Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26401 | Iseler Financial, Llc CRD 304647 | Wealth Manager · Boutique (under $100M) | $6.5M | 42 | 115 | 1 | 10/09/2026 | ☆ | |
| 26402 | Jw Hall Financial Llc CRD 337745 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $6.5M | 6 | 25 | 1 | 01/08/2026 | ☆ |
| 26403 | Henley Advisors, Llc CRD 281983 | Lakeland, FL | Wealth Manager · Boutique (under $100M) | $6.5M | 69 | 79 | 1 | 03/02/2026 | ☆ |
| 26404 | Hughes Strategic Group Llc CRD 334347 | Wealth Manager · Boutique (under $100M) | $6.5M | 21 | 44 | 1 | 03/30/2026 | ☆ | |
| 26405 | Granata, Michael E. CRD 171697 | Wealth Manager · Boutique (under $100M) | $6.4M | 36 | 46 | 1 | 01/18/2026 | ☆ | |
| 26406 | Mahaffey Financial Llc CRD 138464 | Wealth Manager · Boutique (under $100M) | $6.4M | 13 | 13 | 1 | 01/02/2026 | ☆ | |
| 26407 | Wealthjar Investment Advisory, Llc CRD 288484 | Honolulu, HI | Wealth Manager · Boutique (under $100M) | $6.4M | 46 | 106 | 11 | 04/28/2026 | ☆ |
| 26408 | Lake State Financial Inc CRD 327163 | Wealth Manager · Boutique (under $100M) | $6.4M | 11 | 17 | 1 | 03/30/2026 | ☆ | |
| 26409 | Anchory, Llc CRD 293701 | Wealth Manager · Boutique (under $100M) | $6.4M | 11 | 39 | 1 | 04/24/2026 | ☆ | |
| 26410 | Advanced Practice Planning, Llc CRD 327349 | Wealth Manager · Boutique (under $100M) | $6.4M | 30 | 58 | 1 | 04/08/2026 | ☆ | |
| 26411 | Twelve Two Capital Llc CRD 297748 | Wealth Manager · Boutique (under $100M) | $6.4M | 26 | 92 | 1 | 03/22/2026 | ☆ | |
| 26412 | O'hara Wealth Management Inc CRD 297201 | Port Jefferson Station, NY | Wealth Manager · Boutique (under $100M) | $6.4M | 27 | 30 | 1 | 01/09/2026 | ☆ |
| 26413 | Bmr Financial Advisors, Ltd. CRD 119299 | Henderson, NV | Wealth Manager · Boutique (under $100M) | $6.4M | 10 | 25 | 1 | 03/09/2026 | ☆ |
| 26414 | Blueprint Retirement Advisors Llc CRD 304611 | Palestine, TX | Insurance-Affiliated · Boutique (under $100M) | $6.4M | 18 | 21 | 1 | 06/08/2026 | ☆ |
| 26415 | Pacific Point Wealth Management, Llc CRD 338392 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $6.4M | 35 | 35 | 5 | 09/29/2026 | ☆ |
| 26416 | Alphanso Inc. CRD 324030 | Wealth Manager · Boutique (under $100M) | $6.4M | 20 | 20 | 11 | 09/22/2026 | ☆ | |
| 26417 | Fitbux Ria Llc CRD 290159 | Wealth Manager · Boutique (under $100M) | $6.4M | 193 | 193 | 1 | 07/31/2026 | ☆ | |
| 26418 | Hollett,Edward Alan CRD 126811 | Pismo Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $6.4M | 74 | 74 | 2 | 03/16/2026 | ☆ |
| 26419 | N.A. Silva & Company, Inc. CRD 319252 | Investment Adviser · Boutique (under $100M) | $6.4M | 10 | 13 | 1 | 01/26/2026 | ☆ | |
| 26420 | Schemco, Llc CRD 157066 | Wealth Manager · Boutique (under $100M) | $6.4M | 6 | 6 | 1 | 10/09/2024 | ☆ | |
| 26421 | Djpuff Advisors Group, Inc. CRD 132754 | Camillus, NY | Investment Adviser · Boutique (under $100M) | $6.4M | 1 | 1 | 3 | 09/01/2026 | ☆ |
| 26422 | Back Bay Advisors, Llc CRD 319026 | Wealth Manager · Boutique (under $100M) | $6.4M | 17 | 2 | 02/03/2026 | ☆ | ||
| 26423 | Chatham Wealth Management, Llc CRD 331397 | Wealth Manager · Boutique (under $100M) | $6.4M | 8 | 8 | 1 | 03/25/2026 | ☆ | |
| 26424 | Wise Wealth Llc CRD 312430 | Fort Wayne, IN | Wealth Manager · Boutique (under $100M) | $6.4M | 49 | 94 | 1 | 10/02/2026 | ☆ |
| 26425 | Byerly Investment Management Inc. CRD 155542 | Wealth Manager · Boutique (under $100M) | $6.4M | 17 | 36 | 1 | 02/24/2026 | ☆ | |
| 26426 | Xie, Rui CRD 277139 | Wealth Manager · Boutique (under $100M) | $6.4M | 0 | 17 | 1 | 03/19/2026 | ☆ | |
| 26427 | Lion Quest Llc CRD 305163 | Insurance-Affiliated · Boutique (under $100M) | $6.4M | 43 | 83 | 1 | 03/06/2026 | ☆ | |
| 26428 | Moss Bay Capital, Llc CRD 299002 | Kirkland, WA | Private Fund Manager · Boutique (under $100M) | $6.4M | 3 | 3 | 1 | 03/30/2026 | ☆ |
| 26429 | Michael Dean Moore CRD 115632 | Wealth Manager · Boutique (under $100M) | $6.4M | 7 | 7 | 1 | 08/25/2026 | ☆ | |
| 26430 | Resource Management Llc CRD 131792 | Wealth Manager · Boutique (under $100M) | $6.4M | 4 | 4 | 1 | 03/28/2025 | ☆ | |
| 26431 | Rivetti Investment Services, Llc CRD 166720 | Wealth Manager · Boutique (under $100M) | $6.4M | 39 | 58 | 1 | 01/06/2026 | ☆ | |
| 26432 | J Allen Capital Advisors, Llc CRD 174729 | Private Fund Manager · Boutique (under $100M) | $6.4M | 1 | 1 | 2 | 01/18/2026 | ☆ | |
| 26433 | Mccloskey & Associates, P.A. CRD 142883 | Melbourne, FL | Insurance-Affiliated · Boutique (under $100M) | $6.3M | 21 | 21 | 1 | 03/16/2026 | ☆ |
| 26434 | Latitude Investment Group, Llc CRD 333819 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $6.3M | 87 | 87 | 3 | 07/08/2026 | ☆ |
| 26435 | Arque Advisors, Llc CRD 144862 | Wealth Manager · Boutique (under $100M) | $6.3M | 34 | 32 | 1 | 06/10/2026 | ☆ | |
| 26436 | Sof Spectrum Capital Management, Llc CRD 316108 | Wealth Manager · Boutique (under $100M) | $6.3M | 34 | 55 | 1 | 03/02/2026 | ☆ | |
| 26437 | Client First Financial Advisors, Llc CRD 141995 | Wealth Manager · Boutique (under $100M) | $6.3M | 8 | 16 | 1 | 03/23/2026 | ☆ | |
| 26438 | Rockhouse Capital, Llc CRD 152806 | Wealth Manager · Boutique (under $100M) | $6.3M | 41 | 61 | 1 | 03/25/2026 | ☆ | |
| 26439 | Strategic Financial Planning, Inc. CRD 121007 | Minnetonka, MN | Wealth Manager · Boutique (under $100M) | $6.3M | 7 | 1 | 03/30/2026 | ☆ | |
| 26440 | Turpin & Associates Inc CRD 122841 | Indianapolis, IN | Institutional / Pension Advisor · Boutique (under $100M) | $6.3M | 35 | 23 | 1 | 01/29/2026 | ☆ |
| 26441 | Davison Wealth Management, Llc CRD 153303 | Insurance-Affiliated · Boutique (under $100M) | $6.3M | 21 | 21 | 1 | 03/13/2026 | ☆ | |
| 26442 | Amazonite Investments Llc CRD 325264 | Wealth Manager · Boutique (under $100M) | $6.3M | 66 | 66 | 2 | 02/23/2026 | ☆ | |
| 26443 | Ascension Wealth Management Llc CRD 323944 | Wealth Manager · Boutique (under $100M) | $6.3M | 1 | 1 | 05/21/2026 | ☆ | ||
| 26444 | Brk Wealth Management Llc CRD 325094 | Wealth Manager · Boutique (under $100M) | $6.3M | 7 | 13 | 1 | 03/31/2025 | ☆ | |
| 26445 | Wealth Planning, Inc. CRD 116045 | Wealth Manager · Boutique (under $100M) | $6.3M | 7 | 7 | 1 | 03/14/2026 | ☆ | |
| 26446 | Personal Wealth Management, Llc CRD 285074 | Insurance-Affiliated · Boutique (under $100M) | $6.3M | 17 | 22 | 1 | 02/06/2026 | ☆ | |
| 26447 | Atlanta Wealth Management, Inc. CRD 125190 | Wealth Manager · Boutique (under $100M) | $6.3M | 11 | 30 | 1 | 03/18/2026 | ☆ | |
| 26448 | Cook Financial, Llc CRD 326989 | Vernal, UT | Wealth Manager · Boutique (under $100M) | $6.3M | 30 | 47 | 1 | 02/23/2026 | ☆ |
| 26449 | Freedom Wealth Llc CRD 327278 | Appleton, WI | Wealth Manager · Boutique (under $100M) | $6.3M | 68 | 115 | 1 | 01/12/2026 | ☆ |
| 26450 | Campbell Financial Advisory, Llc CRD 285281 | Insurance-Affiliated · Boutique (under $100M) | $6.3M | 31 | 59 | 1 | 01/26/2026 | ☆ |