Ais Capital Management L.P.
- Regulatory AUM
- $358M
- Discretionary
- $358M
- Clients
- 44
- Avg AUM / client
- $8.1M
- Accounts
- 44
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Feb 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1 | $430K | 0.12% |
| High net worth individuals | 38 | $171M | 47.7% |
| Pooled investment vehicles (non-investment companies) | 5 | $187M | 52.2% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $45.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ais Gold Fund Lp | Hedge Fund | Delaware | $28.1M | 44 |
| Ais Balanced Fund L.P. | Other Private Fund | Delaware | $17.2M | 48 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Robert Hummel | Partner/Chief Compliance Officer | Apr 1993 (33y) | 75% or more | |
| Stern, Bradley, Charles | Partner | Apr 1993 (33y) | 10% – 25% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ais General Partner, Llc | General Partner | Sep 2013 | A | Less than 5% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $45.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ais Gold Fund Lp | Hedge Fund | $28.1M | $500K | 44 |
| Ais Balanced Fund L.P. | Other Private Fund | $17.2M | $100K | 48 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- State Street $40.0M (23% of AUM) Mar 2021
- Fnz Trust Company $20.8M (6% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗