Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 26301 | Kingfisher Capital Management Llc CRD 324155 | Wealth Manager · Boutique (under $100M) | $6.9M | 4 | 11 | 1 | 02/02/2026 | ☆ | |
| 26302 | Shepherd Advisor Llc CRD 328734 | Institutional / Pension Advisor · Boutique (under $100M) | $6.9M | 6 | 7 | 1 | 03/10/2026 | ☆ | |
| 26303 | Bonsai Financial Services, Llc CRD 292432 | Wealth Manager · Boutique (under $100M) | $6.8M | 62 | 89 | 2 | 09/21/2023 | ☆ | |
| 26304 | Hk Funds, Llc CRD 338583 | Wealth Manager · Boutique (under $100M) | $6.8M | 21 | 51 | 2 | 08/28/2026 | ☆ | |
| 26305 | Pocket Project Llc CRD 310651 | Wealth Manager · Boutique (under $100M) | $6.8M | 35 | 101 | 1 | 02/12/2026 | ☆ | |
| 26306 | Gaines Capital Management Llc CRD 335414 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $6.8M | 27 | 45 | 1 | 03/18/2026 | ☆ |
| 26307 | Emerging Oaks Capital Llc CRD 306759 | Lakeway, TX | Wealth Manager · Boutique (under $100M) | $6.8M | 8 | 1 | 03/18/2026 | ☆ | |
| 26308 | Balcony Partners, Llc CRD 157426 | East Hampton, NY | Wealth Manager · Boutique (under $100M) | $6.8M | 1 | 2 | 03/27/2026 | ☆ | |
| 26309 | Retirement And Investment Solutions, Llc CRD 331575 | Institutional / Pension Advisor · Boutique (under $100M) | $6.8M | 17 | 28 | 1 | 10/02/2026 | ☆ | |
| 26310 | Delta Capital Management, Inc. CRD 164736 | Dublin, OH | Wealth Manager · Boutique (under $100M) | $6.8M | 24 | 24 | 2 | 03/23/2026 | ☆ |
| 26311 | Noble Investors Llc CRD 325722 | Fredericksburg, TX | Wealth Manager · Boutique (under $100M) | $6.8M | 2 | 13 | 1 | 03/18/2026 | ☆ |
| 26312 | Axxes Advisors I Llc CRD 332460 | Coral Gables, FL | Mutual Fund / Asset Manager · Boutique (under $100M) | $6.8M | 1 | 1 | 10 | 09/23/2026 | ☆ |
| 26313 | Luna Investment Services Inc. CRD 113474 | Wealth Manager · Boutique (under $100M) | $6.8M | 21 | 21 | 1 | 06/11/2026 | ☆ | |
| 26314 | Trust Alliance Wealth Partners Llc CRD 318514 | Wealth Manager · Boutique (under $100M) | $6.8M | 5 | 6 | 1 | 04/02/2026 | ☆ | |
| 26315 | Cgi Investment Advisers Llc CRD 147655 | Altamonte Springs, FL | Wealth Manager · Boutique (under $100M) | $6.8M | 19 | 19 | 1 | 03/30/2026 | ☆ |
| 26316 | Terrell Advisors, Llc CRD 313984 | Windsor Heights, IA | Wealth Manager · Boutique (under $100M) | $6.8M | 9 | 22 | 1 | 02/18/2026 | ☆ |
| 26317 | Sherman Financial & Wealth Management Llc CRD 290219 | Daniel Island, SC | Wealth Manager · Boutique (under $100M) | $6.8M | 29 | 19 | 1 | 03/31/2026 | ☆ |
| 26318 | Balfour Capital, Llc CRD 285590 | Wealth Manager · Boutique (under $100M) | $6.8M | 18 | 29 | 1 | 03/03/2026 | ☆ | |
| 26319 | Keel Capital Ab CRD 283825 | Stockholm | Private Fund Manager · Boutique (under $100M) | $6.8M | 3 | 3 | 3 | 09/30/2026 | ☆ |
| 26320 | Freedom Formula Wealth Management Llc CRD 340258 | Wealth Manager · Boutique (under $100M) | $6.8M | 32 | 32 | 2 | 09/04/2026 | ☆ | |
| 26321 | Fit Financial Consulting Llc CRD 173028 | Wealth Manager · Boutique (under $100M) | $6.8M | 40 | 87 | 1 | 10/09/2026 | ☆ | |
| 26322 | Stone Oak Capital, Llc CRD 289105 | Wealth Manager · Boutique (under $100M) | $6.8M | 11 | 16 | 1 | 03/30/2026 | ☆ | |
| 26323 | Thoughtful Financial Planning, Llc CRD 171525 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $6.8M | 20 | 81 | 1 | 03/31/2026 | ☆ |
| 26324 | Skidmore Advisory Services, Inc. CRD 166423 | Denver, CO | Wealth Manager · Boutique (under $100M) | $6.8M | 12 | 10 | 1 | 03/30/2026 | ☆ |
| 26325 | Kenwyck Capital, Llc CRD 332844 | Marietta, GA | Wealth Manager · Boutique (under $100M) | $6.8M | 10 | 24 | 1 | 01/28/2026 | ☆ |
| 26326 | Steve Chastain Wealth Management Llc CRD 290752 | Rogers, AR | Wealth Manager · Boutique (under $100M) | $6.8M | 46 | 46 | 1 | 03/31/2026 | ☆ |
| 26327 | Sabatier Wealth Llc CRD 313446 | Longview, WA | Wealth Manager · Boutique (under $100M) | $6.8M | 58 | 58 | 1 | 04/14/2026 | ☆ |
| 26328 | Gioben Capital Llc CRD 316169 | Wealth Manager · Boutique (under $100M) | $6.7M | 33 | 33 | 1 | 03/10/2026 | ☆ | |
| 26329 | Michael Mellberg Cpa Llc CRD 311833 | Reno, NV | Wealth Manager · Boutique (under $100M) | $6.7M | 11 | 27 | 1 | 03/12/2026 | ☆ |
| 26330 | Concap Llc CRD 321873 | Wealth Manager · Boutique (under $100M) | $6.7M | 17 | 62 | 1 | 05/27/2026 | ☆ | |
| 26331 | Spartan Capital Private Wealth Management Llc CRD 154632 | New York, NY | Insurance-Affiliated · Boutique (under $100M) | $6.7M | 20 | 20 | 6 | 12/13/2022 | ☆ |
| 26332 | Lindenwood Financial Llc CRD 327390 | Madison, WI | Wealth Manager · Boutique (under $100M) | $6.7M | 14 | 53 | 2 | 07/14/2026 | ☆ |
| 26333 | Asterbright Capital Management, Llc CRD 293980 | Wealth Manager · Boutique (under $100M) | $6.7M | 6 | 10 | 1 | 04/13/2026 | ☆ | |
| 26334 | Houston Wealth Management Llc CRD 168715 | Houston, TX | Wealth Manager · Boutique (under $100M) | $6.7M | 16 | 39 | 1 | 03/31/2026 | ☆ |
| 26335 | Neumeier Capital Management,Inc CRD 115911 | Wealth Manager · Boutique (under $100M) | $6.7M | 16 | 39 | 1 | 03/26/2026 | ☆ | |
| 26336 | Wealthera Financial Planning Llc CRD 334521 | Wealth Manager · Boutique (under $100M) | $6.7M | 15 | 35 | 1 | 06/23/2026 | ☆ | |
| 26337 | Leonard Wealth Management, Llc CRD 311277 | Lincolnton, NC | Wealth Manager · Boutique (under $100M) | $6.7M | 45 | 47 | 1 | 03/16/2026 | ☆ |
| 26338 | Wysopal Wealth Planning, Llc CRD 330813 | Wealth Manager · Boutique (under $100M) | $6.7M | 11 | 46 | 1 | 05/11/2026 | ☆ | |
| 26339 | Covenant Wealth Advisors Ltd CRD 160394 | Insurance-Affiliated · Boutique (under $100M) | $6.7M | 6 | 1 | 03/21/2026 | ☆ | ||
| 26340 | Holman Wealth Management, Llc CRD 296591 | Wealth Manager · Boutique (under $100M) | $6.7M | 15 | 26 | 1 | 03/30/2026 | ☆ | |
| 26341 | Clarified Wealth Management, Llc CRD 329226 | Austin, TX | Wealth Manager · Boutique (under $100M) | $6.7M | 6 | 6 | 1 | 03/19/2026 | ☆ |
| 26342 | Lota Advisors Llc. CRD 269885 | Wealth Manager · Boutique (under $100M) | $6.7M | 4 | 4 | 1 | 03/02/2026 | ☆ | |
| 26343 | Allen Financial Advisement, Inc. CRD 337542 | La Jolla, CA | Wealth Manager · Boutique (under $100M) | $6.7M | 135 | 135 | 1 | 04/09/2026 | ☆ |
| 26344 | Nedra Low CRD 114240 | Wealth Manager · Boutique (under $100M) | $6.7M | 3 | 11 | 1 | 02/07/2026 | ☆ | |
| 26345 | Celtic Capital Corporation CRD 116707 | Wealth Manager · Boutique (under $100M) | $6.7M | 31 | 31 | 1 | 03/31/2026 | ☆ | |
| 26346 | Holleyjo Financial Llc CRD 307642 | Edina, MN | Wealth Manager · Boutique (under $100M) | $6.7M | 16 | 43 | 1 | 07/08/2026 | ☆ |
| 26347 | Marienplatz Wealth Management Llc CRD 289049 | Wealth Manager · Boutique (under $100M) | $6.7M | 0 | 8 | 1 | 05/01/2026 | ☆ | |
| 26348 | Iem Asset Management, Llc CRD 141549 | Red Bank, NJ | Wealth Manager · Boutique (under $100M) | $6.7M | 19 | 53 | 1 | 03/25/2026 | ☆ |
| 26349 | Brockelsby Investment Services CRD 171595 | Wealth Manager · Boutique (under $100M) | $6.6M | 7 | 7 | 1 | 03/04/2026 | ☆ | |
| 26350 | Infinity Wealth Coaching, Llc CRD 292099 | Las Vegas, NV | Wealth Manager · Boutique (under $100M) | $6.6M | 35 | 43 | 1 | 03/31/2026 | ☆ |