The Focus Group Advisors, Llc
- Regulatory AUM
- $14.4M
- Discretionary
- $14.2M
- Clients
- 34
- Avg AUM / client
- $424K
- Accounts
- 46
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 23 | $1.8M | 12.7% |
| High net worth individuals | 10 | $12.2M | 84.9% |
| Charitable organizations | 1 | $337K | 2.34% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Andrew Vise | Managing Member | Nov 2003 (23y) | 10% – 25% | |
| Jon Aubrey Nettles | Managing Member | CFP | Nov 2003 (23y) | 50% – 75% |
| Marlowe, Robert, Curtiss | Managing Member / Chief Compliance Officer | Sep 2010 (16y) | 10% – 25% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.27 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: CONVERSION, BREACH OF FIDUCIARY DUTIES, DECEIT, FRAUD, INTENTIONAL INFLICTION OF EMOTIONAL DISTRESS-- PLAINTIFF'S ALLEGE ONE OF THE FIRM'S PRINCIPALS [THIRD PARTY] IN HIS CAPACITY AS THE FIRM'S REGISTERED INVESTMENT ADVISER INDUCED PLAINTIFFS TO MAKE UNSECURED LOANS TO VARIOUS COMPANIES THAT WERE NOT REPAID AS AGREED. Status: Pending Summary: THE FIRM VEHEMENTLY DENIES THE ALLEGATIONS AGAINST IT. THE FIRM BELIEVES THE ALLEGATIONS AGAINST IT ARE WITHOUT LEGAL MERIT AND A SHOWING OF THE FACTS WILL PROVE IT WAS NOT INVOLVED IN THE ACTIONS FORMING THE SUBSTANCE OF THE ALLEGATIONS.
Allegations: FRAUD -- PLAINTIFF'S ALLEGE ONE OF THE FIRM'S PRINCIPALS [THIRD PARTY] IN HIS CAPACITY AS THE FIRM'S REGISTERED INVESTMENT ADVISER INDUCED PLAINTIFFS TO MAKE UNSECURED LOANS TO TWO COMPANIES TOTALING $350,000 THAT WERE NOT REPAID AS AGREED. Status: Pending Summary: THE FIRM VEHEMENTLY DENIES THE ALLEGATIONS AGAINST IT. THE FIRM BELIEVES THE ALLEGATIONS AGAINST IT ARE WITHOUT LEGAL MERIT AND A SHOWING OF THE FACTS WILL PROVE IT WAS NOT INVOLVED IN THE ACTIONS FORMING THE SUBSTANCE OF THE ALLEGATIONS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $11.3M (78% of AUM) Mar 2026
- Fidelity Brokerage Services $1.8M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗