Investment advisers
44,538 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 6901 | Monument Group Wealth Advisors, Llc CRD 111908 | Concord, MA | Wealth Manager · Small ($100M–$1B) | $679M | 173 | 702 | 7 | 07/13/2026 | ☆ |
| 6902 | Thor Investment Management Inc CRD 105902 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $679M | 493 | 1,691 | 15 | 05/18/2026 | ☆ |
| 6903 | Hudson Value Partners, Llc CRD 301325 | Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $678M | 204 | 547 | 5 | 08/05/2026 | ☆ |
| 6904 | Tython Capital, Llc CRD 285212 | Plano, TX | Investment Adviser · Small ($100M–$1B) | $678M | 25 | 1,199 | 1 | 04/22/2026 | ☆ |
| 6905 | Hyposwiss Advisors Sa CRD 157400 | Geneva | Wealth Manager · Small ($100M–$1B) | $678M | 176 | 179 | 9 | 03/30/2026 | ☆ |
| 6906 | Mtm Investment Management, Llc CRD 297500 | Spartanburg, SC | Wealth Manager · Small ($100M–$1B) | $678M | 424 | 1,033 | 8 | 07/07/2026 | ☆ |
| 6907 | Castle Harlan, Inc. CRD 158106 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $678M | 21 | 21 | 27 | 03/27/2026 | ☆ |
| 6908 | Good Springs Capital Lp CRD 326803 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $678M | 4 | 4 | 8 | 03/26/2026 | ☆ |
| 6909 | Vsm Wealth Advisory, Llc CRD 313717 | Hunt Valley, MD | Wealth Manager · Small ($100M–$1B) | $678M | 613 | 1,524 | 6 | 03/30/2026 | ☆ |
| 6910 | Financial Strategies Group, Inc CRD 289054 | Okemos, MI | Wealth Manager · Small ($100M–$1B) | $677M | 1,284 | 3,463 | 27 | 03/25/2026 | ☆ |
| 6911 | 9823 Capital, Lp CRD 324329 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $677M | 18 | 19 | 6 | 07/01/2026 | ☆ |
| 6912 | Yorktown Management And Research Co Inc CRD 105083 | Forest, VA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $677M | 1 | 4 | 9 | 03/24/2026 | ☆ |
| 6913 | Carderock Capital Management, Inc. CRD 104570 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $677M | 221 | 476 | 4 | 02/03/2026 | ☆ |
| 6914 | Leverty Financial Group, Llc CRD 310258 | Hudson, WI | Wealth Manager · Small ($100M–$1B) | $677M | 665 | 2,365 | 8 | 01/22/2026 | ☆ |
| 6915 | Jacobson & Schmitt Advisors, Llc CRD 140431 | Middleton, WI | Wealth Manager · Small ($100M–$1B) | $676M | 462 | 1,292 | 15 | 08/05/2026 | ☆ |
| 6916 | Rockport Wealth, Llc CRD 297122 | Fairview Park, OH | Wealth Manager · Small ($100M–$1B) | $676M | 1,623 | 3,004 | 15 | 05/29/2026 | ☆ |
| 6917 | N CRD 152436 | Wealth Manager · Small ($100M–$1B) | $676M | 133 | 1,106 | 7 | 03/27/2025 | ☆ | |
| 6918 | Pasi Investments, Llc CRD 145640 | Farmington, CT | Institutional / Pension Advisor · Small ($100M–$1B) | $676M | 439 | 439 | 8 | 03/27/2026 | ☆ |
| 6919 | Boston Research And Management, Inc. CRD 107643 | Manchester, MA | Wealth Manager · Small ($100M–$1B) | $676M | 124 | 501 | 8 | 03/25/2026 | ☆ |
| 6920 | Stordahl Capital Management, Inc. CRD 287916 | Greenwood Village, CO | Wealth Manager · Small ($100M–$1B) | $676M | 331 | 1,026 | 11 | 07/08/2026 | ☆ |
| 6921 | Waterway Wealth Management, L.L.C. CRD 164975 | The Woodlands, TX | Wealth Manager · Small ($100M–$1B) | $676M | 142 | 1,073 | 11 | 04/13/2026 | ☆ |
| 6922 | Yiheng Capital Management, L.P. CRD 163812 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $676M | 2 | 2 | 6 | 03/30/2026 | ☆ |
| 6923 | Aphias Capital, L.P. CRD 336255 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $676M | 2 | 2 | 13 | 07/27/2026 | ☆ |
| 6924 | Demming Financial Services Corp. CRD 120106 | Aurora, OH | Wealth Manager · Small ($100M–$1B) | $676M | 752 | 3,228 | 11 | 09/26/2025 | ☆ |
| 6925 | Summit Wealth Partners, Llc CRD 283648 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $676M | 783 | 2,040 | 21 | 03/27/2026 | ☆ |
| 6926 | Tounjian Advisory Partners Llc CRD 329635 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $675M | 583 | 1,804 | 10 | 03/11/2026 | ☆ |
| 6927 | Little House Capital, Llc CRD 290070 | Braintree, MA | Wealth Manager · Small ($100M–$1B) | $675M | 253 | 722 | 7 | 03/17/2026 | ☆ |
| 6928 | Rda Financial Network, Inc. CRD 147309 | Akron, IA | Insurance-Affiliated · Small ($100M–$1B) | $675M | 1,521 | 1,522 | 17 | 07/15/2026 | ☆ |
| 6929 | Allegiance Financial Group Advisory Services Llc CRD 313110 | Vienna, VA | Wealth Manager · Small ($100M–$1B) | $675M | 605 | 1,525 | 12 | 05/21/2026 | ☆ |
| 6930 | Ballast Advisors, Llc CRD 285991 | Woodbury, MN | Insurance-Affiliated · Small ($100M–$1B) | $674M | 831 | 2,582 | 15 | 03/26/2026 | ☆ |
| 6931 | Matthew Goff Investment Advisor, Llc CRD 114796 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $674M | 226 | 646 | 4 | 03/31/2026 | ☆ |
| 6932 | West Financial Advisors, L.L.C. CRD 142265 | Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $674M | 305 | 1,677 | 8 | 02/25/2026 | ☆ |
| 6933 | Integral Investment Advisors, Inc. CRD 146569 | Turlock, CA | Wealth Manager · Small ($100M–$1B) | $674M | 468 | 1,101 | 7 | 03/10/2026 | ☆ |
| 6934 | Garden State Investment Advisory Services, Llc CRD 133088 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $674M | 2,531 | 2,456 | 32 | 03/31/2026 | ☆ |
| 6935 | Cherry Tree Wealth Management, Llc CRD 151406 | Minnetonka, MN | Insurance-Affiliated · Small ($100M–$1B) | $673M | 334 | 1,101 | 12 | 03/27/2026 | ☆ |
| 6936 | Dlj Real Estate Capital Partners, Llc CRD 106238 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $673M | 12 | 12 | 8 | 03/31/2026 | ☆ |
| 6937 | New England Capital Financial Advisors Llc CRD 109203 | South Meriden, CT | Wealth Manager · Small ($100M–$1B) | $673M | 1,211 | 3,067 | 12 | 03/27/2026 | ☆ |
| 6938 | Warana Capital, Llc CRD 288311 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $673M | 26 | 26 | 14 | 03/26/2026 | ☆ |
| 6939 | Pinnacle Financial Group Llc CRD 116600 | Western Springs, IL | Wealth Manager · Small ($100M–$1B) | $673M | 394 | 1,217 | 7 | 03/17/2026 | ☆ |
| 6940 | Achieve Partners Management, Llc CRD 299883 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $672M | 16 | 15 | 12 | 03/31/2026 | ☆ |
| 6941 | Adams Street Advisors, Llc CRD 333783 | Chicago, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $672M | 2 | 1 | 318 | 06/24/2026 | ☆ |
| 6942 | Firethorn Wealth Partners, Llc CRD 297634 | Augusta, GA | Wealth Manager · Small ($100M–$1B) | $672M | 731 | 2,323 | 9 | 07/27/2026 | ☆ |
| 6943 | Lifecycle Financial Planners Inc. CRD 290250 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $672M | 171 | 3,065 | 9 | 03/23/2026 | ☆ |
| 6944 | Presilium Private Wealth, Llc CRD 318345 | Radnor, PA | Wealth Manager · Small ($100M–$1B) | $672M | 380 | 380 | 7 | 07/16/2026 | ☆ |
| 6945 | Spire Capital Management Llc CRD 161581 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $671M | 4 | 4 | 10 | 03/26/2026 | ☆ |
| 6946 | Diversifi Capital Inc CRD 242788 | Los Altos, CA | Wealth Manager · Small ($100M–$1B) | $671M | 277 | 966 | 13 | 07/22/2026 | ☆ |
| 6947 | Arable Capital Partners, Llc CRD 287629 | Bellevue, WA | Private Fund Manager · Small ($100M–$1B) | $671M | 1 | 1 | 8 | 08/06/2026 | ☆ |
| 6948 | Harvest Financial Advisors, Llc CRD 145552 | West Chester, OH | Wealth Manager · Small ($100M–$1B) | $671M | 442 | 1,398 | 9 | 07/06/2026 | ☆ |
| 6949 | Planned Solutions Financial & Insurance Services, Inc. CRD 105052 | Folsom, CA | Wealth Manager · Small ($100M–$1B) | $671M | 827 | 2,282 | 11 | 04/02/2026 | ☆ |
| 6950 | Montrose Advisors Incorporated CRD 105918 | New York, NY | Investment Adviser · Small ($100M–$1B) | $671M | 26 | 30 | 5 | 03/26/2026 | ☆ |