Aristeia Capital, Llc
- Regulatory AUM
- $13.7B
- Discretionary
- $13.7B
- Clients
- 3
- Avg AUM / client
- $4.6B
- Accounts
- 5
- Employees
- 65
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 695 positions, $4,824,761,080)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Wix.Com Ltd. | SHS | $387,814,759 | 4,305,704 | 8.04% | 2.82% |
| 2 | Sm Energy Company | COM | $338,048,758 | 10,841,846 | 7.01% | 2.46% |
| 3 | Strategy Inc | NOTE 12/0 | $266,602,298 | 320,243,000 | 5.53% | 1.94% |
| 4 | Iac Inc. | COM NEW | $236,530,745 | 5,908,837 | 4.9% | 1.72% |
| 5 | Spdr S&P 500 Etf Trust | TR UNIT | $178,843,500 | 275,000 | 3.71% | 1.3% |
| 6 | Invesco Qqq Trust Series 1 | UNIT SER 1 | $158,724,500 | 275,000 | 3.29% | 1.16% |
| 7 | Evergy, Inc. | NOTE 4.500%12/1 | $149,877,750 | 111,000,000 | 3.11% | 1.09% |
| 8 | Guardant Health, Inc. | NOTE 11/1 | $138,614,108 | 134,220,000 | 2.87% | 1.01% |
| 9 | Heico Corporation | CL A | $122,513,892 | 580,387 | 2.54% | 0.89% |
| 10 | Super Micro Computer, Inc. | NOTE 3.500% 3/0 | $116,270,557 | 145,364,000 | 2.41% | 0.85% |
| 11 | Alibaba Group Holding Limited | NOTE 0.500% 6/0 | $102,163,394 | 73,565,000 | 2.12% | 0.74% |
| 12 | Strategy Inc | NOTE 3/0 | $98,383,908 | 112,321,000 | 2.04% | 0.72% |
| 13 | Super Micro Computer, Inc. | NOTE 2.250% 7/1 | $96,046,846 | 110,190,000 | 1.99% | 0.7% |
| 14 | Liberty Broadband Corporation | COM SER C | $95,227,206 | 1,893,185 | 1.97% | 0.69% |
| 15 | Atlanta Braves Holdings, Inc. | COM SER C | $87,692,051 | 2,053,678 | 1.82% | 0.64% |
| 16 | Block, Inc. | NOTE 5/0 | $77,382,060 | 77,576,000 | 1.6% | 0.56% |
| 17 | Liberty Broadband Corporation | COM SER A | $63,274,137 | 1,259,939 | 1.31% | 0.46% |
| 18 | Snowflake Inc. | NOTE 10/0 | $48,992,762 | 41,414,000 | 1.02% | 0.36% |
| 19 | Core Scientific, Inc. | *W EXP 01/23/202 | $46,442,937 | 5,310,799 | 0.96% | 0.34% |
| 20 | Mara Holdings, Inc. | NOTE 6/0 | $43,996,096 | 47,744,000 | 0.91% | 0.32% |
| 21 | Mara Holdings, Inc. | NOTE 3/0 | $38,320,174 | 43,202,000 | 0.79% | 0.28% |
| 22 | Affirm Holdings Inc | NOTE 11/1 | $34,249,730 | 35,309,000 | 0.71% | 0.25% |
| 23 | Bridge Bio Pharma, Inc. | NOTE 2.500% 3/1 | $33,332,375 | 18,500,000 | 0.69% | 0.24% |
| 24 | Affirm Holdings Inc | NOTE 0.750%12/1 | $31,432,618 | 33,500,000 | 0.65% | 0.23% |
| 25 | Jbt Marel Corporation | NOTE 0.250% 5/1 | $29,177,849 | 29,229,000 | 0.6% | 0.21% |
Top 25 of 695 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $10.6B | 77.4% |
| State or municipal government entities | 0 | $550M | 4.0% |
| Sovereign wealth funds and foreign official institutions | 0 | $2.6B | 18.6% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $8.9B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Aristeia Master, L.P. master | Hedge Fund | Cayman Islands | $7.9B | 100 |
| Asig International Limited | Hedge Fund | Cayman Islands | $441M | 1 |
| Aristeia Select Opportunities Ii, L.P. | Hedge Fund | Delaware | $324M | 29 |
| Windermere Cayman Fund Limited | Hedge Fund | Cayman Islands | $278M | 4 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frascella, Anthony, Michael | Manager | Jul 1997 (29y) | 25% – 50% of Aristeia Holdings Gp, L.L.C. (indirect) | |
| Lynch, Robert, Henry | Manager | Jul 1997 (29y) | Less than 5% | |
| Techar, William, Robert | Manager | Jan 2005 (22y) | 25% – 50% of Aristeia Holdings Gp, L.L.C. (indirect) | |
| David, Andrew, Benjamin | Chief Operating Officer; General Counsel; Chief Compliance Officer | Jun 2009 (17y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aristeia Holdings, L.P. | Sole Member | Dec 2008 | A | 75% or more |
| Aristeia Holdings Gp, L.L.C. | General Partner | Dec 2008 | B | GP / trustee / elected manager of Aristeia Holdings, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $8.9B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Aristeia Master, L.P. | Hedge Fund | $7.9B | $5.0M | 100 |
| Asig International Limited | Hedge Fund | $441M | $100K | 1 |
| Aristeia Select Opportunities Ii, L.P. | Hedge Fund | $324M | $5.0M | 29 |
| Windermere Cayman Fund Limited | Hedge Fund | $278M | $200K | 4 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • SEE SCHEDULE D MISCELLANEOUS
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- J.P. Morgan $1.0B (8% of AUM) Mar 2026
- Goldman Sachs $948M (7% of AUM) Mar 2026
- Bofa Securities, Inc. $415M (3% of AUM) Mar 2026
- Morgan Stanley $354M (3% of AUM) Mar 2026
- Merrill Lynch $316M (3% of AUM) Jul 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗