Jps Financial, Llc
- Regulatory AUM
- $377M
- Discretionary
- $359M
- Clients
- 279
- Avg AUM / client
- $1.4M
- Accounts
- 766
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 158 | $54.4M | 14.4% |
| High net worth individuals | 116 | $319M | 84.7% |
| Charitable organizations | 1 | $452K | 0.12% |
| Corporations and other businesses | 4 | $2.8M | 0.73% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tucker Ellis Llp Retirement Savings Plan Tucker Ellis Llp | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John William Pinter | Managing Member | Chartered Financial Consultant | Jul 2003 (23y) | 50% – 75% |
| Gregory M Pinter | Member/Chief Compliance Officer | CFP CFA | Jan 2014 (13y) | 10% – 25% |
| Stephen J Pinter | Member | Jan 2014 (13y) | 10% – 25% | |
| Nancy L Oktavec | Registered representative | Jan 2014 (13y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tucker Ellis Llp Retirement Savings Plan | Tucker Ellis Llp | 300 | $129M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 905 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $377M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗