Dinuzzo Private Wealth, Inc.
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 796
- Avg AUM / client
- $1.5M
- Accounts
- 2,592
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Mar 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 440 | $192M | 16.3% |
| High net worth individuals | 339 | $942M | 80.0% |
| Pension and profit sharing plans | 17 | $40.9M | 3.47% |
| Charitable organizations | Fewer than 5 clients | $1.0M | 0.09% |
| Corporations and other businesses | Fewer than 5 clients | $1.7M | 0.15% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Littler Mendelson 401(k) Plan And Trust Littler Mendelson, P.C. | 2024 | |
| Crown Castle Inc. 401(k) Plan Crown Castle Inc. | 2024 | |
| Dentons Cohen & Grigsby P.C. Pension Plan Dentons Cohen & Grigsby, P.C. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick Joseph Dinuzzo | Ceo, President, Director, Chief Investment Officer, Chief Compliance Officer | Personal Financial Specialist | Sep 1989 (37y) | 50% – 75% |
| Mark Samuel Dinuzzo | Executive Vice President, Risk Management Team Leader | CFP Chartered Financial Consultant | Dec 1997 (29y) | 25% – 50% |
| Carl Joseph Hartman | Senior Vp, Senior Investment Officer | Chartered Financial Consultant | Mar 2007 (19y) | Less than 5% |
| Michael Vincent Dinuzzo | Senior Vp, Risk Management Team Co Leader | CFP Chartered Financial Consultant | Mar 2010 (16y) | 5% – 10% |
| Robert Francis Graham | Registered representative | CFP | Jun 2016 (10y) | |
| Jacob Raymond Potts | Registered representative | CFP Chartered Financial Consultant | Aug 2016 (10y) | |
| Leslie Dawn Taylor Neumann | Registered representative | CFP Chartered Financial Consultant | Jul 2017 (9y) | |
| Kenneth Michael Mc Daniel | Registered representative | Feb 2020 (6y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Littler Mendelson 401(k) Plan And Trust | Littler Mendelson, P.C. | 2,298 | $1.1B | 01/01/2024 |
| Crown Castle Inc. 401(k) Plan | Crown Castle Inc. | 3,947 | $1.1B | 01/01/2024 |
| Dentons Cohen & Grigsby P.C. Pension Plan | Dentons Cohen & Grigsby, P.C. | 138 | $151M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/28/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (86% of AUM) Mar 2026
- National Financial Services (Fidelity) $140M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2026.
View current Form ADV (SEC/IAPD) ↗