Goodman Financial Corporation
- Regulatory AUM
- $916M
- Discretionary
- $913M
- Clients
- 288
- Avg AUM / client
- $3.2M
- Accounts
- 913
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Investments (13F portfolio — 77 positions, $581,901,471)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Short Term Corporate Bond Etf | ETF | $34,874,237 | 439,942 | 5.99% | 3.81% |
| 2 | Vanguard Mortgage Backed Securities Etf | ETF | $31,541,761 | 671,816 | 5.42% | 3.44% |
| 3 | Nextpower Inc Class A Com | Stock | $29,912,377 | 248,140 | 5.14% | 3.27% |
| 4 | Plains Gp Hldgs L P Ltd Partnr Int A | Stock | $19,861,691 | 818,027 | 3.41% | 2.17% |
| 5 | Ultra Clean Hldgs Inc Com | Stock | $19,343,616 | 311,104 | 3.32% | 2.11% |
| 6 | Slb Limited Com Stk | Stock | $18,624,831 | 362,421 | 3.2% | 2.03% |
| 7 | Pfizer Inc Com | Stock | $18,034,327 | 642,252 | 3.1% | 1.97% |
| 8 | Waste Management Inc | Stock | $17,777,626 | 77,365 | 3.06% | 1.94% |
| 9 | State Street Spdr Portfolio Developed World Ex Us Etf | ETF | $17,381,144 | 380,754 | 2.99% | 1.9% |
| 10 | Parsons Corp Del Com | Stock | $17,287,746 | 319,144 | 2.97% | 1.89% |
| 11 | Amazon.Com | Stock | $17,246,419 | 82,810 | 2.96% | 1.88% |
| 12 | Ishares Msci Eurozone | ETF | $16,818,926 | 268,505 | 2.89% | 1.84% |
| 13 | Wynn Resorts Ltd Com | Stock | $16,695,172 | 164,407 | 2.87% | 1.82% |
| 14 | Schwab Charles Corp Com | Stock | $15,794,759 | 168,066 | 2.71% | 1.72% |
| 15 | Tyson Foods Inc Cl A | Stock | $15,095,643 | 235,612 | 2.59% | 1.65% |
| 16 | American Wtr Wks Co Inc New Com | Stock | $14,686,275 | 107,915 | 2.52% | 1.6% |
| 17 | Fluor Corp Com | Stock | $14,670,262 | 314,484 | 2.52% | 1.6% |
| 18 | Schneider National Inc Cl B | Stock | $14,441,079 | 547,848 | 2.48% | 1.58% |
| 19 | Antero Resources Corp Com | Stock | $14,079,097 | 331,735 | 2.42% | 1.54% |
| 20 | Vanguard Short Term Inflation Protected Securities Etf | ETF | $14,049,686 | 281,275 | 2.41% | 1.53% |
| 21 | Marketaxess Hldgs Inc Com | Stock | $13,720,268 | 83,163 | 2.36% | 1.5% |
| 22 | Veralto Corp Com Shs | Stock | $12,887,238 | 145,752 | 2.21% | 1.41% |
| 23 | Uber Technologies Inc Com | Stock | $12,670,434 | 176,152 | 2.18% | 1.38% |
| 24 | Intl Business Machines | Stock | $11,521,698 | 47,534 | 1.98% | 1.26% |
| 25 | Haleon Plc Spon Ads | ADR | $11,488,061 | 1,147,659 | 1.97% | 1.25% |
Top 25 of 77 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 67 | $37.3M | 4.08% |
| High net worth individuals | 207 | $821M | 89.6% |
| Charitable organizations | 13 | $57.5M | 6.28% |
| Corporations and other businesses | 1 | $427K | 0.05% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $789K combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Gfc Quantified Alpha, Lp | Other Private Fund | Delaware | $789K | 4 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Lockton, Inc. 401(k) Plan Lockton, Inc. | 2024 | |
| Medical Clinic Of Houston, L.L.P. Salary Deferral Profit Sharing Plan And Trust Medical Clinic Of Houston, Llp | 2024 |
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Robert Goodman | President | CFP | Dec 1988 (38y) | 75% or more |
| Wade Dyron Egmon | Senior Financial Advisor | CFP | Sep 2009 (17y) | 5% – 10% |
| Jungen, Charlotte, Marie | Chief Compliance Officer & Chief Operating Officer | Mar 2015 (11y) | Less than 5% | |
| Matlock, Christopher, Allan | Chief Investment Officer | Oct 2018 (8y) | 5% – 10% | |
| Mc Coy, Linda, Jean | Chief Client Officer | Feb 2021 (6y) | Less than 5% | |
| Francia, Lisa, Ann | Chief Financial Officer | Oct 2021 (5y) | 5% – 10% | |
| Anna Priscila Ceker | Registered representative | Mar 2015 (11y) | ||
| Morgann Michelle Zimmer | Registered representative | CFP | Feb 2017 (9y) | |
| Benjamin Clark Mccue | Registered representative | CFA | Aug 2020 (6y) | |
| Diana Cristina Castro | Registered representative | CFP | Oct 2020 (6y) | |
| Hunter Warren Coday | Registered representative | CFP | Feb 2021 (5y) | |
| Joni Eggleston | Registered representative | May 2021 (5y) | ||
| Cameron Arthur Malott | Registered representative | Oct 2022 (4y) | ||
| Antonio Felipe Castillo | Registered representative | CFP | Feb 2023 (3y) | |
| Albert Phillip Wagner | Registered representative | Aug 2023 (3y) | ||
| Paul Edwin Palmer | Registered representative | CFP | Dec 2023 (3y) | |
| Robert Jacob Haverly | Registered representative | CFP | Mar 2024 (2y) | |
| Isabella Alexis Gomez | Registered representative | Nov 2024 (2y) | ||
| Michael Shivpaul Hariprashad | Registered representative | Dec 2024 (2y) | ||
| Austin Mitchell Buchala | Registered representative | Jun 2025 (1y) | ||
| Bonita Redell Harden Lair | Registered representative | Jun 2025 (1y) | ||
| Robin Raphael Kollannur | Registered representative | CFA | Aug 2025 (1y) | |
| John Byron Ross | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $789K gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Gfc Quantified Alpha, Lp | Other Private Fund | $789K | $1.0M | 4 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lockton, Inc. 401(k) Plan | Lockton, Inc. | 7,058 | $1.4B | 01/01/2024 |
| Medical Clinic Of Houston, L.L.P. Salary Deferral Profit Sharing Plan And Trust | Medical Clinic Of Houston, Llp | 222 | $64.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 914 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $813M (89% of AUM) Apr 2026
- National Financial Services (Fidelity) $78.9M (11% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗