Galaxy Investment Management, Llc
- Regulatory AUM
- $324M
- Discretionary
- $324M
- Clients
- 5
- Avg AUM / client
- $64.8M
- Accounts
- 5
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $324M | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $267M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sterling Realty Finance Ii, Lp | Hedge Fund | Delaware | $113M | 57 |
| Srf/Galaxy Vip Fund, Llc master | Hedge Fund | Delaware | $68.9M | 1 |
| Sterling Realty Finance Iii, Lp | Hedge Fund | Delaware | $68.2M | 26 |
| Sterling Realty Finance, Lp | Hedge Fund | Delaware | $17.3M | 39 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lipsay, Seth, Barron | Owner And Managing Member | Nov 2014 (12y) | ≈ 0% – 5% via Galaxy Fund Management, Llc | |
| Lipsay, Deanne, Ruth | Trustee | Nov 2014 (12y) | GP / trustee / elected manager of Lipsay Family Trust No. 1 (indirect) | |
| Perry, Denise | Trustee | Nov 2014 (12y) | GP / trustee / elected manager of Lipsay Family Trust No. 1 (indirect) | |
| Partlow, Kenneth | Chief Financial Officer | Sep 2019 (7y) | Less than 5% | |
| Schlicht, Christine, Elizabeth | Chief Compliance Officer | Apr 2020 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Galaxy Im Holdings, Llc | Owner | Nov 2014 | A | 75% or more |
| Galaxy Fund Management, Llc | Managing Member | Nov 2014 | A | Less than 5% |
| Gnrep Ii, Lp | Owner | Nov 2014 | B | ≈ 56.25% – 100% via Galaxy Im Holdings, Llc |
| Lipsay Family Trust No. 1 | Limited Partner | Nov 2014 | B | ≈ 28.13% – 75% via Gnrep Ii, Lp |
| Gnrep Ii Corp. | General Partner | Nov 2014 | B | GP / trustee / elected manager of Gnrep Ii, Lp (indirect) |
| Galaxy Fund Management, Llc | Managing Member | Nov 2014 | B | GP / trustee / elected manager of Galaxy Im Holdings, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Lipsay, Seth, Barron: 75% – 100% of Galaxy Fund Management, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
- Gnrep Ii, Lp: 75% – 100% of Galaxy Im Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Lipsay Family Trust No. 1: 50% – 75% of Gnrep Ii, Lp × 75% – 100% of Galaxy Im Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $267M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sterling Realty Finance Ii, Lp | Hedge Fund | $113M | $0 | 57 |
| Srf/Galaxy Vip Fund, Llc | Hedge Fund | $68.9M | $0 | 1 |
| Sterling Realty Finance Iii, Lp | Hedge Fund | $68.2M | $0 | 26 |
| Sterling Realty Finance, Lp | Hedge Fund | $17.3M | $0 | 39 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 2.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗