Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9501 | New River Financial Group, Llc CRD 283428 | Christiansburg, VA | Wealth Manager · Small ($100M–$1B) | $377M | 896 | 1,638 | 10 | 02/17/2026 | ☆ |
| 9502 | N CRD 125573 | Wealth Manager · Small ($100M–$1B) | $377M | 608 | 1,460 | 14 | 01/23/2026 | ☆ | |
| 9503 | Jps Financial, Llc CRD 169208 | Westlake, OH | Insurance-Affiliated · Small ($100M–$1B) | $377M | 279 | 766 | 4 | 03/05/2026 | ☆ |
| 9504 | Northstar Advisory Group, Llc CRD 306850 | Northfield, NJ | Wealth Manager · Small ($100M–$1B) | $377M | 372 | 866 | 9 | 03/06/2026 | ☆ |
| 9505 | Commonwealth Retirement Investments Llc CRD 285998 | Richmond, VA | Insurance-Affiliated · Small ($100M–$1B) | $377M | 337 | 1,001 | 12 | 03/20/2026 | ☆ |
| 9506 | Advisor Share Wealth Management, Llc CRD 307997 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $377M | 2,521 | 2,531 | 47 | 09/09/2026 | ☆ |
| 9507 | Volterra Technologies Lp CRD 306817 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $377M | 1 | 1 | 4 | 03/27/2026 | ☆ |
| 9508 | Olde Wealth Management, Llc CRD 308991 | Wealth Manager · Small ($100M–$1B) | $377M | 315 | 774 | 3 | 02/20/2026 | ☆ | |
| 9509 | Genoa Wealth, Llc CRD 341520 | Multi-Family Office · Small ($100M–$1B) | $377M | 18 | 71 | 2 | 09/02/2026 | ☆ | |
| 9510 | Strategic Planning, Inc. CRD 139648 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $377M | 817 | 1,156 | 4 | 03/30/2026 | ☆ |
| 9511 | Icw Investment Advisors, Llc CRD 135081 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $377M | 99 | 341 | 6 | 03/31/2026 | ☆ |
| 9512 | Kleinfelder Capital, Inc. CRD 289345 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $377M | 498 | 1,076 | 5 | 09/03/2026 | ☆ |
| 9513 | Palm Drive Capital Llc CRD 284014 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $376M | 30 | 30 | 7 | 06/08/2026 | ☆ |
| 9514 | Daiwa Capital Management Silicon Valley Inc. CRD 307581 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $376M | 2 | 2 | 2 | 06/29/2026 | ☆ |
| 9515 | Christy Capital Management, Inc. CRD 149313 | Macon, GA | Insurance-Affiliated · Small ($100M–$1B) | $376M | 766 | 1,835 | 22 | 07/09/2026 | ☆ |
| 9516 | Concorde Financial Corporation CRD 105237 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $376M | 132 | 378 | 6 | 04/13/2026 | ☆ |
| 9517 | N CRD 108545 | Wealth Manager · Small ($100M–$1B) | $376M | 284 | 284 | 7 | 02/13/2025 | ☆ | |
| 9518 | Stonecrest Wealth Management, Inc CRD 311404 | Chandler, AZ | Wealth Manager · Small ($100M–$1B) | $376M | 385 | 1,083 | 4 | 02/06/2026 | ☆ |
| 9519 | N CRD 281973 | Wealth Manager · Small ($100M–$1B) | $376M | 224 | 224 | 4 | 03/06/2025 | ☆ | |
| 9520 | Findell Capital Management Llc CRD 307394 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $376M | 4 | 4 | 3 | 07/22/2026 | ☆ |
| 9521 | Prosperity Advisers, Llc CRD 282998 | Horsham, PA | Insurance-Affiliated · Small ($100M–$1B) | $376M | 289 | 1,021 | 8 | 02/23/2026 | ☆ |
| 9522 | Dover Advisors, Llc CRD 320832 | Wealth Manager · Small ($100M–$1B) | $376M | 128 | 355 | 7 | 07/21/2026 | ☆ | |
| 9523 | Marin Bay Wealth Advisors, Llc CRD 289184 | San Anselmo, CA | Wealth Manager · Small ($100M–$1B) | $376M | 133 | 407 | 2 | 01/21/2026 | ☆ |
| 9524 | Melkonian Capital Management, Llc CRD 162543 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $375M | 4 | 4 | 5 | 03/31/2026 | ☆ |
| 9525 | Abbey Street, Llc CRD 305107 | Eden Prairie, MN | Wealth Manager · Small ($100M–$1B) | $375M | 139 | 139 | 13 | 03/18/2026 | ☆ |
| 9526 | Retirement Planning Group, Llc CRD 310647 | Malta, NY | Wealth Manager · Small ($100M–$1B) | $375M | 1,043 | 1,716 | 8 | 08/10/2026 | ☆ |
| 9527 | Hilton Head Financial Advisors, Inc. CRD 140249 | Hilton Head, SC | Wealth Manager · Small ($100M–$1B) | $375M | 173 | 582 | 3 | 03/31/2026 | ☆ |
| 9528 | Cultivar Capital, Inc. CRD 160145 | Denton, TX | Wealth Manager · Small ($100M–$1B) | $375M | 372 | 987 | 3 | 03/25/2026 | ☆ |
| 9529 | Bear Mountain Capital Inc. CRD 151151 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $375M | 234 | 977 | 6 | 03/01/2026 | ☆ |
| 9530 | Viking Partners Advisors, Llc CRD 321989 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $375M | 9 | 9 | 2 | 03/31/2026 | ☆ |
| 9531 | St. Johns Investment Management Company, Llc CRD 169538 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $375M | 239 | 603 | 6 | 02/19/2026 | ☆ |
| 9532 | Cibest Capital Advisory Services Llc CRD 317663 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $375M | 462 | 462 | 7 | 09/03/2026 | ☆ |
| 9533 | Aventura Private Wealth, Llc CRD 332630 | Aventura, FL | Wealth Manager · Small ($100M–$1B) | $375M | 189 | 516 | 5 | 05/04/2026 | ☆ |
| 9534 | Strategent Financial, Llc CRD 148173 | Harrisonburg, VA | Wealth Manager · Small ($100M–$1B) | $375M | 140 | 136 | 6 | 03/20/2026 | ☆ |
| 9535 | Harrington Investments, Incorporated CRD 110790 | Napa, CA | Wealth Manager · Small ($100M–$1B) | $375M | 115 | 216 | 5 | 09/22/2026 | ☆ |
| 9536 | N CRD 282959 | Investment Adviser · Small ($100M–$1B) | $375M | 6 | 8 | 7 | 04/01/2025 | ☆ | |
| 9537 | Hale Capital Management, Lp CRD 157220 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $375M | 2 | 2 | 10 | 03/31/2026 | ☆ |
| 9538 | Carl Marks Management Company, Llc CRD 107695 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $374M | 4 | 4 | 8 | 08/13/2026 | ☆ |
| 9539 | Bouvel Investment Partners, Llc CRD 108436 | Phoenixville, PA | Wealth Manager · Small ($100M–$1B) | $374M | 206 | 758 | 4 | 07/07/2026 | ☆ |
| 9540 | Km Capital Management, Ltd. CRD 132887 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $374M | 42 | 42 | 9 | 03/31/2026 | ☆ |
| 9541 | The Pitti Group Wealth Management, Llc CRD 314685 | Victor, NY | Insurance-Affiliated · Small ($100M–$1B) | $374M | 601 | 1,320 | 6 | 06/15/2026 | ☆ |
| 9542 | Comprehensive Wealth Solutions, Llc CRD 131324 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $374M | 61 | 296 | 3 | 03/04/2026 | ☆ |
| 9543 | Westward Management Company Ii Llc CRD 300994 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $374M | 9 | 9 | 5 | 03/31/2026 | ☆ |
| 9544 | Aurora Private Wealth, Inc. CRD 281604 | Totowa, NJ | Wealth Manager · Small ($100M–$1B) | $374M | 1,508 | 1,508 | 21 | 07/01/2026 | ☆ |
| 9545 | Oakum Bay Capital, Llc CRD 166025 | Private Fund Manager · Small ($100M–$1B) | $374M | 1 | 1 | 1 | 03/20/2026 | ☆ | |
| 9546 | Demars Financial Group Llc CRD 116257 | Spokane Valley, WA | Wealth Manager · Small ($100M–$1B) | $374M | 502 | 1,250 | 3 | 03/03/2026 | ☆ |
| 9547 | B.A. Roberts Financial Services, Inc. CRD 289856 | Marquette, MI | Wealth Manager · Small ($100M–$1B) | $374M | 1,344 | 1,583 | 8 | 03/25/2026 | ☆ |
| 9548 | Dorval Corporation CRD 309512 | Maple Grove, MN | Insurance-Affiliated · Small ($100M–$1B) | $374M | 663 | 1,725 | 7 | 02/09/2026 | ☆ |
| 9549 | Walker Financial Services, Inc. CRD 145457 | Bowling Green, KY | Insurance-Affiliated · Small ($100M–$1B) | $374M | 1,828 | 2,754 | 17 | 09/01/2026 | ☆ |
| 9550 | Oak Wealth Advisors Llc CRD 148832 | Northbrook, IL | Wealth Manager · Small ($100M–$1B) | $374M | 186 | 545 | 7 | 03/25/2026 | ☆ |