Mtm Investment Management, Llc
- Regulatory AUM
- $678M
- Discretionary
- $639M
- Clients
- 424
- Avg AUM / client
- $1.6M
- Accounts
- 1,033
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jul 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 176 | $43.3M | 6.38% |
| High net worth individuals | 238 | $614M | 90.6% |
| Pension and profit sharing plans | 10 | $18.0M | 2.65% |
| Charitable organizations | Fewer than 5 clients | $2.5M | 0.37% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Cordell Taylor | Chief Executive Officer, Chief Investment Officer | CFP | May 2018 (8y) | Less than 5% |
| John Pendleton Moore | Chief Compliance Officer, President | May 2018 (8y) | Less than 5% | |
| James Van Burchfield | Registered representative | Apr 2020 (6y) | ||
| Joseph Holmes Towson | Registered representative | Jul 2020 (6y) | ||
| Christopher Quinn Santoro | Registered representative | Apr 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| D.C. Taylor & Co., Llc | Owner | May 2018 | A | 50% – 75% |
| Moore Capital, Llc | Owner | May 2018 | A | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $659M (97% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 07, 2026.
View current Form ADV (SEC/IAPD) ↗