Prosperity Advisers, Llc
- Regulatory AUM
- $376M
- Discretionary
- $376M
- Clients
- 289
- Avg AUM / client
- $1.3M
- Accounts
- 1,021
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Feb 23, 2026
Investments (13F portfolio — 39 positions, $120,331,294)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $32,757,120 | 511,191 | 27.2% | 8.72% |
| 2 | Vanguard Index Fds | TOTAL STK MKT | $16,886,879 | 52,638 | 14.0% | 4.49% |
| 3 | Vanguard Index Fds | VALUE ETF | $16,176,308 | 82,448 | 13.4% | 4.3% |
| 4 | Vanguard Index Fds | GROWTH ETF | $13,970,544 | 31,985 | 11.6% | 3.72% |
| 5 | Vanguard Index Fds | SMALL CP ETF | $8,348,245 | 31,873 | 6.94% | 2.22% |
| 6 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $7,363,345 | 136,232 | 6.12% | 1.96% |
| 7 | Vanguard Index Fds | S&P 500 ETF SHS | $3,118,506 | 5,219 | 2.59% | 0.83% |
| 8 | Spdr Series Trust | STATE STREET SPD | $2,311,774 | 80,662 | 1.92% | 0.62% |
| 9 | Vanguard Scottsdale Fds | INT-TERM CORP | $2,199,743 | 26,583 | 1.83% | 0.59% |
| 10 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $2,006,679 | 25,314 | 1.67% | 0.53% |
| 11 | Ishares Tr | TRUST ISHARE 0-1 | $1,645,253 | 14,904 | 1.37% | 0.44% |
| 12 | Nvidia Corporation | COM | $1,192,271 | 6,836 | 0.99% | 0.32% |
| 13 | Automatic Data Processing In | COM | $1,062,303 | 5,185 | 0.88% | 0.28% |
| 14 | Vanguard Malvern Fds | STRM INFPROIDX | $1,023,082 | 20,482 | 0.85% | 0.27% |
| 15 | Apple Inc | COM | $1,020,398 | 4,021 | 0.85% | 0.27% |
| 16 | Tesla Inc | COM | $922,312 | 2,481 | 0.77% | 0.25% |
| 17 | Amazon Com Inc | COM | $777,055 | 3,731 | 0.65% | 0.21% |
| 18 | Alphabet Inc | CAP STK CL C | $608,208 | 2,120 | 0.51% | 0.16% |
| 19 | Microsoft Corp | COM | $543,601 | 1,469 | 0.45% | 0.14% |
| 20 | Spdr Gold Tr | GOLD SHS | $499,567 | 1,161 | 0.42% | 0.13% |
| 21 | Vanguard Specialized Funds | DIV APP ETF | $480,229 | 2,233 | 0.4% | 0.13% |
| 22 | Consolidated Edison Inc | COM | $449,098 | 3,968 | 0.37% | 0.12% |
| 23 | Dimensional Etf Trust | INTL CORE EQT MK | $420,797 | 10,801 | 0.35% | 0.11% |
| 24 | Vanguard Index Fds | MID CAP ETF | $383,385 | 1,335 | 0.32% | 0.1% |
| 25 | Public Svc Enterprise Group | COM | $350,109 | 4,325 | 0.29% | 0.09% |
Top 25 of 39 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 171 | $86.2M | 22.9% |
| High net worth individuals | 118 | $290M | 77.1% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barram, Lisa, Janea | Manager | Jan 2016 (11y) | 50% – 75% | |
| Daniel Nmn Barram | Manager/Chief Compliance Officer | Jan 2016 (11y) | 50% – 75% | |
| Austin Lee Benoff | Registered representative | Sep 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/23/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: BETWEEN 10/8/2019 AND 6/3/2020, PROSPERITY ADVISERS TRANSACTED BUSINESS IN KANSAS AS AN INVESTMENT ADVISER DURING WHICH TIME PROSPERITY ADVISERS WAS NEITHER REGISTERED AS AN INVESTMENT ADVISER UNDER THE KUSA NOR EXEMPT FROM REGISTRATION. Status: Final Sanction Detail: NONE. Summary: BETWEEN 10/8/2019 AND 6/3/2020, PROSPERITY ADVISERS TRANSACTED BUSINESS IN KANSAS AS AN INVESTMENT ADVISER DURING WHICH TIME PROSPERITY ADVISERS WAS NEITHER REGISTERED AS AN INVESTMENT ADVISER UNDER THE KUSA NOR EXEMPT FROM REGISTRATION.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $355M (94% of AUM) Feb 2026
- Lincoln Financial Securities Corporation $29.4M (12% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 23, 2026.
View current Form ADV (SEC/IAPD) ↗