AUMdb

Littler Mendelson 401(k) Plan And Trust

Sponsored by Littler Mendelson, P.C. · EIN 942602731 · Plan #003

Total assets
$1.1B
Net assets
$1.1B
Active participants
2,298
With balances
3,234

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Capital Research & Consulting Llc CRD 109868 fuzzy_auto · 96% 2024
Delta Investment Management, Llc CRD 149596 fuzzy_auto · 98% 2024
Hc Advisors Llc CRD 165200 deterministic · 100% 2024
Neuberger Berman Bd Llc CRD 2908 fuzzy_auto · 93% 2024
Tocqueville Asset Management Lp CRD 105690 fuzzy_auto · 99% 2024
Krilogy Financial Llc CRD 149046 deterministic · 100% 2024
Laurel Wealth Advisors, Llc CRD 118469 deterministic · 100% 2024
Ghp Investment Advisors Inc CRD 107563 deterministic · 100% 2024
Dinuzzo Private Wealth, Inc. CRD 112778 deterministic · 100% 2024
Colorado Capital Management, Inc. CRD 114011 fuzzy_auto · 98% 2024
Retirement Planning Group, Llc CRD 310647 deterministic · 100% 2024
New England Private Wealth Advisors, Llc CRD 133790 fuzzy_auto · 97% 2024
One Advisory Partners, Llc CRD 161614 deterministic · 100% 2024
Mainsail Asset Management, Llc CRD 128373 deterministic · 100% 2024
Cornerstone Advisory, Llc CRD 142359 deterministic · 100% 2024
Creative Planning, Llc CRD 105348 deterministic · 100% 2024
Wellspring Wealth Management Llc CRD 134834 fuzzy_auto · 99% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Schwab Retirement Plan Services Inc Recordkeeping, Investment advisory (participants), Direct payment from the plan $323,524
Capital Research Consulting Investment management, Direct payment from the plan $190,000
Capital Mgmt Services Inc Investment advisory (participants), Direct payment from the plan $59,285
Delta Investment Management Ll Investment advisory (participants), Direct payment from the plan $45,443
Hc Advisors Llc Investment advisory (participants), Direct payment from the plan $34,902
Burr Pilger Mayer Inc Accounting, Direct payment from the plan $33,705
Neuberger & Berman Llc Investment advisory (participants), Direct payment from the plan $30,426
Tocqueville Asset Management L Investment advisory (participants), Direct payment from the plan $27,709
Krilogy Financial Llc Investment advisory (participants), Direct payment from the plan $25,926
Litman Gregory Wealth Mgmt Investment advisory (participants), Direct payment from the plan $22,637
Laurel Wealth Advisors Llc Investment advisory (participants), Direct payment from the plan $17,013
Ghp Investment Advisors Inc Investment advisory (participants), Direct payment from the plan $16,291
Dinuzzo Private Wealth Inc Investment advisory (participants), Direct payment from the plan $16,055
Colorado Capital Management In Investment advisory (participants), Direct payment from the plan $12,717
The Retirement Planning Group Investment advisory (participants), Direct payment from the plan $11,224
New England Private Wealth Adv Investment advisory (participants), Direct payment from the plan $10,000
One Advisory Partners Llc Investment advisory (participants), Direct payment from the plan $9,793
Mainsail Asset Management Llc Investment advisory (participants), Direct payment from the plan $8,119
Cornerstone Advisory Llc Investment advisory (participants), Direct payment from the plan $6,503
Creative Planning Llc Investment advisory (participants), Direct payment from the plan $6,438
Charles Schwab & Co., Inc. Securities brokerage, Direct payment from the plan, Float revenue $6,211
Wellspring Wealth Management L Investment advisory (participants), Direct payment from the plan $5,026