Saxon Interests, Inc.
- Regulatory AUM
- $679M
- Discretionary
- $533M
- Clients
- 509
- Avg AUM / client
- $1.3M
- Accounts
- 1,859
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Mar 11, 2026
Investments (13F portfolio — 224 positions, $290,174,928)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Exchange Traded Fd T | RAFI US 1000 ETF | $23,937,537 | 503,630 | 8.25% | 3.52% |
| 2 | Apple Inc | COM | $11,156,200 | 43,958 | 3.84% | 1.64% |
| 3 | Vanguard Index Fds | TOTAL STK MKT | $7,949,323 | 24,779 | 2.74% | 1.17% |
| 4 | Etf Ser Solutions | DISTILLATE US | $7,798,143 | 134,729 | 2.69% | 1.15% |
| 5 | Ishares Tr | RUS 1000 GRW ETF | $7,088,991 | 16,625 | 2.44% | 1.04% |
| 6 | Amazon Com Inc | COM | $6,862,827 | 32,952 | 2.37% | 1.01% |
| 7 | Pimco Etf Tr | INTER MUN BD ACT | $6,710,238 | 128,573 | 2.31% | 0.99% |
| 8 | Microsoft Corp | COM | $6,650,856 | 17,967 | 2.29% | 0.98% |
| 9 | Nvidia Corporation | COM | $6,602,039 | 37,856 | 2.28% | 0.97% |
| 10 | Vanguard Index Fds | S&P 500 ETF SHS | $5,665,969 | 9,482 | 1.95% | 0.83% |
| 11 | Exxon Mobil Corp | COM | $4,817,156 | 28,393 | 1.66% | 0.71% |
| 12 | Doubleline Etf Trust | COMMERCIAL REAL | $4,782,024 | 92,033 | 1.65% | 0.7% |
| 13 | Jpmorgan Chase & Co | COM | $4,641,960 | 15,780 | 1.6% | 0.68% |
| 14 | Meta Platforms Inc | CL A | $4,515,412 | 7,892 | 1.56% | 0.66% |
| 15 | Ishares Tr | MSCI INTL VLU FT | $4,250,014 | 107,107 | 1.46% | 0.63% |
| 16 | Broadcom Inc | COM | $3,798,512 | 12,273 | 1.31% | 0.56% |
| 17 | Vanguard Admiral Fds Inc | SMLCP 600 VAL | $3,304,719 | 32,482 | 1.14% | 0.49% |
| 18 | State Str Spdr S&P 500 Etf T | TR UNIT | $3,148,830 | 4,842 | 1.09% | 0.46% |
| 19 | Ishares Inc | CORE MSCI EMKT | $3,120,715 | 44,741 | 1.08% | 0.46% |
| 20 | Walmart Inc | COM | $3,086,383 | 24,834 | 1.06% | 0.45% |
| 21 | Ishares Tr | CORE US AGGBD ET | $3,082,334 | 31,050 | 1.06% | 0.45% |
| 22 | Ishares Tr | INTL SEL DIV ETF | $3,079,673 | 72,361 | 1.06% | 0.45% |
| 23 | Ishares Tr | RUS 1000 VAL ETF | $2,738,941 | 12,819 | 0.94% | 0.4% |
| 24 | Chevron Corporation | COM | $2,711,251 | 13,104 | 0.93% | 0.4% |
| 25 | Ishares Tr | RUSSELL 2000 ETF | $2,704,418 | 10,905 | 0.93% | 0.4% |
Top 25 of 224 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 314 | $98.1M | 14.4% |
| High net worth individuals | 195 | $578M | 85.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.8M | 0.42% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jaclyn Beasley Gilbert | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| Richard Allan Saxon | President | Jan 2021 (6y) | 75% or more | |
| Bretton Wayne Williams | Registered representative | CFP | Feb 2021 (5y) | |
| Elizabeth Love Morrison | Registered representative | Feb 2021 (5y) | ||
| Erin Altan Erdil | Registered representative | Feb 2021 (5y) | ||
| Paul Edward Love | Registered representative | Chartered Financial Consultant | Feb 2021 (5y) | |
| Timothy Lucio | Registered representative | Feb 2021 (5y) | ||
| Darrell Wayne Brooks | Registered representative | Jan 2022 (5y) | ||
| Brandon Craig Ivy | Registered representative | CFP | Jun 2023 (3y) | |
| Ashley Nicole Trlica | Registered representative | CFP | Jun 2023 (3y) | |
| Oscar Arnulfo Castro | Registered representative | Nov 2023 (3y) | ||
| Thomas Scott Staerker | Registered representative | Sep 2024 (2y) | ||
| Thomas Parker Thornhill | Registered representative | Feb 2026 (0y) | ||
| Natan Bondin | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 948 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $608M (90% of AUM) Mar 2026
- Fidelity Brokerage Services $68.3M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗