Saltmarsh Financial Advisors, Llc
- Regulatory AUM
- $357M
- Discretionary
- $357M
- Clients
- 224
- Avg AUM / client
- $1.6M
- Accounts
- 527
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 133 | $71.5M | 20.1% |
| High net worth individuals | 86 | $278M | 78.0% |
| Pension and profit sharing plans | 1 | $1.3M | 0.36% |
| Corporations and other businesses | 4 | $5.5M | 1.53% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gund, Charles, Frederick | Member | Jul 2004 (22y) | 10% – 25% | |
| Massey, William, David | Member | Jul 2004 (22y) | 10% – 25% | |
| Bell, Benjamin, Lee | Member | Jan 2005 (22y) | 10% – 25% | |
| George Mayhew Peaden | Chief Compliance Officer & Operations Manager | Jan 2005 (22y) | Less than 5% | |
| Lister, Johnny, David | Member | Jan 2005 (22y) | 10% – 25% | |
| Scharf, Glenn, Adam | Member | Jan 2006 (21y) | 10% – 25% | |
| Stogniew, Kristen, Joelle | Member | Jan 2016 (11y) | 10% – 25% | |
| Reyes, Stephen, Rey | Member | Jan 2018 (9y) | 10% – 25% | |
| Riehle, Francis, Michael | Member | Jan 2019 (8y) | 10% – 25% | |
| Cox, Suzanne, Lynn Bach | Member | Jan 2020 (7y) | 10% – 25% | |
| Christina Lynn Doss | Registered representative | Sep 2013 (13y) | ||
| Michael Christopher Hall | Registered representative | CFP | Aug 2024 (2y) | |
| Mark Hunter Hemby | Registered representative | CFA | Jan 2025 (2y) | |
| Pierce Alan Broscious | Registered representative | Jan 2025 (2y) | ||
| Sarah Katherine Horne | Registered representative | CFP | Jan 2025 (2y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $354M (99% of AUM) Mar 2026
- Tiaa $1.1M (0% of AUM) Mar 2023
- Newport Trust Company $918K (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗