Gainplan Llc
- Regulatory AUM
- $462M
- Discretionary
- $397M
- Clients
- 495
- Avg AUM / client
- $932K
- Accounts
- 1,491
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 292 | $62.5M | 13.5% |
| High net worth individuals | 186 | $329M | 71.2% |
| Pension and profit sharing plans | 17 | $64.2M | 13.9% |
| Charitable organizations | Fewer than 5 clients | $4.7M | 1.03% |
| Corporations and other businesses | Fewer than 5 clients | $1.5M | 0.32% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Wilson Ivory | Managing Member | CFP | Apr 2015 (11y) | 75% or more |
| Wayne Anthony Bell Warren | Chief Compliance Officer | Apr 2015 (11y) | Less than 5% | |
| Benjamin Thomas Klamo | Registered representative | CFA | May 2015 (11y) | |
| David Michael Martin | Registered representative | May 2015 (11y) | ||
| Nicole Josetta Kraus Standen | Registered representative | CFP | Aug 2018 (8y) | |
| Kipatrick John Mrkva | Registered representative | CFP | Sep 2020 (6y) | |
| Patrick Nalepa | Registered representative | CFP | Oct 2022 (4y) | |
| Erik Ralph Rothenhauser | Registered representative | Mar 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $388M (84% of AUM) Jul 2026
- Fidelity Brokerage Services $239M (100% of AUM) Jun 2018
- Vanguard Marketing Corporation $46.9M (10% of AUM) Jul 2026
- The Vanguard Group, Inc. $35.9M (10% of AUM) Oct 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗