Tidemark, Llc
- Regulatory AUM
- $463M
- Discretionary
- $458M
- Clients
- 873
- Avg AUM / client
- $530K
- Accounts
- 1,163
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jun 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 623 | $150M | 32.4% |
| High net worth individuals | 226 | $302M | 65.2% |
| Pension and profit sharing plans | 9 | $4.3M | 0.92% |
| Charitable organizations | 10 | $5.5M | 1.2% |
| Corporations and other businesses | 5 | $958K | 0.21% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joshua Albert Stipcich | Member, Coo | Jun 2023 (3y) | ≈ 37.5% – 75% via Stip, Inc | |
| Tyler James Abney | Member, Ceo | CFP | Jun 2023 (3y) | ≈ 37.5% – 75% via Tidemark Financial, Inc. |
| Roeper, Jessica, J | Chief Compliance Officer | Aug 2023 (3y) | Less than 5% | |
| Jared J Redfield | Registered representative | Sep 2023 (3y) | ||
| Brad Norman Duerks | Registered representative | Oct 2023 (3y) | ||
| Frank Joshua Alvarez | Registered representative | Oct 2023 (3y) | ||
| Anthony Charles Mclean | Registered representative | Oct 2023 (3y) | ||
| Giovanna P Leyva | Registered representative | CFP | Oct 2024 (2y) | |
| Adam Russell Mcmillian | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tidemark Financial, Inc. | Member | Jun 2023 | A | 50% – 75% |
| Stip, Inc | Member | Jun 2023 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Joshua Albert Stipcich: 75% – 100% of Stip, Inc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Tyler James Abney: 75% – 100% of Tidemark Financial, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/25/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- LPL Financial $454M (98% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗