Eagle Rock Investment Company, Llc
- Regulatory AUM
- $787M
- Discretionary
- $777M
- Clients
- 83
- Avg AUM / client
- $9.5M
- Accounts
- 174
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 25, 2026
Investments (13F portfolio — 156 positions, $808,287,223)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Bd Index Fds | TOTAL BND MRKT | $57,824,396 | 787,691 | 7.15% | 7.35% |
| 2 | Alphabet Inc | CAP STK CL A | $43,824,458 | 122,630 | 5.42% | 5.57% |
| 3 | Broadcom Inc | COM | $40,503,111 | 107,222 | 5.01% | 5.15% |
| 4 | Kla Corp | COM NEW | $39,496,253 | 130,908 | 4.89% | 5.02% |
| 5 | Taiwan Semiconductor Manufac | SPONSORED ADS | $28,900,626 | 60,516 | 3.58% | 3.67% |
| 6 | Micron Technology Inc | COM | $24,549,440 | 21,268 | 3.04% | 3.12% |
| 7 | Apple Inc | COM | $22,808,114 | 78,823 | 2.82% | 2.9% |
| 8 | Jpmorgan Chase & Co | COM | $22,026,514 | 67,291 | 2.73% | 2.8% |
| 9 | Meta Platforms Inc | CL A | $19,439,394 | 34,510 | 2.41% | 2.47% |
| 10 | Microsoft Corp | COM | $19,362,651 | 51,908 | 2.4% | 2.46% |
| 11 | Chubb Limited | COM | $18,936,796 | 55,576 | 2.34% | 2.41% |
| 12 | Visa Inc | COM CL A | $17,606,788 | 51,318 | 2.18% | 2.24% |
| 13 | Vanguard Bd Index Fds | SHORT TRM BOND | $16,012,842 | 205,530 | 1.98% | 2.04% |
| 14 | Applied Matls Inc | COM | $15,542,331 | 21,497 | 1.92% | 1.98% |
| 15 | Cisco Sys Inc | COM | $15,275,908 | 130,052 | 1.89% | 1.94% |
| 16 | American Express Co | COM | $15,106,922 | 44,662 | 1.87% | 1.92% |
| 17 | Thermo Fisher Scientific Inc | COM | $14,366,471 | 28,655 | 1.78% | 1.83% |
| 18 | Autozone Inc | COM | $13,737,748 | 4,299 | 1.7% | 1.75% |
| 19 | United Rentals Inc | COM | $13,211,763 | 11,662 | 1.63% | 1.68% |
| 20 | Amazon Com Inc | COM | $13,123,000 | 55,060 | 1.62% | 1.67% |
| 21 | Spdr Series Trust | ST STR BLO 1 ETF | $12,459,112 | 135,957 | 1.54% | 1.58% |
| 22 | Iqvia Hldgs Inc | COM | $11,894,237 | 61,558 | 1.47% | 1.51% |
| 23 | Cbre Group Inc | CL A | $10,226,742 | 75,928 | 1.27% | 1.3% |
| 24 | Berkley W R Corp | COM | $10,042,132 | 142,381 | 1.24% | 1.28% |
| 25 | Cummins Inc | COM | $10,018,461 | 14,047 | 1.24% | 1.27% |
Top 25 of 156 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14 | $8.1M | 1.02% |
| High net worth individuals | 63 | $550M | 69.9% |
| Charitable organizations | 6 | $221M | 28.1% |
| Corporations and other businesses | Fewer than 5 clients | $7.8M | 0.99% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Campbell, John, 'Nmi' | Partner | Sep 2011 (15y) | ≈ 1.88% – 12.5% via Cim Holdings, Llc | |
| Taylor Michael Fairman | Managing Member | CFA | Apr 2021 (5y) | ≈ 37.5% – 75% via Jackson Summit Holdings, Llc |
| Cameron Andrew Clement | Partner And Chief Compliance Officer | CFA | Oct 2021 (5y) | Less than 5% |
| Gerald P Mcgill | Registered representative | CFA | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jackson Summit Holdings, Llc | Managing Member | Apr 2021 | A | 50% – 75% |
| Blue Ocean Business Ventures, Inc. | Member | Aug 2021 | A | 10% – 25% |
| Cornerstone Investment Partners, Llc | Member | Aug 2021 | A | 10% – 25% |
| Cim Holdings, Llc | Holding Company / Sole Member | Sep 2011 | B | ≈ 7.5% – 25% via Cornerstone Investment Partners, Llc |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Campbell, John, 'Nmi': 25% – 50% of Cim Holdings, Llc × 75% – 100% of Cornerstone Investment Partners, Llc × 10% – 25% direct ≈ 1.88% – 12.5% of the firm
- Taylor Michael Fairman: 75% – 100% of Jackson Summit Holdings, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Cim Holdings, Llc: 75% – 100% of Cornerstone Investment Partners, Llc × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/25/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $322M (41% of AUM) Feb 2026
- Fidelity Brokerage Services $307M (39% of AUM) Feb 2026
- Bofa Securities, Inc. $102M (13% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2026.
View current Form ADV (SEC/IAPD) ↗