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Wealth Manager · Small ($100M–$1B)
CRD 282807
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ADV data as of Mar 12, 2026
- Regulatory AUM
- $462M
- Discretionary
- $462M
- Clients
- 3,182
- Avg AUM / client
- $145K
- Accounts
- 5,279
- Employees
- 9
AUM over time
$1.1M
$462M
Jul 2018
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,145 | $403M | 87.1% |
| High net worth individuals | 37 | $59.5M | 12.9% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • MONTHLY SUBSCRIPTION FEE FOR RESEARCH WEBSITE;ANNUAL MINIMUM FEE
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Goldman Sachs $462M (100% of AUM) Mar 2026
- Folio Investments, Inc. $318M (88% of AUM) Nov 2024
- Interactive Brokers $134K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.