Kerberrose Wealth Management, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 168787
· SEC file 801-119492
· Shawano, WI
· linkedin.com
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ADV data as of Mar 02, 2026
- Regulatory AUM
- $1.2B
- Discretionary
- $847M
- Clients
- 1,785
- Avg AUM / client
- $647K
- Accounts
- 3,345
- Employees
- 13
AUM over time
$135M
$1.2B
Aug 2020
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,414 | $216M | 18.7% |
| High net worth individuals | 140 | $377M | 32.7% |
| Pension and profit sharing plans | 164 | $490M | 42.4% |
| Charitable organizations | 16 | $5.3M | 0.46% |
| State or municipal government entities | 28 | $44.2M | 3.83% |
| Corporations and other businesses | 23 | $21.9M | 1.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Longyear 401(k) Profit Sharing Plan Jm Longyear, Llc | 2024 | |
| Natural Beauty Growers, Llc Retirement Savings Plan Natural Beauty Growers, Llc | 2024 | |
| Hand To Shoulder Center Of Wisconsin 401(k) Profit Sharing Plan Hand To Shoulder Center Of Wisconsin, Ltd. | 2024 | |
| C L M Community Action 403 B Retirement Plan Chippewa Luce Mackinac Community Action Human Resource Authority Inc. | 2024 | |
| Superior Extrusion, Inc. 401(k) Plan Superior Extrusion, Inc. | 2024 | |
| Kk Employees Profit Sharing 401(k) Plan Kkhc, Inc. | 2024 | |
| Family Health/La Clinica 401(k) Retirement Plan Family Health/La Clinica | 2024 | |
| U.S. Special Delivery, Llc Savings & Retirement Plan U.S. Special Delivery, Llc | 2024 | |
| Dagenais Enterprises Management Company, Inc. 401(k) & Profit Sharing Plan Dagenais Enterprises Management Company, Inc. | 2024 | |
| Rochelle Leigh Group Llc 401(k) Profit Sharing Plan & Trust Rochelle Leigh Group Llc | 2024 |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gery Joseph Sadzewicz | Chief Compliance Officer | Jul 2014 (12y) | Less than 5% | |
| Anthony J Powers | Elected Manager | CFP | Jan 2016 (11y) | Less than 5% |
| Scott Stuart Ciullo | Registered representative | Dec 2020 (6y) | ||
| Ethan Gabriel Hausmann | Registered representative | Mar 2021 (5y) | ||
| Julie Ann Lefevre | Registered representative | Aug 2021 (5y) | ||
| Alexandria Marie Miller | Registered representative | Aug 2023 (3y) | ||
| Connor Rosin | Registered representative | Jan 2025 (2y) | ||
| Shawn Patrick Bresnahan | Registered representative | Nov 2025 (1y) | ||
| Daniel J Wotruba | Registered representative | Nov 2025 (1y) | ||
| Michael Pruett Rudolf | Registered representative | Nov 2025 (1y) | ||
| Jason Allen Richel | Registered representative | Dec 2025 (1y) | ||
| Scott R Schewe | Registered representative | CFP | Jan 2026 (1y) | |
| Alexander Michael Stecker | Registered representative | Feb 2026 (0y) | ||
| Taj Johnathan Boelter | Registered representative | Jun 2026 (0y) | ||
| Gavin Mitchell Ostermann | Registered representative | Jun 2026 (0y) | ||
| Karley Marie Wardlow | Registered representative | CFP Chartered Financial Consultant | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kerberrose Holdings, Llc | Owner | Aug 2013 | A | 75% or more |
| Kerberrose Sc | Owner | Aug 2013 | B | ≈ 56.25% – 100% via Kerberrose Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kerberrose Sc: 75% – 100% of Kerberrose Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Longyear 401(k) Profit Sharing Plan | Jm Longyear, Llc | 231 | $12.1M | 01/01/2024 |
| Natural Beauty Growers, Llc Retirement Savings Plan | Natural Beauty Growers, Llc | 187 | $9.7M | 01/01/2024 |
| Hand To Shoulder Center Of Wisconsin 401(k) Profit Sharing Plan | Hand To Shoulder Center Of Wisconsin, Ltd. | 101 | $25.9M | 01/01/2024 |
| C L M Community Action 403 B Retirement Plan | Chippewa Luce Mackinac Community Action Human Resource Authority Inc. | 228 | $6.9M | 01/01/2024 |
| Superior Extrusion, Inc. 401(k) Plan | Superior Extrusion, Inc. | 192 | $7.7M | 01/01/2024 |
| Kk Employees Profit Sharing 401(k) Plan | Kkhc, Inc. | 159 | $7.8M | 01/01/2024 |
| Family Health/La Clinica 401(k) Retirement Plan | Family Health/La Clinica | 182 | $7.7M | 01/01/2024 |
| U.S. Special Delivery, Llc Savings & Retirement Plan | U.S. Special Delivery, Llc | 186 | $4.0M | 01/01/2024 |
| Dagenais Enterprises Management Company, Inc. 401(k) & Profit Sharing Plan | Dagenais Enterprises Management Company, Inc. | 201 | $16.4M | 01/01/2024 |
| Rochelle Leigh Group Llc 401(k) Profit Sharing Plan & Trust | Rochelle Leigh Group Llc | 158 | $2.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $596M (52% of AUM) Mar 2026
- Voya Financial $105M (9% of AUM) Mar 2026
- John Hancock Funds, Llc $75.7M (7% of AUM) Mar 2026
- Fidelity Brokerage Services $68.5M (6% of AUM) Mar 2026
- Trustage Investment $62.1M (5% of AUM) Mar 2026
- Empower Financial Services, Inc. $59.1M (5% of AUM) Mar 2026
- T Rowe Price Trust Company $44.5M (4% of AUM) Mar 2026
- Lincoln Investment Advisers, Llc $26.6M (2% of AUM) Mar 2026
- Oneamerica $25.3M (2% of AUM) Mar 2026
- Tiaa Cref Trust Company, Fsb $19.0M (2% of AUM) Mar 2026
- Tiaa/Cref $19.0M (2% of AUM) Mar 2026
- American Funds & Trusts Incorporated $16.1M (1% of AUM) Mar 2026
- Diversified Benefits Securities Corporation $12.9M (10% of AUM) Nov 2020
- The Standard $11.5M (1% of AUM) Mar 2026
- American Funds Distributors, Inc. $3.2M (0% of AUM) Mar 2024
- Capital Group $3.2M (0% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗