Investment advisers
45,247 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 24301 | Freedom Financial & Business Planning, Llc CRD 151833 | Wealth Manager · Boutique (under $100M) | $14.8M | 32 | 16 | 1 | 07/07/2026 | ☆ | |
| 24302 | Cheng Wealth Management Llc CRD 170190 | Wealth Manager · Boutique (under $100M) | $14.8M | 16 | 69 | 1 | 03/30/2026 | ☆ | |
| 24303 | Artais Capital Management, Llc CRD 148331 | Wealth Manager · Boutique (under $100M) | $14.8M | 42 | 47 | 1 | 03/30/2026 | ☆ | |
| 24304 | Life Advisors Financial Planning And Wealth Management, Llc CRD 148573 | Munfordville, KY | Wealth Manager · Boutique (under $100M) | $14.8M | 88 | 216 | 2 | 03/24/2026 | ☆ |
| 24305 | The Stewardship Solution, Llc CRD 282050 | Wealth Manager · Boutique (under $100M) | $14.8M | 71 | 199 | 1 | 07/22/2026 | ☆ | |
| 24306 | Life Unlocked Partners Llc CRD 318642 | Wealth Manager · Boutique (under $100M) | $14.8M | 39 | 59 | 3 | 02/02/2026 | ☆ | |
| 24307 | Tidewater 3826, Inc. CRD 155014 | Wealth Manager · Boutique (under $100M) | $14.8M | 11 | 17 | 1 | 03/23/2026 | ☆ | |
| 24308 | Le Capital Management Llc CRD 328261 | Wealth Manager · Boutique (under $100M) | $14.8M | 5 | 11 | 1 | 03/30/2026 | ☆ | |
| 24309 | Talley Financial, Inc CRD 117053 | Insurance-Affiliated · Boutique (under $100M) | $14.8M | 105 | 105 | 2 | 09/30/2026 | ☆ | |
| 24310 | Catherine Dee Ryan CRD 143327 | Wealth Manager · Boutique (under $100M) | $14.8M | 14 | 14 | 1 | 03/13/2026 | ☆ | |
| 24311 | Blue Cypress Wealth Management, Llc CRD 304657 | Wealth Manager · Boutique (under $100M) | $14.8M | 60 | 140 | 2 | 03/18/2026 | ☆ | |
| 24312 | Burge Financial, Inc. CRD 172552 | Sacramento, CA | Insurance-Affiliated · Boutique (under $100M) | $14.8M | 67 | 145 | 1 | 02/18/2026 | ☆ |
| 24313 | Collins, Francis E. CRD 130151 | Northampton, MA | Wealth Manager · Boutique (under $100M) | $14.7M | 34 | 36 | 0 | 03/29/2024 | ☆ |
| 24314 | The Other 90 Financial, Llc CRD 323952 | Wealth Manager · Boutique (under $100M) | $14.7M | 18 | 74 | 1 | 03/31/2026 | ☆ | |
| 24315 | Abw, Llc CRD 309104 | Wealth Manager · Boutique (under $100M) | $14.7M | 72 | 72 | 2 | 08/12/2026 | ☆ | |
| 24316 | Integrity First Financial Planning Llc CRD 307515 | Wealth Manager · Boutique (under $100M) | $14.7M | 14 | 47 | 1 | 02/09/2026 | ☆ | |
| 24317 | O'rourke Financial Llc CRD 297726 | Littleton, CO | Wealth Manager · Boutique (under $100M) | $14.7M | 16 | 29 | 1 | 02/12/2026 | ☆ |
| 24318 | Inspiration Financial Planning Llc CRD 334038 | Carlsbad, CA | Wealth Manager · Boutique (under $100M) | $14.7M | 16 | 73 | 1 | 03/22/2026 | ☆ |
| 24319 | Gaskin, Harry Thomas CRD 117731 | Wealth Manager · Boutique (under $100M) | $14.7M | 10 | 10 | 1 | 03/06/2026 | ☆ | |
| 24320 | T. Rose & Associates, Inc. CRD 115253 | Wealth Manager · Boutique (under $100M) | $14.7M | 42 | 46 | 2 | 10/06/2026 | ☆ | |
| 24321 | Ect Advisory, Llc CRD 169117 | Wealth Manager · Boutique (under $100M) | $14.7M | 6 | 27 | 1 | 03/18/2026 | ☆ | |
| 24322 | Bruce Wood Capital, Llc CRD 331360 | Mequon, WI | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 21 | 21 | 2 | 07/08/2026 | ☆ |
| 24323 | Four Seasons Investment Management Llc CRD 286682 | Wealth Manager · Boutique (under $100M) | $14.7M | 11 | 11 | 1 | 03/03/2026 | ☆ | |
| 24324 | Chrys Financial Planning, Llc CRD 318884 | Wealth Manager · Boutique (under $100M) | $14.7M | 14 | 67 | 1 | 02/26/2026 | ☆ | |
| 24325 | Simplified Wealth Planning Llc CRD 335711 | Wealth Manager · Boutique (under $100M) | $14.7M | 28 | 51 | 1 | 01/12/2026 | ☆ | |
| 24326 | Trac Wealth Management, Inc CRD 281128 | Norman, OK | Wealth Manager · Boutique (under $100M) | $14.7M | 162 | 162 | 1 | 04/10/2026 | ☆ |
| 24327 | Compass Financial, Llc CRD 152558 | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 53 | 56 | 1 | 01/13/2026 | ☆ | |
| 24328 | Mountain Avenue Capital Llc CRD 326852 | Wealth Manager · Boutique (under $100M) | $14.7M | 23 | 23 | 1 | 03/13/2026 | ☆ | |
| 24329 | Radiant Wealth Planning, Llc CRD 310280 | Palo Alto, CA | Wealth Manager · Boutique (under $100M) | $14.7M | 59 | 103 | 2 | 01/07/2026 | ☆ |
| 24330 | Roche Asset Management, Llc CRD 170528 | Allentown, PA | Wealth Manager · Boutique (under $100M) | $14.7M | 60 | 74 | 2 | 03/10/2026 | ☆ |
| 24331 | Wealth Renovators, Llc CRD 148524 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $14.7M | 55 | 158 | 1 | 03/26/2026 | ☆ |
| 24332 | Nottinghill Capital Management Inc. CRD 125725 | Wealth Manager · Boutique (under $100M) | $14.6M | 63 | 63 | 1 | 03/10/2026 | ☆ | |
| 24333 | Trieste Capital Llc CRD 153084 | Wealth Manager · Boutique (under $100M) | $14.6M | 5 | 9 | 1 | 03/03/2026 | ☆ | |
| 24334 | Robert Henry Wealth Management, Llc CRD 152868 | Stuart, FL | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 22 | 1 | 02/12/2026 | ☆ |
| 24335 | Mtw Companies Llc CRD 329459 | Wealth Manager · Boutique (under $100M) | $14.6M | 96 | 97 | 2 | 03/06/2026 | ☆ | |
| 24336 | Mcclelland Wesley Wealth Management, Llc CRD 170054 | Wealth Manager · Boutique (under $100M) | $14.6M | 56 | 94 | 1 | 03/16/2026 | ☆ | |
| 24337 | Strategic Navigators Asset Management, Llc CRD 323003 | Grand Rapids, MI | Wealth Manager · Boutique (under $100M) | $14.6M | 29 | 79 | 1 | 07/01/2026 | ☆ |
| 24338 | Mehta, Ketan, J CRD 144140 | Wealth Manager · Boutique (under $100M) | $14.6M | 8 | 17 | 1 | 08/15/2025 | ☆ | |
| 24339 | Lohiser Investment Management, Inc. CRD 120790 | Wealth Manager · Boutique (under $100M) | $14.6M | 17 | 37 | 1 | 01/17/2026 | ☆ | |
| 24340 | Upbeat Wealth, Llc CRD 314880 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 95 | 2 | 01/30/2026 | ☆ |
| 24341 | Ironkoor Retirement, Llc CRD 327162 | West Chester, OH | Wealth Manager · Boutique (under $100M) | $14.6M | 61 | 80 | 2 | 07/28/2026 | ☆ |
| 24342 | Lbk Financial Llc CRD 331286 | Whippany, NJ | Wealth Manager · Boutique (under $100M) | $14.6M | 8 | 23 | 1 | 02/26/2026 | ☆ |
| 24343 | Canaan Investment Management Llc CRD 306125 | Wealth Manager · Boutique (under $100M) | $14.6M | 40 | 76 | 1 | 05/08/2026 | ☆ | |
| 24344 | Omnidivitia Wealth Management, Inc. CRD 172108 | Wealth Manager · Boutique (under $100M) | $14.6M | 52 | 94 | 1 | 02/07/2026 | ☆ | |
| 24345 | Hennessy, Brian Garrett CRD 173578 | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 32 | 1 | 03/06/2026 | ☆ | |
| 24346 | Hedgewise, Inc. CRD 173286 | Wealth Manager · Boutique (under $100M) | $14.6M | 19 | 39 | 1 | 03/18/2026 | ☆ | |
| 24347 | Carlton Hall Asset Management, Llc CRD 136957 | Wealth Manager · Boutique (under $100M) | $14.6M | 26 | 75 | 1 | 03/03/2026 | ☆ | |
| 24348 | W.A. Griffin Financial Services Inc. CRD 302114 | Wealth Manager · Boutique (under $100M) | $14.6M | 65 | 67 | 1 | 06/29/2026 | ☆ | |
| 24349 | Mdc Financial Consulting, Llc CRD 121585 | Wealth Manager · Boutique (under $100M) | $14.6M | 18 | 29 | 1 | 01/23/2026 | ☆ | |
| 24350 | Rariden Investment Advisors, Llc CRD 154352 | Oviedo, FL | Wealth Manager · Boutique (under $100M) | $14.6M | 97 | 97 | 1 | 03/29/2026 | ☆ |