Lockton, Inc. 401(k) Plan
Sponsored by Lockton, Inc. · EIN 900007886 · Plan #002
- Total assets
- $1.4B
- Net assets
- $1.4B
- Active participants
- 7,058
- With balances
- 8,620
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Mariner, Llc CRD 140195 | deterministic · 100% | 2024 |
| Bcwm, Llc. CRD 144748 | deterministic · 100% | 2024 |
| Cetera Investment Advisers Llc CRD 105644 | deterministic · 100% | 2024 |
| Creative Planning, Llc CRD 105348 | deterministic · 100% | 2024 |
| Goodman Financial Corporation CRD 114637 | deterministic · 100% | 2024 |
| Prime Capital Investment Advisors, Llc CRD 288712 | fuzzy_auto · 98% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Principal Life Insurance Company | Contract administrator, Participant loan processing, Direct payment from the plan | $619,102 |
| Creative Planning Llc | Investment advisory (participants), Direct payment from the plan | $83,958 |
| Cetera Investment Advisers Llc | Investment advisory (participants), Direct payment from the plan | $35,641 |
| Bcwm, Llc. | Investment advisory (participants), Direct payment from the plan | $18,182 |
| Mariner Llc | Investment advisory (participants), Direct payment from the plan | $17,175 |
| Prime Capital Investment Advis | Investment advisory (participants), Direct payment from the plan | $8,263 |
| Charles Schwab & Co, Inc. | Securities brokerage, Direct payment from the plan, Securities brokerage commissions | $5,243 |
| Goodman Financial Corporation | Investment advisory (participants), Direct payment from the plan | $5,137 |
| Creative Planning, Llc | Investment advisory (participants), Consulting fees | $0 |