Miller Financial Services Llc
- Regulatory AUM
- $463M
- Discretionary
- $463M
- Clients
- 584
- Avg AUM / client
- $793K
- Accounts
- 1,358
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 508 | $110M | 23.8% |
| High net worth individuals | 66 | $185M | 39.9% |
| Pension and profit sharing plans | 4 | $20.2M | 4.36% |
| Charitable organizations | Fewer than 5 clients | $2.1M | 0.45% |
| State or municipal government entities | 6 | $136M | 29.3% |
| Corporations and other businesses | Fewer than 5 clients | $10.2M | 2.2% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Patrick Miller | Managing Member/President/Chief Compliance Officer | May 1999 (27y) | 75% or more | |
| Alex George White | Registered representative | CFP | Jun 2018 (8y) | |
| Isaac Lubbers | Registered representative | Jul 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/01/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Tiaa Cref Individual & Institutional Services, Llc $209M (45% of AUM) Mar 2026
- Fidelity Brokerage Services $156M (34% of AUM) Mar 2026
- Charles Schwab & Co. $97.0M (21% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗