | 2,254 | 15 | 03/24/2026 | ☆ |
| 10228 | Entrewealth, Llc CRD 317553 | Wealth Manager · Small ($100M–$1B) | $326M | 174 | 617 | 20 | 04/16/2026 | ☆ | |
| 10229 | Financially In Tune, Llc CRD 156200 | Stoneham, MA | Wealth Manager · Small ($100M–$1B) | $326M | 175 | 864 | 4 | 02/05/2026 | ☆ |
| 10230 | Pack Private Wealth, Llc CRD 310523 | Wayzata, MN | Wealth Manager · Small ($100M–$1B) | $326M | 222 | 398 | 3 | 03/12/2026 | ☆ |
| 10231 | Bay Rivers Group, Inc. CRD 290095 | Williamsburg, VA | Wealth Manager · Small ($100M–$1B) | $326M | 401 | 913 | 4 | 03/13/2026 | ☆ |
| 10232 | Hfr Asset Management, L.L.C CRD 111705 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $326M | 2 | 2 | 2 | 02/06/2026 | ☆ |
| 10233 | Hfr Investments, Llc CRD 307372 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $326M | 2 | 2 | 2 | 02/11/2026 | ☆ |
| 10234 | Resilient Capital Management, Llc CRD 318997 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $326M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 10235 | Hurley Capital, Llc CRD 130051 | New York, NY | Wealth Manager · Small ($100M–$1B) | $326M | 187 | 604 | 4 | 03/06/2026 | ☆ |
| 10236 | Centerline Wealth Advisors, Llc CRD 164485 | Louisville, KY | Insurance-Affiliated · Small ($100M–$1B) | $326M | 268 | 819 | 8 | 02/27/2026 | ☆ |
| 10237 | Lifeplan Investment Advisors, Inc CRD 144157 | Raleigh, NC | Insurance-Affiliated · Small ($100M–$1B) | $326M | 278 | 1,083 | 9 | 07/30/2026 | ☆ |
| 10238 | N CRD 285525 | Investment Adviser · Small ($100M–$1B) | $326M | 13 | 14 | 2 | 10/09/2025 | ☆ | |
| 10239 | Healthedge Investment Partners, Llc CRD 163421 | Tampa, FL | Private Fund Manager · Small ($100M–$1B) | $326M | 5 | 5 | 9 | 03/31/2026 | ☆ |
| 10240 | Patron Partners, Llc CRD 310629 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $326M | 164 | 621 | 7 | 04/28/2026 | ☆ |
| 10241 | Schuchard Capital Management Inc CRD 105528 | Wealth Manager · Small ($100M–$1B) | $326M | 197 | 197 | 2 | 02/22/2026 | ☆ | |
| 10242 | Resolute Global Partners, Ltd. CRD 160743 | Hamilton | Private Fund Manager · Small ($100M–$1B) | $325M | 1 | 1 | 12 | 03/31/2026 | ☆ |
| 10243 | Silver Lake Advisory Partners, Llc CRD 107625 | Wealth Manager · Small ($100M–$1B) | $325M | 159 | 159 | 4 | 01/29/2026 | ☆ | |
| 10244 | Coeli Frontier Markets Ab CRD 282916 | Stockholm | Private Fund Manager · Small ($100M–$1B) | $325M | 4 | 2 | 3 | 04/02/2026 | ☆ |
| 10245 | Strategic Wealth Advisors, Llc CRD 114167 | Wealth Manager · Small ($100M–$1B) | $325M | 111 | 427 | 4 | 02/18/2026 | ☆ | |
| 10246 | Catawba River Capital CRD 134217 | Lake Wylie, SC | Wealth Manager · Small ($100M–$1B) | $325M | 275 | 896 | 4 | 02/18/2026 | ☆ |
| 10247 | Treiberg Wealth Management, Inc. CRD 284140 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $325M | 274 | 706 | 6 | 02/27/2026 | ☆ |
| 10248 | Converse Team Financial Services, Llc CRD 335322 | Institutional / Pension Advisor · Small ($100M–$1B) | $325M | 83 | 83 | 7 | 06/02/2026 | ☆ | |
| 10249 | Universal Financial Services Inc. CRD 131558 | Guaynabo, PR | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $325M | 1 | 1 | 3 | 02/11/2026 | ☆ |
| 10250 | Whipplewood Advisors, Llc CRD 282860 | Littleton, CO | Wealth Manager · Small ($100M–$1B) | $325M | 377 | 375 | 6 | 05/08/2026 | ☆ |