Synergy Investment Management Llc
- Regulatory AUM
- $681M
- Discretionary
- $673M
- Clients
- 2,500
- Avg AUM / client
- $273K
- Accounts
- 2,500
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of May 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,685 | $207M | 30.4% |
| High net worth individuals | 784 | $457M | 67.0% |
| Pension and profit sharing plans | 3 | $527K | 0.08% |
| Charitable organizations | 5 | $684K | 0.1% |
| Corporations and other businesses | 23 | $16.3M | 2.39% |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Wayne Bordner | Managing Member | Nov 2019 (7y) | ≈ 56.25% – 100% via Synergy Wealth Alliance, Llc | |
| Stevens, Amanda, Davidson | Chief Operating Officer | Apr 2021 (5y) | Less than 5% | |
| Michael Paul Wicks | Registered representative | CFP | Feb 2024 (2y) | |
| Isabel Ivette Ortiz | Registered representative | CFP | Sep 2024 (2y) | |
| Jeffrey Ackler | Registered representative | CFP | Sep 2024 (2y) | |
| Solomon Shen | Registered representative | Sep 2024 (2y) | ||
| Rene Persaud | Registered representative | Jan 2025 (2y) | ||
| David John Schlitt | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Jason Blair Tucker | Registered representative | CFA | Mar 2025 (1y) | |
| Christopher Michael Claude | Registered representative | Apr 2025 (1y) | ||
| Roberto Antonio Yudice | Registered representative | May 2025 (1y) | ||
| Carrie Boliek Letsinger | Registered representative | Aug 2025 (1y) | ||
| Levi Cardin Silvas | Registered representative | Aug 2025 (1y) | ||
| Thomas Theodore Gerardi | Registered representative | Aug 2025 (1y) | ||
| Shari Leigh Flowers | Registered representative | Sep 2025 (1y) | ||
| Jimmy Dale Greene | Registered representative | Sep 2025 (1y) | ||
| Guy Britton Davidson | Registered representative | Mar 2026 (0y) | ||
| Liam Riley | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Synergy Wealth Alliance, Llc | Owner | Nov 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Christopher Wayne Bordner: 75% – 100% of Synergy Wealth Alliance, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/20/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $582M (85% of AUM) May 2026
- SEI Private Trust $56.5M (8% of AUM) May 2026
- National Financial Services (Fidelity) $26.5M (4% of AUM) May 2026
- Charles Schwab & Co. $16.4M (2% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 20, 2026.
View current Form ADV (SEC/IAPD) ↗