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Wealth Manager · Small ($100M–$1B)
CRD 108545
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ADV data as of Feb 13, 2025
- Regulatory AUM
- $376M
- Discretionary
- $374M
- Clients
- 284
- Avg AUM / client
- $1.3M
- Accounts
- 284
- Employees
- 7
AUM over time
$137M
$448M
Dec 2011
Dec 2024
Annual snapshots from Form ADV filings · as of Feb 13, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 164 | $55.9M | 14.9% |
| High net worth individuals | 109 | $296M | 78.9% |
| Charitable organizations | 9 | $21.7M | 5.78% |
| Corporations and other businesses | 2 | $1.9M | 0.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Distributors Company Llc $375M (100% of AUM) Feb 2025
- Fidelity Investments Institutional Services Company, Inc. $289M (99% of AUM) Mar 2019
- Charles Schwab & Co. $1.1M (0% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 13, 2025.