Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 8501 | Monarch Wealth Strategies CRD 136029 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $463M | 396 | 956 | 7 | 03/25/2026 | ☆ |
| 8502 | Miller Financial Services Llc CRD 143788 | Marshall, MI | Wealth Manager · Small ($100M–$1B) | $463M | 584 | 1,358 | 3 | 09/15/2026 | ☆ |
| 8503 | Plum Street Advisors, Llc CRD 283917 | Wealth Manager · Small ($100M–$1B) | $463M | 183 | 616 | 8 | 06/10/2026 | ☆ | |
| 8504 | Harmony Asset Management Llc CRD 116069 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $463M | 275 | 602 | 10 | 03/23/2026 | ☆ |
| 8505 | Tidemark, Llc CRD 327611 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $463M | 873 | 1,163 | 12 | 09/22/2026 | ☆ |
| 8506 | Envision Financial Planning, Llc CRD 321790 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $462M | 276 | 839 | 6 | 03/25/2026 | ☆ |
| 8507 | Sam Advisors, Llc CRD 108685 | Oakhurst, CA | Wealth Manager · Small ($100M–$1B) | $462M | 890 | 1,758 | 3 | 07/23/2026 | ☆ |
| 8508 | Charter Capital Management, Llc CRD 35919 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $462M | 362 | 1,188 | 5 | 03/19/2026 | ☆ |
| 8509 | N CRD 282807 | Wealth Manager · Small ($100M–$1B) | $462M | 3,182 | 5,279 | 9 | 03/12/2026 | ☆ | |
| 8510 | Truman Capital Advisors, Lp CRD 156659 | Armonk, NY | Private Fund Manager · Small ($100M–$1B) | $462M | 5 | 5 | 15 | 04/27/2026 | ☆ |
| 8511 | Greenlea Lane Capital Management Llc CRD 162012 | Private Fund Manager · Small ($100M–$1B) | $462M | 2 | 3 | 2 | 03/31/2026 | ☆ | |
| 8512 | Adirondack Financial Services Corp CRD 126155 | Utica, NY | Insurance-Affiliated · Small ($100M–$1B) | $462M | 649 | 851 | 16 | 05/22/2026 | ☆ |
| 8513 | N CRD 285938 | Private Fund Manager · Small ($100M–$1B) | $462M | 6 | 6 | 18 | 05/01/2025 | ☆ | |
| 8514 | Sterling Fund Management, Llc CRD 160338 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $462M | 9 | 9 | 30 | 03/31/2026 | ☆ |
| 8515 | Reyl Overseas Ltd. CRD 152526 | Zürich | Wealth Manager · Small ($100M–$1B) | $462M | 192 | 192 | 11 | 09/24/2026 | ☆ |
| 8516 | Red Iron Group Management, Llc CRD 317920 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $462M | 4 | 4 | 16 | 03/30/2026 | ☆ |
| 8517 | Gainplan Llc CRD 174427 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $462M | 495 | 1,491 | 12 | 09/29/2026 | ☆ |
| 8518 | Aof Management Llc CRD 170193 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $461M | 5 | 5 | 6 | 09/08/2026 | ☆ |
| 8519 | Fusion Capital Partners, Lp CRD 333924 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $461M | 7 | 7 | 9 | 06/10/2026 | ☆ |
| 8520 | Saybrook Fund Advisors, Llc CRD 158634 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $461M | 7 | 7 | 11 | 03/30/2026 | ☆ |
| 8521 | True North Retirement Advisors, Llc CRD 290885 | Clackamas, OR | Wealth Manager · Small ($100M–$1B) | $461M | 382 | 1,140 | 7 | 03/11/2026 | ☆ |
| 8522 | Curio Wealth, Llc CRD 328178 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $461M | 354 | 356 | 13 | 09/15/2026 | ☆ |
| 8523 | Websterrogers Financial Advisors, Llc CRD 121006 | Florence, SC | Wealth Manager · Small ($100M–$1B) | $461M | 328 | 810 | 9 | 03/06/2026 | ☆ |
| 8524 | Mbx Investors Llc CRD 339299 | Farmington Hills, MI | Private Fund Manager · Small ($100M–$1B) | $460M | 1 | 1 | 3 | 08/04/2026 | ☆ |
| 8525 | Beta Wealth Group, Inc CRD 165224 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $460M | 378 | 383 | 3 | 06/04/2026 | ☆ |
| 8526 | N CRD 157906 | Wealth Manager · Small ($100M–$1B) | $460M | 415 | 1,384 | 9 | 03/05/2025 | ☆ | |
| 8527 | Roth Financial Partners Llc CRD 309814 | Kingwood, TX | Wealth Manager · Small ($100M–$1B) | $460M | 267 | 708 | 4 | 02/19/2026 | ☆ |
| 8528 | Vermillion Wealth Management Inc. CRD 281978 | Rosemount, MN | Wealth Manager · Small ($100M–$1B) | $460M | 706 | 1,530 | 5 | 06/18/2026 | ☆ |
| 8529 | Alpha Financial Partners Llc CRD 306639 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $460M | 402 | 1,424 | 7 | 07/24/2026 | ☆ |
| 8530 | Gdev Management, Llc CRD 334800 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $460M | 8 | 8 | 11 | 06/10/2026 | ☆ |
| 8531 | Beacon Advisors Holdings, Llc CRD 335101 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $460M | 62 | 222 | 4 | 06/04/2026 | ☆ |
| 8532 | Blake Schutter Theil Wealth Advisors, Llc CRD 292661 | Dayton, OH | Wealth Manager · Small ($100M–$1B) | $459M | 192 | 432 | 6 | 03/30/2026 | ☆ |
| 8533 | Saiph Capital, Llc CRD 312119 | Wyckoff, NJ | Wealth Manager · Small ($100M–$1B) | $459M | 225 | 697 | 4 | 04/01/2026 | ☆ |
| 8534 | N CRD 288525 | Wealth Manager · Small ($100M–$1B) | $459M | 300 | 916 | 6 | 03/04/2025 | ☆ | |
| 8535 | Us Select Asset Management, Llc CRD 166672 | Private Fund Manager · Small ($100M–$1B) | $459M | 5 | 5 | 4 | 03/09/2026 | ☆ | |
| 8536 | Seaside Wealth Management, Inc. CRD 271039 | Carlsbad, CA | Wealth Manager · Small ($100M–$1B) | $459M | 380 | 1,175 | 12 | 02/19/2026 | ☆ |
| 8537 | Harspring Capital Management, Llc CRD 170882 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $459M | 4 | 4 | 4 | 03/30/2026 | ☆ |
| 8538 | Mizzen Management Llc CRD 333592 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $459M | 3 | 3 | 13 | 03/06/2026 | ☆ |
| 8539 | Nia Impact Advisors, Llc CRD 286587 | Wealth Manager · Small ($100M–$1B) | $459M | 171 | 313 | 9 | 03/31/2026 | ☆ | |
| 8540 | N CRD 112505 | Wealth Manager · Small ($100M–$1B) | $459M | 396 | 1,125 | 5 | 10/09/2025 | ☆ | |
| 8541 | Owen Larue, Llc CRD 289436 | Elizabethtown, KY | Insurance-Affiliated · Small ($100M–$1B) | $459M | 861 | 1,509 | 7 | 09/08/2026 | ☆ |
| 8542 | Legacy Wealth Management, Llc CRD 304659 | Ridgeland, MS | Wealth Manager · Small ($100M–$1B) | $459M | 97 | 193 | 4 | 07/15/2026 | ☆ |
| 8543 | Warner Group Llc CRD 334877 | Madison, CT | Wealth Manager · Small ($100M–$1B) | $458M | 758 | 1,332 | 20 | 09/29/2026 | ☆ |
| 8544 | Strategas Asset Management, Llc CRD 172000 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $458M | 15 | 15 | 26 | 07/17/2026 | ☆ |
| 8545 | Ancor Holdings, Lp CRD 210524 | Southlake, TX | Private Fund Manager · Small ($100M–$1B) | $458M | 12 | 12 | 9 | 03/30/2026 | ☆ |
| 8546 | Trinity Capital Investors CRD 110798 | Jackson, MS | Private Fund Manager · Small ($100M–$1B) | $458M | 37 | 37 | 2 | 03/16/2026 | ☆ |
| 8547 | First Nebraska Advisory Llc CRD 298667 | North Platte, NE | Wealth Manager · Small ($100M–$1B) | $458M | 474 | 976 | 7 | 09/02/2026 | ☆ |
| 8548 | Mre Management, Llc CRD 338513 | Annapolis, MD | Private Fund Manager · Small ($100M–$1B) | $458M | 7 | 7 | 7 | 04/05/2026 | ☆ |
| 8549 | Paragon Private Wealth Management Llc CRD 312817 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $458M | 169 | 711 | 6 | 03/19/2026 | ☆ |
| 8550 | Eagle Point Income Management Llc CRD 299198 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $458M | 1 | 1 | 66 | 07/14/2026 | ☆ |