Ghp Investment Advisors Inc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 107563
· SEC file 801-49990
· Denver, CO
· www.youtube.com
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ADV data as of Mar 24, 2026
- Regulatory AUM
- $3.1B
- Discretionary
- $3.0B
- Clients
- 1,234
- Avg AUM / client
- $2.5M
- Accounts
- 4,560
- Employees
- 25
AUM over time
$605M
$3.1B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Investments (13F portfolio — 1,394 positions, $2,721,551,034)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab Strategic Tr | US LCAP GR ETF | $49,702,690 | 1,468,755 | 1.83% | 1.62% |
| 2 | Apple Inc | COM | $46,952,100 | 162,262 | 1.73% | 1.53% |
| 3 | Alphabet Inc | CAP STK CL C | $42,852,706 | 121,282 | 1.57% | 1.4% |
| 4 | Spdr Series Trust | ST STR SP400GRW | $37,705,870 | 336,389 | 1.39% | 1.23% |
| 5 | Schwab Strategic Tr | INTL EQTY ETF | $36,168,946 | 1,305,738 | 1.33% | 1.18% |
| 6 | Schwab Strategic Tr | US LCAP VA ETF | $36,157,682 | 1,038,715 | 1.33% | 1.18% |
| 7 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $35,380,395 | 496,567 | 1.3% | 1.15% |
| 8 | Ishares Tr | INTL SEL DIV ETF | $32,256,929 | 778,589 | 1.19% | 1.05% |
| 9 | Esco Technologies Inc | COM | $31,957,005 | 91,295 | 1.17% | 1.04% |
| 10 | Ishares Tr | CORE MSCI EAFE | $30,626,533 | 317,111 | 1.13% | 1.0% |
| 11 | Spdr Series Trust | ST STR SP600GRWO | $30,275,318 | 254,137 | 1.11% | 0.99% |
| 12 | Jpmorgan Chase & Co | COM | $30,019,448 | 91,710 | 1.1% | 0.98% |
| 13 | Schwab Strategic Tr | FUNDAMENTAL INTL | $29,623,007 | 610,029 | 1.09% | 0.97% |
| 14 | Rockwell Automation Inc | COM | $29,058,116 | 58,694 | 1.07% | 0.95% |
| 15 | Franklin Templeton Etf Tr | FTSE UNTD KGDM | $28,692,817 | 813,058 | 1.05% | 0.94% |
| 16 | Berkshire Hathaway Inc Del | CL B NEW | $28,371,307 | 56,698 | 1.04% | 0.93% |
| 17 | Microsoft Corp | COM | $28,226,500 | 75,670 | 1.04% | 0.92% |
| 18 | Ishares Tr | S&P SML 600 GWT | $27,868,570 | 156,039 | 1.02% | 0.91% |
| 19 | Spdr Series Trust | ST STR SP400VAL | $27,484,349 | 289,767 | 1.01% | 0.9% |
| 20 | Applied Matls Inc | COM | $26,998,504 | 37,342 | 0.99% | 0.88% |
| 21 | Ishares Tr | SP SMCP600VL ETF | $26,642,245 | 194,925 | 0.98% | 0.87% |
| 22 | Ishares Tr | S&P 500 GRWT ETF | $26,546,544 | 193,024 | 0.98% | 0.87% |
| 23 | Ishares Tr | RUS 1000 GRW ETF | $26,045,313 | 209,755 | 0.96% | 0.85% |
| 24 | Emcor Group Inc | COM | $25,914,210 | 31,226 | 0.95% | 0.85% |
| 25 | United Rentals Inc | COM | $24,671,502 | 21,777 | 0.91% | 0.81% |
Top 25 of 1,394 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 621 | $307M | 10.0% |
| High net worth individuals | 605 | $2.7B | 88.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $10.1M | 0.33% |
| Pension and profit sharing plans | 3 | $14.6M | 0.48% |
| Charitable organizations | 1 | $3.4M | 0.11% |
| Corporations and other businesses | 3 | $30.1M | 0.98% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Feb 2024 · $6.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ghp International Reform And Development Fund, L.P. | Hedge Fund | Delaware | $6.1M | 38 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Littler Mendelson 401(k) Plan And Trust Littler Mendelson, P.C. | 2024 | |
| Colorado Permanente Medical Group, P.C. 401(k) Plan Colorado Permanente Medical Group, P.C. | 2024 | |
| Metropolitan Anesthesia Network Profit Sharing Plan Metropolitan Anesthesia Network, Llp | 2024 |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Jay Friedman | President | CFA | Jan 1999 (28y) | 25% – 50% |
| Carin Dawn Wagner | Vice President Of Wealth Management | CFP | Jan 2013 (14y) | 10% – 25% |
| Sebrina Chriselda Ivey | Chief Compliance Officer | Personal Financial Specialist | Jan 2014 (13y) | Less than 5% |
| Michael Thomas Sullivan | Vice President Of Wealth Management | CFP | Jul 2016 (10y) | 10% – 25% |
| Bradley Allen Engle | Director Of Research, Trading, And Analytics | Jan 2017 (10y) | Less than 5% | |
| Deirdre Marie Mcguire | Wealth Advisor | Jan 2017 (10y) | Less than 5% | |
| Barbara Elizabeth Terrazas | Wealth Advisor | Jan 2020 (7y) | Less than 5% | |
| Reed Rummel Mccoy | Wealth Advisor | CFP | Jan 2021 (6y) | Less than 5% |
| Jason Richard Kitner | Manager Of Research Trading And Portfolio Analytics | Jan 2021 (6y) | Less than 5% | |
| Christian Thomas Lewton | Manager Of Research Trading And Portfolio Analytics | Jan 2021 (6y) | Less than 5% | |
| Angela Kennedy Lee | Director Of Tax | Personal Financial Specialist | Feb 2021 (5y) | Less than 5% |
| Jennifer Lynn Merges | Client Relations Manager | May 2021 (5y) | Less than 5% | |
| Ernesto Montes | Registered representative | CFP | Jan 2021 (6y) | |
| Michelle Ann Mills | Registered representative | Jan 2021 (6y) | ||
| Sean Patrick Tully | Registered representative | Aug 2021 (5y) | ||
| Robert A Sutphin | Registered representative | Nov 2021 (5y) | ||
| Jack J Miskulin | Registered representative | Nov 2023 (3y) | ||
| David Harry Power | Registered representative | Jun 2024 (2y) | ||
| Carla W Kutnick | Registered representative | Jun 2024 (2y) | ||
| Kathryn Heet | Registered representative | Oct 2024 (2y) | ||
| Amy Kaufman | Registered representative | Dec 2024 (2y) | ||
| Makenna Rae Herbert | Registered representative | Jun 2025 (1y) | ||
| Nicole Lea Smith | Registered representative | Sep 2025 (1y) | ||
| Miles Ensign O'neill | Registered representative | Oct 2025 (1y) | ||
| Jacob Ian Davis | Registered representative | Jan 2026 (1y) | ||
| Braden Meese | Registered representative | Jun 2026 (0y) | ||
| Marlon Ramirez | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 55% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $6.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ghp International Reform And Development Fund, L.P. | Hedge Fund | $6.1M | $100K | 38 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Littler Mendelson 401(k) Plan And Trust | Littler Mendelson, P.C. | 2,298 | $1.1B | 01/01/2024 |
| Colorado Permanente Medical Group, P.C. 401(k) Plan | Colorado Permanente Medical Group, P.C. | 1,259 | $1.0B | 01/01/2024 |
| Metropolitan Anesthesia Network Profit Sharing Plan | Metropolitan Anesthesia Network, Llp | 554 | $391M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.6B (52% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗