Tiaa/Cref
$3.1B reported client assets across 7 advisory firms in FY2021 annual amendments
Reported client assets over time
$45.3M
$3.1B
2017
2021
Same-firm comparison: 4 firms that reported Tiaa/Cref in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019 are shown but partial — only FY2017: 1 cohort firms, FY2018: 2 cohort firms, FY2019: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Conrad Siegel Investment Advisors, Inc. | $3.0B | $7.9B | 38.3% | 09/22/2021 |
| Mendota Financial Group, Llc | $54.8M | $339M | 16.1% | 03/23/2022 |
| Water Valley Investment Advisors, Inc. | $18.2M | $105M | 17.3% | 02/15/2022 |
| Worth Financial Advisory Group, Llc | $11.1M | $145M | 7.7% | 01/25/2022 |
| Black Diamond Financial, Llc | $2.8M | $551M | 0.5% | 03/09/2022 |
| Nexus Capital, Llc | $1.3M | $26.5M | 4.9% | 02/28/2022 |
| Excel Financial, Llc | $828K | $257M | 0.3% | 02/28/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.