Bofa Securities, Inc.
$13.1B reported client assets across 37 advisory firms in FY2025 annual amendments
Reported client assets over time
Same-firm comparison: 26 firms that reported Bofa Securities, Inc. in both FY2024 and FY2025 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2018, 2019, 2020, 2021, 2022, 2023 are shown but partial — only FY2018: 1 cohort firms, FY2019: 2 cohort firms, FY2020: 4 cohort firms, FY2021: 6 cohort firms, FY2022: 8 cohort firms, FY2023: 12 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Gotham Asset Management, Llc | $6.2B | $30.0B | 20.6% | 03/27/2026 |
| Systematic Alpha Investments, Llc | $850M | $3.5B | 24.4% | 03/23/2026 |
| Sendero Wealth Management, Llc | $751M | $6.5B | 11.5% | 03/23/2026 |
| Sofinnova Investments, Inc. | $715M | $5.4B | 13.3% | 03/27/2026 |
| Broad Bay Capital Management Lp | $498M | $1.9B | 26.4% | 03/31/2026 |
| Proficio Capital Partners Llc | $486M | $5.3B | 9.2% | 03/30/2026 |
| Southeast Asset Advisors, Llc | $423M | $4.2B | 10.1% | 03/23/2026 |
| Aristeia Capital, Llc | $415M | $13.7B | 3.0% | 03/31/2026 |
| Summit Partners Public Asset Management, Llc | $365M | $4.6B | 7.9% | 03/27/2026 |
| Mane Global Capital Management Lp | $299M | $2.9B | 10.2% | 03/27/2026 |
| Pentwater Capital Management Lp | $251M | $19.3B | 1.3% | 03/31/2026 |
| Tabor Asset Management, Lp | $217M | $577M | 37.7% | 03/24/2026 |
| Castle Hook Partners Lp | $211M | $11.0B | 1.9% | 03/31/2026 |
| Allocator Solutions, Llc | $208M | $514M | 40.6% | 03/05/2026 |
| Snowwater Investment Partners, Llc | $175M | $1.3B | 13.5% | 03/27/2026 |
| Cf Capital Llc | $107M | $196M | 54.7% | 03/27/2026 |
| Eagle Rock Investment Company, Llc | $102M | $787M | 13.0% | 02/11/2026 |
| Tetragon Partners L.P. | $101M | $12.9B | 0.8% | 03/26/2026 |
| Fora Capital, Llc | $84.2M | $1.7B | 5.1% | 03/27/2026 |
| Cypress Asset Management Inc | $78.5M | $456M | 17.2% | 04/01/2026 |
| Catenary Alternatives Asset Management, Llc | $65.1M | $353M | 18.4% | 03/31/2026 |
| Cais Advisors Llc | $64.9M | $225M | 28.8% | 03/27/2026 |
| O'neil Global Advisors, Inc. | $64.1M | $402M | 15.9% | 03/20/2026 |
| Columbus Investment Advisory Inc. | $60.0M | $454M | 13.2% | 03/27/2026 |
| Parsifal Capital Management, Lp | $52.2M | $1.7B | 3.1% | 03/31/2026 |
| Rose Grove Capital Management, Llc | $51.4M | $1.9B | 2.7% | 03/10/2026 |
| Cove Private Wealth, Llc | $50.6M | $455M | 11.1% | 02/19/2026 |
| Fj Capital Management Llc | $46.0M | $1.1B | 4.3% | 03/30/2026 |
| Blueshift Asset Management, Llc | $38.7M | $694M | 5.6% | 03/30/2026 |
| Gmt Capital Corp. | $32.4M | $6.9B | 0.5% | 03/17/2026 |
| Arrow Capital Pty Ltd | $25.6M | $884M | 2.9% | 09/26/2025 |
| Rockbridge Asset Management, Llc | $18.4M | $218M | 8.4% | 03/31/2026 |
| Perceptive Advisors Llc. | $15.4M | $11.8B | 0.1% | 03/30/2026 |
| Zentific Investment Management Limited | $12.7M | $1.3B | 1.0% | 03/30/2026 |
| Maze Investments, Llc | $7.0M | $45.7M | 15.4% | 03/31/2026 |
| Callodine Capital Management, Lp | $4.0M | $2.0B | 0.2% | 03/31/2026 |
| Hite Hedge Asset Management Llc | $678K | $2.2B | 0.0% | 03/31/2026 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.