Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26351 | The Empowerment Financial Group, Llc CRD 325771 | Jacksonville, FL | Wealth Manager · Boutique (under $100M) | $6.6M | 49 | 95 | 1 | 08/17/2026 | ☆ |
| 26352 | Divine Asset Management Llc CRD 136836 | Wealth Manager · Boutique (under $100M) | $6.6M | 35 | 56 | 1 | 06/10/2026 | ☆ | |
| 26353 | Educated Financial Planning, Llc CRD 329045 | Wealth Manager · Boutique (under $100M) | $6.6M | 26 | 65 | 1 | 03/23/2026 | ☆ | |
| 26354 | Kun Lun Development Corporation CRD 39283 | Wealth Manager · Boutique (under $100M) | $6.6M | 4 | 7 | 3 | 01/05/2026 | ☆ | |
| 26355 | Acorn Asset Management Llc CRD 340572 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $6.6M | 12 | 16 | 1 | 07/06/2026 | ☆ |
| 26356 | Financial Synergy, Inc. CRD 122622 | Insurance-Affiliated · Boutique (under $100M) | $6.6M | 12 | 10 | 1 | 11/05/2025 | ☆ | |
| 26357 | Kenobi Wealth Llc CRD 335087 | Insurance-Affiliated · Boutique (under $100M) | $6.6M | 14 | 70 | 1 | 07/13/2026 | ☆ | |
| 26358 | Ct Investment Management Co., Llc CRD 160080 | New York, NY | Private Fund Manager · Boutique (under $100M) | $6.6M | 3 | 3 | 13 | 09/08/2026 | ☆ |
| 26359 | Wei,Ed CRD 168482 | Wealth Manager · Boutique (under $100M) | $6.6M | 16 | 16 | 1 | 01/02/2026 | ☆ | |
| 26360 | Horizon Financial Planning Llc CRD 300614 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $6.6M | 25 | 32 | 1 | 04/15/2026 | ☆ |
| 26361 | Ewm Advisory, Llc CRD 282616 | Buffalo, NY | Wealth Manager · Boutique (under $100M) | $6.6M | 21 | 36 | 1 | 04/06/2026 | ☆ |
| 26362 | Isadore Retirement Group, Llc CRD 288425 | Traverse City, MI | Wealth Manager · Boutique (under $100M) | $6.6M | 8 | 27 | 1 | 03/16/2026 | ☆ |
| 26363 | Mountain Goat Wealth Management Llc CRD 332464 | Wealth Manager · Boutique (under $100M) | $6.6M | 71 | 71 | 3 | 05/07/2026 | ☆ | |
| 26364 | Bd Mgmt Llc CRD 306428 | Wealth Manager · Boutique (under $100M) | $6.6M | 62 | 101 | 1 | 05/12/2026 | ☆ | |
| 26365 | Rro Capital, Llc CRD 300829 | Wealth Manager · Boutique (under $100M) | $6.6M | 30 | 1 | 03/23/2026 | ☆ | ||
| 26366 | Souther Capital Management L.L.C. CRD 167136 | Wealth Manager · Boutique (under $100M) | $6.6M | 4 | 7 | 1 | 02/09/2026 | ☆ | |
| 26367 | Vasquez Financial Consulting Llc CRD 317530 | Wealth Manager · Boutique (under $100M) | $6.6M | 14 | 55 | 1 | 08/01/2025 | ☆ | |
| 26368 | Investments Technology Inc CRD 110223 | Private Fund Manager · Boutique (under $100M) | $6.6M | 1 | 1 | 2 | 05/13/2026 | ☆ | |
| 26369 | Naab, Justin M. CRD 123722 | Wealth Manager · Boutique (under $100M) | $6.6M | 57 | 57 | 1 | 01/11/2026 | ☆ | |
| 26370 | Villalobos, Enrique CRD 285049 | West Covina, CA | Wealth Manager · Boutique (under $100M) | $6.6M | 16 | 20 | 1 | 01/27/2026 | ☆ |
| 26371 | Heritage Advisory Services, Inc. CRD 119241 | Malvern, PA | Wealth Manager · Boutique (under $100M) | $6.5M | 15 | 15 | 1 | 03/18/2026 | ☆ |
| 26372 | The Wealth Syndicate Llc CRD 282889 | Silver Spring, MD | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 80 | 80 | 1 | 02/19/2026 | ☆ |
| 26373 | Wise Holdings Inc. CRD 114731 | Wealth Manager · Boutique (under $100M) | $6.5M | 0 | 8 | 0 | 06/27/2025 | ☆ | |
| 26374 | Great Mountain Capital Management Llc CRD 133909 | Wealth Manager · Boutique (under $100M) | $6.5M | 13 | 18 | 1 | 03/26/2026 | ☆ | |
| 26375 | Brokaw Rice Investment Advisors, Incorporated CRD 141533 | Wealth Manager · Boutique (under $100M) | $6.5M | 19 | 27 | 2 | 03/29/2026 | ☆ | |
| 26376 | Financial Life Journeys, Llc CRD 306786 | Wealth Manager · Boutique (under $100M) | $6.5M | 23 | 66 | 1 | 01/10/2026 | ☆ | |
| 26377 | Talent Acquisition Group, Inc. Dba Spiritus Financial Planning CRD 141372 | Wealth Manager · Boutique (under $100M) | $6.5M | 3 | 2 | 2 | 03/24/2026 | ☆ | |
| 26378 | Sirmium Capital, Llc CRD 167682 | Wealth Manager · Boutique (under $100M) | $6.5M | 61 | 61 | 1 | 07/02/2025 | ☆ | |
| 26379 | Mindful Advisory, Llc CRD 315290 | Wealth Manager · Boutique (under $100M) | $6.5M | 10 | 23 | 1 | 03/29/2026 | ☆ | |
| 26380 | Capridge Advisors Llc CRD 330404 | Wealth Manager · Boutique (under $100M) | $6.5M | 6 | 15 | 1 | 01/21/2026 | ☆ | |
| 26381 | N CRD 158125 | Wealth Manager · Boutique (under $100M) | $6.5M | 15 | 15 | 2 | 03/14/2025 | ☆ | |
| 26382 | Newday Funds, Inc. CRD 174758 | Southbury, CT | Wealth Manager · Boutique (under $100M) | $6.5M | 3 | 2 | 04/01/2026 | ☆ | |
| 26383 | Brookside Wealth Management Llc CRD 287767 | Wealth Manager · Boutique (under $100M) | $6.5M | 5 | 5 | 1 | 03/16/2026 | ☆ | |
| 26384 | Donovan Legacy Advisors, Llc CRD 323659 | Wealth Manager · Boutique (under $100M) | $6.5M | 5 | 19 | 1 | 09/30/2026 | ☆ | |
| 26385 | Ames Financial Solutions, Llc CRD 172728 | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 217 | 324 | 1 | 02/04/2026 | ☆ | |
| 26386 | Florio Wealth Management, Llc CRD 311831 | Seminole, FL | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 33 | 47 | 2 | 02/13/2026 | ☆ |
| 26387 | Harvey Wealth Management Llc CRD 324344 | Wealth Manager · Boutique (under $100M) | $6.5M | 3 | 3 | 1 | 06/03/2026 | ☆ | |
| 26388 | Ivy Capital Llc CRD 333600 | South Glastonbury, CT | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 1 | 2 | 1 | 03/23/2026 | ☆ |
| 26389 | Legacy Wealth Capital, Llc. CRD 175197 | Wealth Manager · Boutique (under $100M) | $6.5M | 10 | 10 | 1 | 05/13/2026 | ☆ | |
| 26390 | Summit Family Office Services, Llc CRD 171313 | Multi-Family Office · Boutique (under $100M) | $6.5M | 15 | 15 | 4 | 07/20/2026 | ☆ | |
| 26391 | Sunstreet Securities, Llc CRD 143211 | Avondale, AZ | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 50 | 50 | 18 | 03/31/2026 | ☆ |
| 26392 | Toyer Investment Advisors Llc CRD 308378 | Wealth Manager · Boutique (under $100M) | $6.5M | 95 | 90 | 1 | 03/31/2026 | ☆ | |
| 26393 | Tricord Investment Advisors, Inc. CRD 131613 | Wealth Manager · Boutique (under $100M) | $6.5M | 15 | 15 | 0 | 07/07/2026 | ☆ | |
| 26394 | William Driscoll Insurance, Inc. CRD 285778 | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 33 | 33 | 1 | 03/12/2026 | ☆ | |
| 26395 | Visionary Wealth Planners Llc CRD 318224 | Wealth Manager · Boutique (under $100M) | $6.5M | 67 | 67 | 1 | 01/22/2026 | ☆ | |
| 26396 | Organic Wealth, Llc CRD 331383 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $6.5M | 10 | 57 | 1 | 03/16/2026 | ☆ |
| 26397 | Braverman Wealth Advisors, Llc CRD 304291 | Boulder, CO | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 2 | 12 | 1 | 03/17/2025 | ☆ |
| 26398 | Dickson Financial Group, Llc. CRD 292258 | Wealth Manager · Boutique (under $100M) | $6.5M | 31 | 31 | 2 | 01/05/2026 | ☆ | |
| 26399 | Kanakadhara Financial Enterprise, Llc CRD 158491 | Carnegie, PA | Insurance-Affiliated · Boutique (under $100M) | $6.5M | 2 | 2 | 1 | 03/31/2022 | ☆ |
| 26400 | Acadia Financial Services, Llc CRD 309270 | Wealth Manager · Boutique (under $100M) | $6.5M | 20 | 73 | 1 | 01/08/2026 | ☆ |