Locke Lord Llp Retirement Savings Plan
Sponsored by Locke Lord Llp · EIN 741164324 · Plan #001
- Total assets
- $892M
- Net assets
- $892M
- Active participants
- 844
- With balances
- 1,753
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Ballentine Partners, Llc CRD 152802 | deterministic · 100% | 2024 |
| Linscomb Wealth, Inc. CRD 106779 | fuzzy_auto · 98% | 2024 |
| Fisher Asset Management, Llc CRD 107342 | deterministic · 100% | 2024 |
| Corient Private Wealth Lp CRD 319448 | deterministic · 100% | 2024 |
| Ascension Capital Advisors, Inc. CRD 109518 | deterministic · 100% | 2024 |
| Luther King Capital Management Corporation CRD 110093 | deterministic · 100% | 2024 |
| Penn Davis Mcfarland Inc CRD 110417 | deterministic · 100% | 2024 |
| Mariner, Llc CRD 140195 | deterministic · 100% | 2024 |
| Cambridge Investment Research Advisors, Inc. CRD 134139 | fuzzy_auto · 95% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Schwab Retirement Plan Services,Inc | Recordkeeping, Investment advisory (participants), Direct payment from the plan | $80,744 |
| Ballentine Partners Llc | Investment advisory (participants), Direct payment from the plan | $48,527 |
| Linscomb & Wealth Inc | Investment advisory (participants), Direct payment from the plan | $44,500 |
| Fisher Investments | Investment advisory (participants), Direct payment from the plan | $25,645 |
| Corient | Investment advisory (participants), Direct payment from the plan | $24,864 |
| Ascension Capital Advisors Inc | Investment advisory (participants), Direct payment from the plan | $19,805 |
| Luther King Capital Management | Investment advisory (participants), Direct payment from the plan | $17,513 |
| Benjamin A Brown | Investment advisory (participants), Direct payment from the plan | $15,580 |
| Penn Davis Mcfarland Inc | Investment advisory (participants), Direct payment from the plan | $12,064 |
| Mariner Llc | Investment advisory (participants), Direct payment from the plan | $11,388 |
| Cambridge Investment Research | Investment advisory (participants), Direct payment from the plan | $10,936 |
| Charles Schwab & Co., Inc. | Securities brokerage, Direct payment from the plan, Shareholder servicing fees | $3,475 |