Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9451 | Rf&L Wealth Management, Llc CRD 140210 | Acton, MA | Wealth Manager · Small ($100M–$1B) | $381M | 143 | 463 | 3 | 08/11/2026 | ☆ |
| 9452 | N CRD 304254 | Private Fund Manager · Small ($100M–$1B) | $381M | 4 | 4 | 3 | 03/06/2025 | ☆ | |
| 9453 | Rubey & Rust Capital Management, Llc CRD 282776 | Wealth Manager · Small ($100M–$1B) | $381M | 145 | 511 | 3 | 03/12/2026 | ☆ | |
| 9454 | Ims Capital Management Llc CRD 105939 | Clackamas, OR | Wealth Manager · Small ($100M–$1B) | $381M | 283 | 556 | 9 | 08/19/2026 | ☆ |
| 9455 | Myriad Asset Management Advisors Llc CRD 335546 | West Palm Beach, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $381M | 1 | 1 | 5 | 02/03/2026 | ☆ |
| 9456 | Resolute Capital Asset Partners Llc CRD 298866 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $381M | 5 | 5 | 8 | 06/24/2026 | ☆ |
| 9457 | Wealth Benefit Advisors, Llc CRD 319324 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $381M | 187 | 487 | 5 | 04/07/2026 | ☆ |
| 9458 | Buttonwood Capital Management, Llc CRD 174857 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $381M | 355 | 896 | 6 | 03/24/2026 | ☆ |
| 9459 | Philosmith Capital Corporation CRD 162082 | Stamford, CT | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $380M | 3 | 3 | 9 | 03/26/2026 | ☆ |
| 9460 | Scala Capital Llc CRD 156165 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $380M | 403 | 390 | 12 | 01/30/2026 | ☆ |
| 9461 | Goepper Burkhardt Llc CRD 127896 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $380M | 245 | 824 | 5 | 03/23/2026 | ☆ |
| 9462 | Suncoast Capital Management CRD 304638 | New Orleans, LA | Investment Adviser · Small ($100M–$1B) | $380M | 105 | 105 | 4 | 07/01/2026 | ☆ |
| 9463 | Fortiter Wealth Management, Llc CRD 169577 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $380M | 51 | 285 | 4 | 07/22/2026 | ☆ |
| 9464 | Burk Holdings Llc CRD 305300 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $380M | 268 | 920 | 8 | 09/23/2026 | ☆ |
| 9465 | Optima Capital Llc CRD 310146 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $380M | 672 | 1,581 | 7 | 03/19/2026 | ☆ |
| 9466 | Exchange Place Advisors, Llc CRD 125240 | Sudbury, MA | Wealth Manager · Small ($100M–$1B) | $380M | 248 | 759 | 3 | 03/25/2026 | ☆ |
| 9467 | Ironbridge Private Wealth, Llc CRD 287714 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $380M | 166 | 506 | 6 | 03/14/2026 | ☆ |
| 9468 | Triton Pacific Healthcare Partners, Llc CRD 329737 | San Juan Capistrano, CA | Private Fund Manager · Small ($100M–$1B) | $380M | 5 | 5 | 5 | 07/02/2026 | ☆ |
| 9469 | 626 Financial, Llc CRD 306474 | Portage, MI | Wealth Manager · Small ($100M–$1B) | $380M | 451 | 1,270 | 5 | 08/18/2026 | ☆ |
| 9470 | Darden Wealth Group, Inc CRD 294926 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $380M | 273 | 1,151 | 5 | 03/26/2026 | ☆ |
| 9471 | Bruce & Co Inc CRD 104735 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $380M | 3 | 3 | 1 | 03/26/2026 | ☆ |
| 9472 | Rainier Capital Partners Lp CRD 315967 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $379M | 3 | 3 | 14 | 03/31/2026 | ☆ |
| 9473 | Cmg Global Holdings, Llc CRD 307513 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $379M | 332 | 674 | 5 | 07/14/2026 | ☆ |
| 9474 | N CRD 332688 | Multi-Family Office · Small ($100M–$1B) | $379M | 32 | 52 | 3 | 03/04/2025 | ☆ | |
| 9475 | Siena Capital Partners Gp, Llc CRD 162073 | Evanston, IL | Private Fund Manager · Small ($100M–$1B) | $379M | 1 | 1 | 5 | 02/26/2026 | ☆ |
| 9476 | Keystone Financial Services CRD 310623 | Loveland, CO | Wealth Manager · Small ($100M–$1B) | $379M | 298 | 1,025 | 4 | 05/27/2026 | ☆ |
| 9477 | All Terrain Financial Advisors, Llc CRD 286683 | Coon Rapids, MN | Wealth Manager · Small ($100M–$1B) | $379M | 190 | 635 | 4 | 07/31/2026 | ☆ |
| 9478 | Rubenstein Partners, L.P. CRD 156988 | Philadelphia, PA | Private Fund Manager · Small ($100M–$1B) | $379M | 12 | 12 | 43 | 04/25/2026 | ☆ |
| 9479 | Outlander Management, Llc CRD 325268 | Private Fund Manager · Small ($100M–$1B) | $379M | 17 | 17 | 6 | 03/26/2026 | ☆ | |
| 9480 | Camber Partners Management Llc CRD 309328 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $379M | 5 | 5 | 13 | 03/17/2026 | ☆ |
| 9481 | Sun Mountain Capital Advisors, Llc CRD 151477 | Santa Fe, NM | Private Fund Manager · Small ($100M–$1B) | $379M | 9 | 9 | 7 | 03/25/2026 | ☆ |
| 9482 | Mkt And Associates Llc CRD 329889 | Tacoma, WA | Wealth Manager · Small ($100M–$1B) | $379M | 146 | 545 | 6 | 09/25/2026 | ☆ |
| 9483 | Legacy Cg Llc CRD 108541 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $379M | 209 | 516 | 4 | 03/11/2026 | ☆ |
| 9484 | Agnello Financial Group, Inc. CRD 141522 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $379M | 173 | 465 | 4 | 02/17/2026 | ☆ |
| 9485 | Boca Wealth Advisors, Llc CRD 108038 | Boca Raton, FL | Wealth Manager · Small ($100M–$1B) | $379M | 157 | 514 | 2 | 01/30/2026 | ☆ |
| 9486 | Prospect Partners Advisors Llc CRD 317720 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $378M | 3 | 3 | 12 | 05/06/2026 | ☆ |
| 9487 | Hidden Lake Asset Management Lp CRD 298209 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $378M | 5 | 5 | 10 | 03/27/2026 | ☆ |
| 9488 | Century Equity Partners Llc CRD 281939 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $378M | 6 | 6 | 3 | 04/21/2026 | ☆ |
| 9489 | Pritzker Alternative Strategies Lp CRD 333671 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $378M | 1 | 1 | 7 | 08/13/2026 | ☆ |
| 9490 | Auour Investments Llc CRD 173392 | Woburn, MA | Wealth Manager · Small ($100M–$1B) | $378M | 375 | 833 | 7 | 03/25/2026 | ☆ |
| 9491 | Freedom Financial Partners Llc CRD 327560 | Oakdale, MN | Wealth Manager · Small ($100M–$1B) | $378M | 308 | 1,100 | 8 | 02/10/2026 | ☆ |
| 9492 | Manulife Investment Management (North America) Limited CRD 125142 | Toronto, On | Investment Adviser · Small ($100M–$1B) | $378M | 2 | 5 | 429 | 04/16/2026 | ☆ |
| 9493 | Financial Advisory Partners, Llc CRD 310914 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $378M | 147 | 570 | 3 | 07/22/2026 | ☆ |
| 9494 | Ashworth Wealth, Llc CRD 116950 | South Jordan, UT | Insurance-Affiliated · Small ($100M–$1B) | $378M | 300 | 871 | 5 | 02/19/2026 | ☆ |
| 9495 | Fairhaven Financial Advisory Corporation CRD 124266 | East Lansing, MI | Insurance-Affiliated · Small ($100M–$1B) | $378M | 805 | 1,078 | 7 | 01/15/2026 | ☆ |
| 9496 | Breyta Capital Partners Lp CRD 326510 | Brooklyn, NY | Private Fund Manager · Small ($100M–$1B) | $378M | 4 | 4 | 4 | 06/29/2026 | ☆ |
| 9497 | Pinvest Llc CRD 331586 | Coral Gables, FL | Investment Adviser · Small ($100M–$1B) | $377M | 6 | 6 | 4 | 06/26/2026 | ☆ |
| 9498 | Axis Wealth Partners, Llc CRD 167122 | East Providence, RI | Wealth Manager · Small ($100M–$1B) | $377M | 781 | 1,686 | 9 | 03/26/2026 | ☆ |
| 9499 | Family Legacy, Inc. CRD 110945 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $377M | 257 | 650 | 10 | 07/14/2026 | ☆ |
| 9500 | Arrow Investment Advisors, Llc CRD 139652 | Laurel, MD | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $377M | 2 | 2 | 10 | 03/31/2026 | ☆ |