Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9751 | Ais Capital Management L.P. CRD 107971 | Wilton, CT | Private Fund Manager · Small ($100M–$1B) | $358M | 44 | 44 | 3 | 02/27/2026 | ☆ |
| 9752 | Bluestem Financial Advisors, Llc CRD 158418 | Savoy, IL | Wealth Manager · Small ($100M–$1B) | $358M | 185 | 1,010 | 10 | 07/16/2026 | ☆ |
| 9753 | Prufid Financial Advisors Llc CRD 121897 | Wealth Manager · Small ($100M–$1B) | $358M | 30 | 30 | 1 | 03/04/2026 | ☆ | |
| 9754 | Pillar Financial Advisors, Llc CRD 121880 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $358M | 210 | 765 | 6 | 07/16/2026 | ☆ |
| 9755 | N CRD 107949 | Wealth Manager · Small ($100M–$1B) | $358M | 13 | 18 | 3 | 03/31/2025 | ☆ | |
| 9756 | Heritage Wealth Management, Inc. CRD 122394 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $358M | 218 | 803 | 6 | 02/19/2026 | ☆ |
| 9757 | Ca Adviser, Llc CRD 300183 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $358M | 2 | 2 | 17 | 06/18/2026 | ☆ |
| 9758 | Access Wealth Management, Llc CRD 339285 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $358M | 174 | 819 | 5 | 04/20/2026 | ☆ |
| 9759 | Islay Capital Management, Llc CRD 114531 | Lubbock, TX | Wealth Manager · Small ($100M–$1B) | $358M | 183 | 402 | 2 | 07/17/2026 | ☆ |
| 9760 | Applied Capital Llc CRD 166175 | Little Rock, AR | Wealth Manager · Small ($100M–$1B) | $358M | 687 | 2,200 | 9 | 03/10/2026 | ☆ |
| 9761 | Conservative Wealth Management Llc CRD 138925 | Wealth Manager · Small ($100M–$1B) | $358M | 68 | 194 | 1 | 02/04/2026 | ☆ | |
| 9762 | Papamarkou Wellner Asset Management, Inc. CRD 131796 | New York, NY | Wealth Manager · Small ($100M–$1B) | $358M | 109 | 108 | 11 | 03/31/2026 | ☆ |
| 9763 | Lifespan Financial Strategies, Inc. CRD 119800 | Weston, FL | Insurance-Affiliated · Small ($100M–$1B) | $357M | 515 | 1,209 | 5 | 08/12/2026 | ☆ |
| 9764 | Montvue Capital Management, Inc. CRD 116807 | Lynchburg, VA | Wealth Manager · Small ($100M–$1B) | $357M | 196 | 497 | 5 | 01/28/2026 | ☆ |
| 9765 | Houlihan Financial Resource Group, Ltd. CRD 116670 | Ashburn, VA | Wealth Manager · Small ($100M–$1B) | $357M | 171 | 564 | 4 | 03/24/2026 | ☆ |
| 9766 | Gkv Capital Management Co Inc CRD 108767 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $357M | 175 | 425 | 3 | 02/18/2026 | ☆ |
| 9767 | Moment Private Wealth, Llc CRD 313223 | Saint Louis, MO | Wealth Manager · Small ($100M–$1B) | $357M | 105 | 719 | 7 | 08/18/2026 | ☆ |
| 9768 | Symbiosis Capital Partners, Llc CRD 316599 | Bentonville, AR | Private Fund Manager · Small ($100M–$1B) | $357M | 2 | 2 | 12 | 08/18/2026 | ☆ |
| 9769 | Carnegie Wealth Management, Llc CRD 290430 | Berwyn, PA | Wealth Manager · Small ($100M–$1B) | $357M | 229 | 919 | 6 | 01/20/2026 | ☆ |
| 9770 | Saltmarsh Financial Advisors, Llc CRD 132248 | Pensacola, FL | Wealth Manager · Small ($100M–$1B) | $357M | 224 | 527 | 6 | 03/19/2026 | ☆ |
| 9771 | Alcyon Wealth Advisors, Llc CRD 334909 | Youngstown, OH | Wealth Manager · Small ($100M–$1B) | $356M | 395 | 1,096 | 5 | 08/20/2026 | ☆ |
| 9772 | Fourth Dimension Wealth, Llc CRD 306703 | Middleburg Heights, OH | Wealth Manager · Small ($100M–$1B) | $356M | 631 | 1,134 | 16 | 06/04/2026 | ☆ |
| 9773 | Oakcliff Partners Llc CRD 162325 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $356M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 9774 | The Stolper Company L.L.C. CRD 132962 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $356M | 175 | 356 | 6 | 04/28/2026 | ☆ |
| 9775 | Capstone Wealth Management Group, Llc CRD 284547 | Dunmore, PA | Wealth Manager · Small ($100M–$1B) | $356M | 524 | 1,548 | 6 | 04/16/2026 | ☆ |
| 9776 | Split Rock Private Trading And Wealth Management Llc CRD 152003 | Cloquet, MN | Wealth Manager · Small ($100M–$1B) | $356M | 998 | 2,084 | 6 | 04/20/2026 | ☆ |
| 9777 | Crawford Fund Management, Llc CRD 158659 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $356M | 3 | 5 | 4 | 03/26/2026 | ☆ |
| 9778 | Monhegan Capital Management, Llc CRD 304428 | Wealth Manager · Small ($100M–$1B) | $356M | 26 | 2 | 03/31/2026 | ☆ | ||
| 9779 | Lifegoal Investments, Llc CRD 327833 | Wealth Manager · Small ($100M–$1B) | $356M | 291 | 792 | 5 | 08/10/2026 | ☆ | |
| 9780 | Armor Investment Advisors, Llc CRD 134200 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $356M | 206 | 206 | 6 | 04/23/2026 | ☆ |
| 9781 | Arkview Capital, L.P. CRD 316130 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $356M | 10 | 10 | 8 | 03/27/2026 | ☆ |
| 9782 | Twin Point Capital Llc CRD 281731 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $356M | 6 | 5 | 10 | 04/30/2026 | ☆ |
| 9783 | Argyle Capital Management, Llc CRD 106576 | Center Valley, PA | Wealth Manager · Small ($100M–$1B) | $356M | 65 | 136 | 3 | 03/26/2026 | ☆ |
| 9784 | N CRD 307866 | Wealth Manager · Small ($100M–$1B) | $356M | 132 | 765 | 6 | 03/13/2025 | ☆ | |
| 9785 | Stone Oak Wealth Management, Llc CRD 288217 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $356M | 293 | 943 | 7 | 03/29/2026 | ☆ |
| 9786 | Griffin Black, Llc CRD 134684 | Redwood City, CA | Wealth Manager · Small ($100M–$1B) | $356M | 171 | 698 | 9 | 09/29/2026 | ☆ |
| 9787 | Acorn Capital Advisors, Llc CRD 304164 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $355M | 2 | 2 | 5 | 03/19/2026 | ☆ |
| 9788 | Financial Planning Navigators Corp CRD 332831 | Maple Grove, MN | Wealth Manager · Small ($100M–$1B) | $355M | 433 | 1,653 | 8 | 01/27/2026 | ☆ |
| 9789 | Sepulveda Management Llc CRD 284290 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $355M | 3 | 3 | 8 | 05/05/2026 | ☆ |
| 9790 | South Lakeview, Llc CRD 157240 | Wealth Manager · Small ($100M–$1B) | $355M | 3 | 1 | 03/19/2026 | ☆ | ||
| 9791 | Clay Northam Wealth Management, Llc CRD 159002 | Huntington Beach, CA | Wealth Manager · Small ($100M–$1B) | $355M | 420 | 1,108 | 2 | 05/15/2026 | ☆ |
| 9792 | Hanover Advisors, Inc CRD 119655 | Seneca, SC | Wealth Manager · Small ($100M–$1B) | $355M | 245 | 651 | 3 | 05/05/2026 | ☆ |
| 9793 | Bull Harbor Capital Llc. CRD 324995 | Bethesda, MD | Insurance-Affiliated · Small ($100M–$1B) | $355M | 426 | 424 | 43 | 05/01/2026 | ☆ |
| 9794 | Wfg Capital Advisors, Llc CRD 310008 | Mobile, AL | Wealth Manager · Small ($100M–$1B) | $355M | 658 | 358 | 5 | 03/17/2026 | ☆ |
| 9795 | Bridge City Capital, Llc CRD 148828 | Lake Oswego, OR | Investment Adviser · Small ($100M–$1B) | $355M | 40 | 40 | 6 | 04/20/2026 | ☆ |
| 9796 | Resurgent Financial Advisors Llc CRD 299575 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $355M | 381 | 913 | 20 | 08/24/2026 | ☆ |
| 9797 | Lexington Research And Capital Group, Llc CRD 108576 | Fayetteville, AR | Wealth Manager · Small ($100M–$1B) | $355M | 205 | 205 | 1 | 03/23/2026 | ☆ |
| 9798 | Lloyd Harbor Capital Management, Llc CRD 304646 | Cold Spring Harbor, NY | Private Fund Manager · Small ($100M–$1B) | $354M | 2 | 2 | 6 | 03/31/2026 | ☆ |
| 9799 | Capstone Wealth Management, Inc. CRD 130128 | Billings, MT | Insurance-Affiliated · Small ($100M–$1B) | $354M | 169 | 508 | 8 | 03/25/2026 | ☆ |
| 9800 | Wealth Advisors Northwest Llc CRD 284468 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $354M | 304 | 1,154 | 8 | 03/05/2026 | ☆ |